Brokerage Account definition

Brokerage Account means any account with a broker, dealer or bank that may hold securities.

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Brokerage Account means the brokerage account established under the Plan by the Company for each Participant, to which Shares purchased under the Plan shall be credited.

Brokerage Account means the account in which the Purchased Shares are held.

Examples of Brokerage Account in a sentence

The Company shall deliver the Purchase Notice Shares as DWAC Shares to the Designated Brokerage Account simultaneously with the delivery of the Purchase Notice.
The Company shall deliver the Purchase Notice Shares as DWAC Shares to the Designated Brokerage Account simultaneously with the delivery of the Rapid Purchase Notice.
If the applicable Purchase Notice Form is received after 9:30 a.m. New York time, or the DWAC of the applicable Purchase Notice Shares has not been completed as confirmed by the Investor’s Designated Brokerage Account by 9:30 a.m. New York time, then the next Business Day shall be the Purchase Notice Date, unless waived by the Investor in writing.
The Company shall deliver the Purchase Notice Shares as DWAC Shares to the Designated Brokerage Account within the standard settlement period of the Principal Market alongside the delivery of the Rapid Purchase Notice.
A Purchase Notice shall be deemed delivered on the Business Day that (i) an applicable Purchase Notice Form is received by 9:30 a.m. New York time by email by the Investor and (ii) the DWAC of the applicable Purchase Notice Shares has been initiated and completed as confirmed by the Investor’s Designated Brokerage Account by 9:30 a.m. New York time (the “Purchase Notice Date”).

More Definitions of Brokerage Account

Brokerage Account means the general securities brokerage account, or such other account or record determined appropriate by the Company, established and maintained for the Plan with any entity selected by the Company, in its discretion, to assist in the administration of, and purchase of shares under the Plan.

Brokerage Account means any account in which a Supervised Person can transact in Securities, including dividend reinvestment programs, employee stock purchase programs, and employee stock option programs.

Brokerage Account means an account held at a licensed/registered brokerage firm in which securities may be bought and sold (e.g., stocks, bonds, futures, options, and mutual funds).

Brokerage Account means any commodity account that is owned by the Company and maintained with a commodity intermediary for trading in Commodities Contracts.

Brokerage Account means the account(s) with Brokers in the name of the ICAV.

Brokerage Account means an account stablished at an Exchange Member Firm to hold the Investment Portion of the Account.

Brokerage Account means any securities account or commodity account included in the Collateral at any time together with all credit balances and money credited to the account, all investment property carried in the account, and, except as otherwise agreed by the Bank in writing, all other securities accounts and commodity accounts maintained by Pledgor with the same Institution.