Compliance and Reporting. Service Provider shall comply with the Technology Plan at all times, unless DIR agrees to depart from the Technology Plan. Any such agreement to depart from the Technology Plan from the date on which it is signed by DIR shall not relieve Service Provider of its responsibilities under the previous plan prior to the date of such agreement.
Compliance and Reporting. Upon written request from Azul and not to exceed once per calendar year, Customer shall provide a certificate to Azul executed by an authorized signatory of Customer stating that Customer is in compliance with the terms and conditions of this Agreement, including but not limited to confirmation that all applicable fees have been paid. If any underpayments are revealed by any such certificate (or if Customer otherwise becomes aware of any underpayments), Customer shall promptly pay any underpayments. Customer agrees to comply with the reporting obligations if specified on an Order.
Compliance and Reporting. (1) Distributor shall comply with any and all safety regulations and standards and such other regulations or requirements as are or may be promulgated by authorized governmental authorities and required in order to carry out the terms of this Distribution Agreement.
Compliance and Reporting. Distributor shall comply with any and all safety regulations and standards and such other regulations or requirements as are or may be promulgated by authorized governmental authorities and required in order to carry out the terms of this Distribution Agreement. Distributor shall provide Supplier with all information pertaining to adverse events or safety issues related to the Product(s), such information shall be notified together with a detailed description within one working day. Further, Distributor shall promptly provide Supplier with all information alleging Product(s) deficiencies related to the identity, quality, durability, reliability, effectiveness, or performance of the Product(s).
Compliance and Reporting. AISD shall be responsible for diligently monitoring employee and student compliance with the Program terms and conditions under this Agreement. AISD will monitor the number of Promo Codes issued to Eligible Students and will ensure that only Eligible Students receive Promo Codes. AISD is responsible for communicating to teachers, staff, and students the Program terms and conditions. AISD will provide City with monthly reports, to be received by CITY no later than the 15th day of the month after the reporting period. For example, AISD will send CITY a monthly report for the month of December to be received by CITY no later than January 15th. The monthly report shall include the total number of promo codes given to AISD students, a list of any promo codes previously issued that should be deactivated, and whether any student has abused the program or used a Promo Code in a way that did not comply with the terms of this Agreement. If AISD determines that a Promo Code was used in a way that does not comply with the terms of this Agreement, AISD shall include that information in their monthly report, regardless of who used the Promo Code. City shall notify AISD if it detects or becomes aware of improper use of the Promo Codes issued to AISD students. AISD will notify the individual that was issued the Promo Code and use best efforts to confirm whether such misuse occurred. AISD shall be responsible for paying for any rides that fall outside the scope of this project or were otherwise taken with CITY issued Promo Codes and were not in compliance with this Agreement. If AISD determines that a Promo Code was used in a way that does not comply with the terms of this Agreement, AISD shall reimburse the CITY the full Ride Fare paid by the CITY for the use of that Promo Code. Such payment to CITY shall be made within 30 days after reporting the misuse to the CITY. CITY may disable any Promo Code that the CITY or AISD determines has been used in a way that does not comply with the terms of this Agreement. Any Eligible Student that uses a Promo Code in a way that does not comply with the terms of this agreement, including allowing another individual to use a Promo Code issued to that Eligible Student, shall become ineligible for participation in the Program. CITY shall receive certain non-proprietary data from Via regarding the Program and use of Promo Codes, which may include the total number of Promo Codes used each month, the total cost of those rides to the City, and...
Compliance and Reporting. Section 2.05 Reporting, are revised to include the following paragraph: CONTRACTOR shall submit quarterly and final performance reports that describe progress toward achieving the objectives contained in approved Contractor's Service Delivery Plan and any written revisions. Contractor shall submit the performance reports by the end of the month following the end of each quarter, in a format to be provided by DSHS. Failure to submit a required report of additional requested information by the due date specified in the Program Attachment (s) or upon request constitutes breach of contract, may result in delay payment, and may adversely affect evaluation of Contractor’s future contracting opportunities with the department. Programmatic Reporting Submission Requirements: Reports and Report signature page should be sent electronically to: XxxxxXXXxxx@xxxx.xxxxx.xx.xx, or the signature page can sent by facsimile to 000-000-0000. A copy of the report should be sent to the respective DSHS Health Service Region, Attention: Deputy Regional Director. See Programmatic Reporting Requirements section for required reports. General Provisions, ARTICLE XXI Program Operations, Section 21.06 Responsibilities and Restrictions Concerning Governing Board, Officers and Employees, is not applicable to this program Attachment. General Provisions, ARTICLE XXII Program Equipment and Supplies, Section 22.01 Equipment, is revised to include the following: For the purpose of this Program Attachment, equipment is not approved as part of the base budget for RLSS/LPHS. The funds are for direct services. Although, at mid-year of the contract term, if funds are identified as not being used, the funds may be used to purchase equipment in the 3rd quarter of the contract or program attachment term. Contractor must submit proposal to redirect funds with justification as to how the equipment helps achieve the goals, objectives, and deliverables outlined in Exhibit A (Project Service Delivery Plan). The proposal must be submitted to the contract manager assigned to the program attachment.
Compliance and Reporting. 1. Process all subscription and redemption documents. · Conduct AML procedures on all proposed subscriptions · Give notification of any rejected or suspect subscriptions The duties of the Administrator shall be confined to those expressly set forth herein, and no implied duties are assumed by or may be asserted against the Administrator hereunder. Schedule B to the Administration, Fund Accounting and Recordkeeping Agreement by and between FEG ABSOLUTE ACCESS TEI FUND LLC and UMB Fund Services, Inc. Fees Accounting and Administration Annual Asset-Based Fees n Up to $250 million 8.0 basis points, plus n Next $250 million 6.0 basis points, plus n Next $250 million 4.0 basis points, plus n Over $750 million 3.0 basis points Minimum Flat Fee Monthly fee, per Feeder Fund $ 2,000 SEC Administration Fee Monthly fee $ 3,000 Investor Recordkeeping Fund Investor Servicing Fees – Monthly Allocations to Investors Per fund, per month, for Investor reporting n Up to 25 accounts $ 1,000, plus n Next 75 accounts $15 per account, plus n Next 400 accounts $10 per account Transaction Fees n Initial one-time set-up per new account $ 12.50 n Transaction and statement fees (address change, additional purchase, etc.) $ 5.00 Transaction and statement fees will be determined on a per-fund basis and billed monthly. Out-of-Pocket Expenses Out-of-pocket expenses include but are not limited to normal, reasonable recurring expenses such as pricing services, software license fees for section 16 reporting, postage, express delivery charges, courier services, printing of reports, photocopying, stationery, record retention/storage/retrieval, travel on behalf and request of the fund, and expenses, including but not limited to attorney’s fees, incurred in connection with responding to and complying with the Commission or other regulatory investigations, inquiries or subpoenas, excluding routine examinations of UMB in its capacity as a service provider to the funds. Negotiated project fees may apply for special programming to create custom reports.
Compliance and Reporting. The obligations contained in Sections 11.1 and 11.2 shall be binding on all contractors and subcontractors to the extent that any work is done by any contractor or subcontractor, and any contract entered into by the Redeveloper (or any other person or entity) in respect of the construction of the Project shall so provide. The Redeveloper covenants to enforce (and cause any other person or entity to enforce) its contracts with its contractors and subcontractors if such parties are not in compliance with Sections 11.1 and 11.2. The Redeveloper and its contractors and subcontractors shall submit monthly (or at less frequent intervals, not less than quarterly, if so directed by the Director) reports regarding their compliance with Sections 11.1 and 11.2 as the City may reasonably require. Upon completion of the Project, the Redeveloper shall certify that it has complied with the requirements of Sections
Compliance and Reporting. 1. Process all subscription and redemption documents. · Conduct AML procedures on all proposed subscriptions · Give notification of any rejected or suspect subscriptions Schedule B to the Administration, Fund Accounting and Recordkeeping Agreement by and between JHW Pan Asia Strategies TE Fund, LLC and J.X. Xxxxx & Co., Inc. Fees Accounting, Administration and Investor Recordkeeping Flat Fee Quarterly fee Regulatory Administration Fee Quarterly fee Technological Services Fee Quarterly fee DDA Account Fees · Monthly Fee, per account · Activity Fees o Incoming wires, each o Outgoing wires, each o Outgoing wires, each (non-repetitive) o Account debits, per item o Account credits, per item o Overdrafts, per item Blue Sky State Filing Fees Per state Out-of-Pocket Expenses Out of pocket expenses include, but are not limited to, normal recurring expenses such as pricing services, postage, express delivery charges, courier services, printing of reports, photocopying, stationery, record retention/storage/retrieval, travel on behalf and request of the Fund, bank account service fees and any other bank charges and expenses, including but not limited to attorney’s fees, incurred in connection with responding to and complying with Commission or other regulatory investigations, inquiries or subpoenas, excluding routing examination of Administrator in its capacity as a service provider to the Fund. Negotiated project fees may apply for special programming to create custom reports.
Compliance and Reporting. 1. Process all subscription and redemption documents. · Conduct AML procedures on all proposed subscriptions · Give notification of any rejected or suspect subscriptions The duties of the Administrator shall be confined to those expressly set forth herein, and no implied duties are assumed by or may be asserted against the Administrator hereunder. Schedule B to the Administration, Fund Accounting and Recordkeeping Agreement by and between FEG Directional Access TEI Fund LLC and UMB Fund Services, Inc. Fees Accounting and Administration Annual Asset-Based Fees n Up to $250 million 8.0 basis points, plus n Next $250 million 6.0 basis points, plus n Next $250 million 4.0 basis points, plus n Over $750 million 3.0 basis points Minimum Flat Fee Minimum monthly fee, per Feeder Fund $2,000 Feeder Funds Monthly fee, per Feeder Fund $2,000 SEC Administration Fee Monthly fee $3,000 Investor Services and Transfer Agency Annual Per-Account Transfer Agent Fees n First 500 investors, each $150 n Next 1,000 investors, each $140 n Each investor over $1,500 investors $130 Subject to Annual Minimum $24,000 Exhibit (k)(1) USA PATRIOT Act (AML) Fees n Per fund, per year $2,000 n Suspicious Activity Report filing (per occurrence) $25 n Escheatment – per filing, per state $50 Investor Telephone Calls Per minute $1.00 DTCC AIP n One-time set-up fee $3,000 n Per file, per month $25 Intermediary File Feed – Non-DTCC Per feed $25 Advanced Reporting Solutions n Annual maintenance fee* included n Additional interactive user license (per license, per year) $1,000 * Includes initial set-up costs plus up to four interactive user licenses per fund family Internet Services Voila – per fund family n One-time set-up fee $7,500 n Monthly maintenance fee $1,000 Web-based document mailing* n One-time set-up fee $4,000 n Annual maintenance fee $1,500 n Per shareholder, per mailing $.15 * Statements, prospectuses, financial reports, etc. Exhibit (k)(1) Out-of-Pocket Expenses Out-of-pocket expenses include but are not limited to normal, reasonable recurring expenses such as pricing services, software license fees for section 16 reporting, postage, express delivery charges, courier services, printing of reports, photocopying, stationery, record retention/storage/retrieval, travel on behalf and request of the fund, and expenses, including but not limited to attorney’s fees, incurred in connection with responding to and complying with the Commission or other regulatory investigations, inquiries or s...
