Customer Notification. By executing this Agreement, the Advisor acknowledges that as required by the Advisers Act the Sub-Advisor has supplied to the Advisor and the Trust copies of the Sub-Advisor’s Form ADV with all exhibits and attachments (including the Sub-Advisor’s statement of financial condition) and will promptly supply to the Advisor copies of all amendments or restatements of such document. Otherwise, the Advisor’s rights under federal law allow termination of this contract without penalty within five business days after entering into this contract. U.S. law also requires the Sub-Advisor to obtain, verify, and record information that identifies each person or entity that opens an account. The Sub-Advisor will ask for the Trust’s legal name, principal place of business address, and Taxpayer Identification or other identification number, and may ask for other identifying information.
Customer Notification. By executing this Agreement, the Advisor acknowledges that as required by the Advisers Act the Sub-Advisor has supplied to the Advisor and the Trust copies of the Sub-Advisor’s Form ADV with all exhibits and attachments (including the Sub-Advisor’s statement of financial condition, if required) and will promptly supply to the Advisor copies of all amendments or restatements of such document.
Customer Notification. By executing this Agreement, the Advisor acknowledges that as required by the Advisers Act the Sub-Advisor has supplied to the Advisor and the Trust copies of the Sub-Advisor’s Form ADV with all exhibits and attachments thereto (including the Sub-Advisor’s statement of financial condition) and will hereafter supply to the Advisor, promptly upon the preparation thereof, copies of all amendments or restatements of such document. Otherwise, the Advisor’s rights under federal law allow termination of this contract without penalty within five (5) business days after entering into this contract. U.S. law also requires the Sub-Advisor to obtain, verify, and record information that identifies each person or entity that opens an account. The Sub-Advisor will ask for the Trust’s legal name, principal place of business address, and Taxpayer ID or other identification number, and may ask for other identifying information. THE REMAINDER OF THIS PAGE HAS BEEN LEFT INTENTIONALLY BLANK
Customer Notification. Offerors shall send each non-federal government customer a letter (See sample at Attachment 6) authorizing the customer to provide past performance information to the government. A copy of each customer notification letter shall be provided with the past performance information. (Note: If you have more than one contract with the same customer, you only need to send that customer one notification letter.)
Customer Notification. Each Party will advise all of its directly connected Customers to report all faults to its fault reporting service, as described in Clause D.6.2.
Customer Notification. A customer notification will be sent for any critical changes that affect form, fit, or function of the product. Customer notification will be sent prior to implementing the planned change.
Customer Notification. By executing this Agreement, the Adviser acknowledges that as required by the Advisers Act the Sub-Adviser has supplied to the Adviser and the Trust copies of the Sub-Adviser’s Form ADV with all exhibits and attachments and will promptly supply to the Adviser copies of all amendments or restatements of such document. Otherwise, the Adviser’s rights under federal law allow termination of this contract without penalty within five business days after entering into this contract. U.S. law also requires each person or entity that opens a trading account on behalf of the Fund to provide and verify certain information. The Sub-Adviser will ask the Adviser for the Trust’s legal name, principal place of business address, and Taxpayer Identification or other identification number, and may ask for other identifying information, as appropriate to meet these requirements. Signatures on next page. The parties’ duly authorized officers have signed and delivered this Agreement as of the date first above written. EMPOWERED FUNDS, LLC EA SERIES TRUST By: /s/ Pxxxxxx Xxxxxx By: /s/ Wxxxxx X. Xxxx Name: Pxxxxxx Xxxxxx Name: Wxxxxx X. Xxxx Title: Chief Executive Officer Title: President STRIVE ASSET MANAGMENT, LLC By: /s/ Bxxxxxxx Xxxx Name: Bxxxxxxx Xxxx Title: Chief Financial Officer SCHEDULE A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated July 26, 2022 among Empowered Funds, LLC, EA Series Trust, and Strive Asset Management, LLC The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, computed daily at an annual rate based on the daily net assets of the respective Fund in accordance with the following fee schedule: Sub-Advisory Fee Schedule Strive U.S. Energy ETF 20 basis points Strive U.S. Semiconductor ETF 20 basis points Strive U.S. Technology ETF 20 basis points Strive Emerging Ex-China ETF 12 basis points
Customer Notification. By executing this Agreement, the Advisor acknowledges that as required by the Advisers Act the Sub-Advisor has supplied to the Advisor and the Trust copies of the Sub-Advisor’s Form ADV with all exhibits and attachments (including the Sub-Advisor’s statement of financial condition) and will promptly supply to the Advisor copies of all amendments or restatements of such document. Otherwise, the Advisor’s rights under federal law allow termination of this contract without penalty within five business days after entering into this contract. U.S. law also requires the Sub-Advisor to obtain, verify, and record information that identifies each person or entity that opens an account. The Sub-Advisor will ask for the Trust’s legal name, principal place of business address, and Taxpayer Identification or other identification number, and may ask for other identifying information. Signatures on next page. The parties’ duly authorized officers have signed and delivered this Agreement as of the date first above written. TOUCHSTONE ADVISORS, INC. /s/Xxxxx Xxxxxxxx /s/Xxxxxxx Xxxxxx Name: Xxxxx Xxxxxxxx Name: Xxxxxxx Xxxxxx Title: President Title: Sr. XX XXXXXXXXXX VARIABLE SERIES TRUST on behalf of the Funds, solely with respect to Section 9 of the Agreement /s/Xxxxx Xxxxxxxx Name: Xxxxx Xxxxxxxx Title: President WILSHIRE ASSOCIATES INCORPORATED /s/Xxxxx Xxxxxxx Name: Xxxxx Xxxxxxx Title: President, Wilshire Funds Management
Customer Notification. As soon as reasonably practicable after execution of this Agreement and in accordance with Section 12.9, the parties shall jointly announce to the general public the transactions contemplated hereby. All reasonable additional costs and expenses actually incurred and related to mail notification of subscribers shall be borne and paid by Seller. Other means of notifying subscribers may be employed by either party, at the expense of the initiating party, but in no event shall any notification be initiated without the prior consent of the other party (which consent shall not be unreasonably withheld).
Customer Notification. By executing this Agreement, the Advisor acknowledges receipt of Part 2 of the Interim Sub- Advisor's Form ADV prior to signing, as required by the Advisers Act. Otherwise, the Advisor's rights under federal law allow termination of this contract without penalty within five (5) business days after entering into this contract. U.S. law also requires the Interim Sub-Advisor to obtain, verify, and record information that identifies each person or entity that opens an account. The Interim Sub-Advisor will ask for the Trust's legal name, principal place of business address, and Taxpayer ID or other identification number, and may ask for other identifying information.
