CORPORATE AND LEGAL ACTIONS Sample Clauses

CORPORATE AND LEGAL ACTIONS. With respect to the securities held or formerly held in the Account, or the issuer thereof, which
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CORPORATE AND LEGAL ACTIONS. With respect to the securities held or formerly held in the Account, or the issuer thereof, which become the subject of a corporate action, such as a rights offer or tender offer, or a legal proceeding, including bankruptcy or a class action lawsuit, Client directs Introducing Firm to forward information related to corporate or legal actions directly to Client. Introducing Firm will not be obligated to render any advice or take any action with respect to corporate or legal actions. Introducing Firm's sole obligation will be to forward such information within a reasonable period of time to Client and act on the instructions (if any) received from Client.
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CORPORATE AND LEGAL ACTIONS. Alinea is not required to take any action or render any advice with respect to the voting of proxies regarding the issuers of securities held in Client’s brokerage account except as may be directed by the Client or otherwise required by law. The Client is responsible for all decisions concerning the voting of proxies for securities held in his/her/its account, and ▇▇▇▇▇▇ cannot give any advice or take any action with respect to the voting of these proxies. Also, Alinea shall have no responsibility to render legal advice or take any legal action on the Client’s behalf with respect to securities then or previously held in the account or the issuers thereof, that become the subject of legal proceedings, including bankruptcy proceedings or class actions. The Client remains responsible for: (i) directing the manner in which proxies solicited by issuers of securities will be voted; and (ii) making all elections relating to mergers, acquisitions, tender offers, bankruptcy proceedings and other events pertaining to the securities in the account. Alinea or Drivewealth will instruct the selected service provider to forward to the Client all proxies and shareholder communications relating to the Client’s assets. However, the service provider, and not Alinea, is responsible for timely transmission of any proxy materials to the Client.
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Related to CORPORATE AND LEGAL ACTIONS

  • Other Legal Actions The actions stipulated in this Integrity Pact are without prejudice to any other legal action that may follow in accordance with the provisions of the extant law in force relating to any civil or criminal proceedings.

  • No Legal Actions No court or governmental authority of competent jurisdiction shall have issued an order, not subsequently vacated, restraining, enjoining or otherwise prohibiting the consummation of the transactions contemplated by this Agreement, and no person shall have instituted an action or proceeding which shall not have been previously dismissed seeking to restrain, enjoin or prohibit the consummation of the transactions contemplated by this Agreement or seeking damages with respect thereto.

  • No Legal Action No action or proceeding will be pending or threatened by any Person (other than the Vendor, the Purchaser or the Corporation) and there is no order or notice from any Governmental Entity, to (or seeks to) enjoin, restrict or prohibit, on a temporary or permanent basis any of the transactions contemplated by this Agreement or imposing any terms or conditions on the transactions contemplated by this Agreement.

  • No Legal Proceedings No suit, action or other legal or administrative proceedings before any court or other governmental agency shall be pending or threatened seeking to enjoin the consummation of the Transactions contemplated hereby.

  • Notice of Legal Actions The Contractor must notify the Department of any legal actions filed against it for a violation of any laws, rules, codes, ordinances or licensing requirements within 30 days of the action being filed. The Contractor must notify the Department of any legal actions filed against it for a breach of a contract of similar size and scope to this Contract within 30 days of the action being filed. Failure to notify the Department of a legal action within 30 days of the action will be grounds for termination for cause of the Contract.