Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity.
Appears in 69 contracts
Samples: Transfer Agency Services Agreement (Nicholas-Applegate International & Premium Strategy Fund), Transfer Agency Services Agreement (PIMCO Income Opportunity Fund), Transfer Agency Services Agreement (Nicholas Applegate Global Equity & Convertible Income Fund)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity.
Appears in 61 contracts
Samples: Administration and Accounting Services Agreement (RBB Fund Inc), Administration and Accounting Services Agreement (RBB Fund Inc), Administration and Accounting Services Agreement (RBB Fund Inc)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityof its investment portfolios.
Appears in 41 contracts
Samples: Transfer Agency Services Agreement (Eii Realty Securities Trust), Transfer Agency Services Agreement (BFM Institutional Trust Inc), Transfer Agency Services Agreement (Golf Associated Fund)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityPortfolio.
Appears in 33 contracts
Samples: Sub Administration and Accounting Services Agreement (Eii Realty Securities Trust), Administration and Accounting Services Agreement (Hilliard Lyons Investment Trust), Administration and Accounting Services Agreement (Weiss Treasury Fund)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityof its Portfolios.
Appears in 26 contracts
Samples: Transfer Agency and Related Services Agreement (Sma Relationship Trust), Transfer Agency and Related Services Agreement (Painewebber Investment Series), Transfer Agency and Related Services Agreement (Painewebber Master Series Inc)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityparty.
Appears in 15 contracts
Samples: Administration, Accounting and Investor Services Agreement (Ubs M3 Fund LLC), Accounting and Investor Services Agreement (Ubs Pw Event & Equity Fund LLC), Accounting and Investor Services Agreement (Ubs Pw Technology Partners LLC)
Compliance with Rules and Regulations. PFPC undertakes agrees to comply with all the applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityFund.
Appears in 14 contracts
Samples: Form of Transfer Agency Services Agreement (Highland Special Situations Fund II), Accounting Services Agreement (Highland Funds I), Transfer Agency Services Agreement (Highland Funds I)
Compliance with Rules and Regulations. PFPC undertakes agrees to comply with all the applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by Highland or the Fund or any other entityFund.
Appears in 7 contracts
Samples: Sub Administration Services Agreement (Highland Funds I), Sub Administration Services Agreement (Highland Special Situations Fund II), Sub Administration Services Agreement (Highland Credit Strategies Fund)
Compliance with Rules and Regulations. PFPC undertakes to comply with ------------------------------------- all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityof its Portfolios.
Appears in 6 contracts
Samples: Transfer Agency and Related Services Agreement (Painewebber Investment Series), Transfer Agency and Related Services Agreement (Painewebber Investment Trust Ii), Transfer Agency and Related Services Agreement (Painewebber Index Trust)
Compliance with Rules and Regulations. PFPC undertakes to comply with all the applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunderhereunder as are specified in writing by the Fund to PFPC and agreed in writing by PFPC. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityFund.
Appears in 6 contracts
Samples: Accounting and Investor Services Agreement (Montgomery Partners Absolute Return Fund LLC), Agreement (Btop50 Cta Index Fund), Form of Agreement (Acp Strategic Opportunities Fund Ii LLC)
Compliance with Rules and Regulations. PFPC undertakes to comply with all the applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunderhereunder as are specified in writing by the Partnership to PFPC and agreed in writing by PFPC. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityPartnership.
Appears in 6 contracts
Samples: Accounting and Investor Services Agreement (Gam Avalon Multi-Europe Lp), Accounting and Investor Services Agreement (Gam Avalon Multi-Global Lp), Investor Services Agreement (Hatteras Multi-Strategy Fund I, L.P.)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityPortfolio.
Appears in 5 contracts
Samples: Transfer Agency Services Agreement (Offitbank Investment Fund Inc), Transfer Agency Services Agreement (Hillview Investment Trust Ii), Transfer Agency Services Agreement (Hilliard Lyons Investment Trust)
Compliance with Rules and Regulations. With respect to each respective Fund, PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunderhereunder with respect to such Fund. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the any Fund or any other entity.
Appears in 5 contracts
Samples: Accounting Services Agreement (Advanced Series Trust), Accounting Services Agreement (Prudential Jennison MLP Income Fund, Inc.), Accounting Services Agreement (Target Portfolio Trust)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund Trust or any other entity.
Appears in 5 contracts
Samples: Transfer Agency Services Agreement (FundVantage Trust), Transfer Agency Services Agreement (Pax World Balanced Fund), Transfer Agency Services Agreement (Afl Cio Housing Investment Trust)
Compliance with Rules and Regulations. PFPC undertakes to comply with all ------------------------------------- applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity.
Appears in 5 contracts
Samples: Transfer Agency Services Agreement (Pimco New York Municipal Income Fund), Transfer Agency Services Agreement (TCW Galileo Funds Inc), Transfer Agency Services Agreement (Pimco Corporate Income Fund)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the a Fund or any other entity.
Appears in 5 contracts
Samples: Administration and Accounting Services Agreement (Eip Investment Trust), Board Administration Services Agreement (First Trust Exchange-Traded Fund), Board Administration Services Agreement (First Trust Exchange-Traded Fund)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityFund.
Appears in 5 contracts
Samples: Administration and Accounting Services Agreement (Foreign Fund Inc), Administration and Accounting Services Agreement (WFBS Index Fund Inc), Accounting Services Agreement (Webs Index Fund Inc)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable laws, rules and regulations, including, without limitation, applicable requirements of the Securities Laws and any laws, all applicable rules and regulations of governmental authorities having jurisdiction with respect to promulgated by the duties to be performed by PFPC hereunderSEC thereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund Trust or any other entity.
Appears in 4 contracts
Samples: Transfer Agency and Blue Sky Services Agreement (Bb&t Funds /), Transfer Agency and Blue Sky Services Agreement (BB&T Variable Insurance Funds), Services Agreement (BB&T Variable Insurance Funds)
Compliance with Rules and Regulations. PFPC undertakes to comply with all the applicable requirements of the Securities Laws Laws, and any laws, rules rules, and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunderhereunder as are specified in writing by the Fund to PFPC and agreed in writing by PFPC. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityFund.
Appears in 4 contracts
Samples: Administration and Accounting Services Agreement (Topiary Benefit Plan Investor Fund LLC), Administration and Accounting Services Agreement (Topiary Benefit Plan Investor Fund LLC), Investor Services Agreement (Db Hedge Strategies Fund LLC)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityCompany.
Appears in 4 contracts
Samples: Investor Services Agreement (Stratigos Fund LLC), Accounting and Investor Services Agreement (Xanthus Fund LLC), Sub Administration and Accounting Services Agreement (Managed Income Securities Plus Fund Inc)
Compliance with Rules and Regulations. PFPC undertakes to represents and warrants that it will comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund a Trust or any other entity.
Appears in 3 contracts
Samples: Transfer Agency Services Agreement (Managers Funds), Transfer Agency Services Agreement (Managers Amg Funds), Transfer Agency Services Agreement (Managers Trust Ii)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityPortfolio. 5.
Appears in 3 contracts
Samples: Administration and Accounting Services Agreement (American Skandia Advisor Funds Inc), Sub Administration and Accounting Services Agreement (E Trade Funds), Administration and Accounting Services Agreement (Offitbank Variable Insurance Fund Inc)
Compliance with Rules and Regulations. (a) PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity.
Appears in 3 contracts
Samples: Transfer Agency Services Agreement (MGI Funds), Transfer Agency Services Agreement (MGI Funds), Agency Services Agreement (MGI Funds)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by RSMC, the Fund or any other entityPortfolio.
Appears in 3 contracts
Samples: Accounting Services Agreement (Wt Mutual Fund), Accounting Services Agreement (Wt Investment Trust I), Administration and Accounting Services Agreement (Wt Mutual Fund)
Compliance with Rules and Regulations. PFPC undertakes to comply with all the applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entitythe Portfolio.
Appears in 3 contracts
Samples: Administration and Accounting Services Agreement (RBB Fund Inc), Administration and Accounting Services Agreement (RBB Fund Inc), Administration and Accounting Services Agreement (RBB Fund Inc)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund Partnership or any other entityparty.
Appears in 3 contracts
Samples: Services Agreement (Pw Technology Partners Lp), Investor Services Agreement (Pw After Tax Equity Partners Lp), Investor Services Agreement (Congress Street Associates Lp)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund Trust or any other entityPortfolio.
Appears in 3 contracts
Samples: Administration and Accounting Services Agreement (Hambrecht & Quist Fund Trust), Administration and Accounting Services Agreement (Harris Insight Funds Trust), Administration and Accounting Services Agreement (Hambrecht & Quist Fund Trust)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund Trust or any other entity.
Appears in 3 contracts
Samples: Administration and Accounting Services Agreement (BHR Institutional Funds), Administration and Accounting Services Agreement (Ab Funds Trust/De), Administration and Accounting Services Agreement (BHR Institutional Funds)
Compliance with Rules and Regulations. PFPC undertakes to comply with all the applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityFund.
Appears in 3 contracts
Samples: Regulatory Administration Services Agreement (Bacap Alternative Mult Strategy Fund LLC), Investor Services Agreement (Mezzacappa Partners, LLC), Regulatory Administration Services Agreement (Bacap Alternative Mult Strategy Fund LLC)
Compliance with Rules and Regulations. PFPC undertakes to comply with all the applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunderhereunder as are specified in writing by the Fund to PFPC and agreed to in writing by PFPC. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityFund. 5.
Appears in 2 contracts
Samples: Form of Agreement (Oppenheimer Tremont Market Neutral Fund LLC), Accounting Services Agreement (Oppenheimer Tremont Opportunity Fund LLC)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund Trust or any other entityof its investment portfolios.
Appears in 2 contracts
Samples: Transfer Agency Services Agreement (Hambrecht & Quist Fund Trust), Transfer Agency Services Agreement (Hambrecht & Quist Fund Trust)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund Company or any other entityof its investment portfolios.
Appears in 2 contracts
Samples: Transfer Agency Services Agreement (Managed Income Securities Plus Fund Inc), Agency Services Agreement (Ht Insight Funds Inc)
Compliance with Rules and Regulations. PFPC undertakes agrees to comply with all the applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityCompany.
Appears in 2 contracts
Samples: Transfer Agency Services Agreement (Highland Distressed Opportunities Fund, Inc.), Accounting Services Agreement (Highland Distressed Opportunities Fund, Inc.)
Compliance with Rules and Regulations. PFPC undertakes to comply with all the applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunderhereunder as are specified in writing by the Fund to PFPC and agreed to in writing by PFPC. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityFund.
Appears in 2 contracts
Samples: Accounting and Investor Services Agreement (Excelsior Venture Partners Fund Iii LLC), Accounting and Investor Services Agreement (Excelsior Venture Partners Iii LLC)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such any compliance by the Administrator or the Fund or any other entity.
Appears in 2 contracts
Samples: Sub Administration and Accounting Services Agreement (E Trade Funds), Sub Administration and Accounting Services Agreement (E Trade Funds)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund Funds, the Portfolios or any other entity.
Appears in 2 contracts
Samples: Transfer Agency Services Agreement (Allegiant Funds), Transfer Agency Services Agreement (Allegiant Advantage Fund)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the a Fund or any other entity.
Appears in 2 contracts
Samples: Transfer Agency Services Agreement (Eip Investment Trust), Transfer Agency Services Agreement (Eip Investment Trust)
Compliance with Rules and Regulations. PFPC undertakes to shall comply with all the applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity.
Appears in 2 contracts
Samples: Accounting and Investor Services Agreement (Quadriga Superfund), Agreement (Quadriga Superfund)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such any compliance by the Fund or any other entity.
Appears in 2 contracts
Samples: Transfer Agency Services Agreement (E Trade Funds), Transfer Agency Services Agreement (E Trade Funds)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund Trust, the Funds or any other entity.
Appears in 2 contracts
Samples: Investment Company Services Agreement (Matthews International Funds), Investment Company Services Agreement (Matthews International Funds)
Compliance with Rules and Regulations. PFPC undertakes to will comply with all applicable the requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect that are applicable to the duties to be performed by PFPC hereunderunder this Agreement. Except as specifically set forth hereinin this Agreement, PFPC assumes no responsibility for such compliance by the Fund or with any other entitylaws, rules and regulations.
Appears in 2 contracts
Samples: Transfer Agency Services Agreement (BlackRock Kelso Capital CORP), Transfer Agency Services Agreement (BlackRock Kelso Capital CORP)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by Bank of America, the Fund or any other entityPortfolio.
Appears in 2 contracts
Samples: Accounting Services Agreement (Time Horizon Funds), Sub Administration and Accounting Services Agreement (Pacific Innovations Trust)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth hereinherein or in a separate agreement, PFPC assumes no responsibility for such compliance by AIGGIC or the Fund or any other entityFund.
Appears in 2 contracts
Samples: Services Agreement (AIG Strategic Hedge Fund of Funds), Accounting and Investor Services Agreement (AIG Strategic Hedge Fund of Funds)
Compliance with Rules and Regulations. PFPC undertakes to comply with all the applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunderPFPC. Except as specifically set forth hereinherein or in a Service Level Agreement, PFPC assumes no responsibility for such compliance by the Fund or any other entityFund.
Appears in 2 contracts
Samples: Agent Services Agreement (Citigroup Alternative Investments Multi Adv Hedge Fu Por LLC), Accounting and Transfer Agent Services Agreement (Citigroup Alternative Investments Multi Adv Hedge Fu Por LLC)
Compliance with Rules and Regulations. PFPC undertakes agrees to comply with all the applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityTrust.
Appears in 2 contracts
Samples: Investor Services Agreement (Highland Capital Multi-Strategy Fund), Accounting Services Agreement (Highland Capital Multi-Strategy Fund)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunderhereunder as are specified in writing by the Fund to PFPC and agreed in writing by PFPC. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityFund.
Appears in 2 contracts
Samples: Transfer Agency Services Agreement (Ust Private Equity Investors Fund Inc), Transfer Agency Services Agreement (Excelsior Private Equity Fund Ii Inc)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth provided herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityPortfolio.
Appears in 2 contracts
Samples: Administration and Accounting Services Agreement (Lasalle Real Estate Securities Fund Inc), Administration and Accounting Services Agreement (Lasalle Master Trust)
Compliance with Rules and Regulations. PFPC undertakes to will comply with all applicable the requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect that are applicable to the duties to be performed by PFPC hereunderunder this Agreement. Except as specifically set forth hereinin this Agreement, PFPC assumes no responsibility for such compliance by the Administrator, the Fund or any other entityentity with any laws, rules and regulations.
Appears in 2 contracts
Samples: Sub Administration and Accounting Services Agreement (BlackRock Kelso Capital CORP), Sub Administration and Accounting Services Agreement (BlackRock Kelso Capital CORP)
Compliance with Rules and Regulations. With respect to a particular Fund, PFPC undertakes to comply with all the applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth hereinherein or in a separate agreement signed by PFPC, PFPC assumes no responsibility for such compliance by the Fund or any other entitya Fund.
Appears in 2 contracts
Samples: CSFB Alternative Capital Relative Value Fund, LLC, CSFB Alternative Capital Long/Short Equity Institutional Fund, LLC
Compliance with Rules and Regulations. PFPC undertakes to comply with all the applicable requirements of the Securities Laws and any laws, rules and regulations with the requirements of governmental authorities having jurisdiction with respect such other laws that are applicable to the duties to be performed by PFPC hereunderhereunder as are reasonably requested of PFPC by the Fund and as are acceptable to PFPC (such acceptance by PFPC not to be unreasonably withheld). Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityFund.
Appears in 2 contracts
Samples: Accounting and Investor Services Agreement (Excelsior Buyout Investors LLC), Accounting and Investor Services Agreement (Excelsior Corporate Finance Investors LLC)
Compliance with Rules and Regulations. PFPC undertakes agrees to comply with all the applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by Highland or the Fund or any other entityCompany.
Appears in 1 contract
Samples: Sub Administration Services Agreement (Highland Distressed Opportunities Fund, Inc.)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity.be
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Ab Funds Trust/De)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Administrator or the Fund or any other entity.
Appears in 1 contract
Samples: Form of Agreement (E Trade Funds)
Compliance with Rules and Regulations. PFPC undertakes represents and warrants that it is in compliance with, and will continue to comply with be in compliance with, all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunderhereunder ("Applicable Law"). Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityPortfolio.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Axa Premier Funds Trust)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityof its series or investment portfolios (each, a APortfolio@).
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Painewebber Index Trust)
Compliance with Rules and Regulations. PFPC undertakes to comply with all the applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth hereinherein or in a separate agreement, PFPC assumes no responsibility for such compliance by the Fund CAI or any other entityFund.
Appears in 1 contract
Samples: Investor Services Agreement (Citigroup Alternative Investments Multi Adv Hedge Fu Por LLC)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund Company or any other entityPortfolio.
Appears in 1 contract
Samples: Administration and Accounting Services Agreement (Ht Insight Funds Inc)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityof its series or investment portfolios (each, a "Portfolio").
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Painewebber America Fund /Ny/)
Compliance with Rules and Regulations. PFPC undertakes to comply with ------------------------------------- all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityof its investment portfolios.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Weiss Treasury Fund)
Compliance with Rules and Regulations. PFPC undertakes to comply ------------------------------------- with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityof its Portfolios.
Appears in 1 contract
Samples: Agreement (Brinson Money Series)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by E*TRADE, the Fund or any other entityPortfolio. 5.
Appears in 1 contract
Samples: Securities Compliance Services Agreement (E Trade Funds)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of state and federal governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityPortfolio.
Appears in 1 contract
Samples: Administration and Accounting Services Agreement (Master Investment Trust Series I)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any other laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity.
Appears in 1 contract
Samples: Administration and Accounting Services Agreement (Old Westbury Funds Inc)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund Company or any other entity.
Appears in 1 contract
Samples: Administration and Accounting Services Agreement (RBB Fund Inc)
Compliance with Rules and Regulations. PFPC undertakes to comply with all the applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunderhereunder as are specified in writing by the the Fund to PFPC and agreed in writing by PFPC. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityFund.
Appears in 1 contract
Compliance with Rules and Regulations. PFPC undertakes to comply with all the applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by RSMC or the Fund or any other entityFund.
Appears in 1 contract
Samples: Investor Services Agreement (Wilmington Low Volatility Fund of Funds)
Compliance with Rules and Regulations. PFPC undertakes to comply with all _____________________________________ applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund Fund, TAMIC or any other entity.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Travelers Series Trust)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund Fund, the Advisor or any other entity.
Appears in 1 contract
Compliance with Rules and Regulations. A. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Aquila Three Peaks High Income Fund)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any other laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Old Westbury Funds Inc)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund PLAC or any other person or entity.
Appears in 1 contract
Compliance with Rules and Regulations. PFPC undertakes agrees to comply with all the applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity.PFPC
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Highland Capital Multi-Strategy Fund)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any other laws, rules and regulations of state and federal governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityPortfolio.
Appears in 1 contract
Samples: Administration and Accounting Services Agreement (American Skandia Master Trust)
Compliance with Rules and Regulations. PFPC undertakes to will comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Fremont Mutual Funds Inc)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity.performed
Appears in 1 contract
Samples: Sub Transfer Agency Services Agreement (Monument Series Fund Inc)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityPartnership.
Appears in 1 contract
Compliance with Rules and Regulations. PFPC undertakes to comply with all the applicable requirements of the Securities Laws Laws, and any laws, rules rules, and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunderhereunder as are specified in writing by the Administrator to PFPC and agreed in writing by PFPC. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund Administrator or any other entitythe Fund.
Appears in 1 contract
Samples: Accounting Services Agreement (Db Hedge Strategies Fund LLC)
Compliance with Rules and Regulations. PFPC undertakes to comply ------------------------------------- with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth provided herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityof its investment portfolios.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Lasalle Real Estate Securities Fund Inc)
Compliance with Rules and Regulations. PFPC undertakes to comply with ------------------------------------- all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund Trust or any other entityof its Portfolios.
Appears in 1 contract
Samples: Agency and Related Services Agreement (Mitchell Hutchins Securities Trust)
Compliance with Rules and Regulations. PFPC undertakes to comply with all the applicable requirements of the Securities Laws and any material laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entityFund.
Appears in 1 contract
Samples: Administration, Accounting and Investor Services Agreement (UBS Enso Fund)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance compliance by the Fund Trust or any other entity.
Appears in 1 contract
Samples: Administration and Accounting Services Agreement (FundVantage Trust)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund Trust or any other entityof its Portfolios.
Appears in 1 contract
Samples: Agency and Related Services Agreement (Mitchell Hutchins Securities Trust)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental regulatory authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by by. the Fund or any other entity.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Rivus Bond Fund)
Compliance with Rules and Regulations. PFPC undertakes to comply with all the applicable requirements of the Securities Laws and any other laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other person or entity.
Appears in 1 contract
Compliance with Rules and Regulations. In performing its duties hereunder, PFPC undertakes to will comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Pax World High Yield Fund Inc)
Compliance with Rules and Regulations. PFPC undertakes to comply with all the applicable requirements of the Securities Laws Laws, and in addition any laws, other laws rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Adviser or the Investment Fund or any other entitywith such laws.
Appears in 1 contract
Samples: Investor Services Agreement (Multi-Strategy Hedge Opportunities LLC)
Compliance with Rules and Regulations. PFPC undertakes to comply with all the applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction over the Fund or its investment advisor or Manager with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity. PFPC undertakes to render services hereunder in accordance with generally accepted accounting principles ("GAAP").
Appears in 1 contract
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity, except for any entity to which PFPC delegates or assigns duties to be performed under this Agreement in accordance with Section 19.
Appears in 1 contract
Samples: Administration Assistance Services Agreement (Meridian Fund Inc/New)
Compliance with Rules and Regulations. With respect to each Fund, PFPC undertakes to comply with all the applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth hereinherein or in a separate agreement signed by PFPC, PFPC assumes no responsibility for such compliance by the Fund or any other entitya Fund.
Appears in 1 contract
Samples: Investor Services Agreement (CSFB Alternative Capital Tactical Trading Master Fund, LLC)
Compliance with Rules and Regulations. PFPC undertakes to comply with all _____________________________________ applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund Fund, TIA or any other entity.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Travelers Series Trust)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity.PFPC
Appears in 1 contract
Samples: Transfer Agency Services Agreement (American Skandia Trust)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund PLIC or any other person or entity.
Appears in 1 contract
Samples: Administration and Accounting Services Agreement (Phoenix Life Variable Accumulation Account)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by Turner, the Fund Funx or any other entity.
Appears in 1 contract
Samples: Sub Administration and Accounting Services Agreement (Westlakes Institutional Portfolios)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any other laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund Trust or any other entity.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (BHR Institutional Funds)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity. 5.
Appears in 1 contract
Samples: Sub Administration and Accounting Services Agreement (Alleghany Funds)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any requirements, governmental authority or laws, rules and regulations of governmental authorities having any jurisdiction with respect to the duties services to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity.
Appears in 1 contract
Samples: Administration and Accounting Services Agreement (Sparx Funds Trust)
Compliance with Rules and Regulations. PFPC undertakes agrees to comply with all the applicable requirements of the Securities Laws Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by Highland or the Fund or any other entityTrust.
Appears in 1 contract
Samples: Sub Administration Services Agreement (Highland Capital Multi-Strategy Fund)
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity. 5.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Alleghany Funds)
Compliance with Rules and Regulations. PFPC undertakes to comply with all the applicable requirements of the Securities Laws Laws, and in addition any other laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Adviser or the Investment Fund or any other entitywith such laws.
Appears in 1 contract
Compliance with Rules and Regulations. PFPC undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having any jurisdiction with respect to the duties services to be performed by PFPC hereunder. Except as specifically set forth herein, PFPC assumes no responsibility for such compliance by the Fund or any other entity.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Sparx Funds Trust)