Common use of Customer Notification Clause in Contracts

Customer Notification. By executing this Agreement, the Adviser acknowledges that as required by the Advisers Act the Sub-Adviser has supplied to the Adviser and the Trust copies of the Sub-Adviser’s Form ADV with all exhibits and attachments and will promptly supply to the Adviser copies of all amendments or restatements of such document. Otherwise, the Adviser’s rights under federal law allow termination of this contract without penalty within five business days after entering into this contract. U.S. law also requires each person or entity that opens a trading account on behalf of the Fund to provide and verify certain information. The Sub-Adviser will ask the Adviser for the Trust’s legal name, principal place of business address, and Taxpayer Identification or other identification number, and may ask for other identifying information, as appropriate to meet these requirements. Signatures on next page. The parties’ duly authorized officers have signed and delivered this Agreement as of the date first above written. EMPOWERED FUNDS, LLC EA SERIES TRUST By: /s/ Pxxxxxx Xxxxxx By: /s/ Wxxxxx X. Xxxx Name: Pxxxxxx Xxxxxx Name: Wxxxxx X. Xxxx Title: Chief Executive Officer Title: President STRIVE ASSET MANAGMENT, LLC By: /s/ Bxxxxxxx Xxxx Name: Bxxxxxxx Xxxx Title: Chief Financial Officer SCHEDULE A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated July 26, 2022 among Empowered Funds, LLC, EA Series Trust, and Strive Asset Management, LLC The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, computed daily at an annual rate based on the daily net assets of the respective Fund in accordance with the following fee schedule: Sub-Advisory Fee Schedule Strive U.S. Energy ETF 20 basis points Strive U.S. Semiconductor ETF 20 basis points Strive U.S. Technology ETF 20 basis points Strive Emerging Ex-China ETF 12 basis points

Appears in 1 contract

Samples: Sub Advisory Agreement (EA Series Trust)

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Customer Notification. By executing this Agreement, the Adviser acknowledges that as required by the Advisers Act the Sub-Adviser has supplied to the Adviser and the Trust copies of the Sub-Adviser’s Form ADV with all exhibits and attachments and will promptly supply to the Adviser copies of all amendments or restatements of such document. Otherwise, the Adviser’s rights under federal law allow termination of this contract without penalty within five business days after entering into this contract. U.S. law also requires each person or entity that opens a trading account on behalf of the Fund to provide and verify certain information. The Sub-Adviser will ask the Adviser for the Trust’s legal name, principal place of business address, and Taxpayer Identification or other identification number, and may ask for other identifying information, as appropriate to meet these requirements. Signatures on next page. The parties’ duly authorized officers have signed and delivered this Agreement as of the date first above written. EMPOWERED FUNDS, LLC EA SERIES TRUST By: /s/ Pxxxxxx Xxxxxx By: /s/ Wxxxxx X. Xxxx Name: Pxxxxxx Xxxxxx Name: Wxxxxx X. Xxxx Title: Chief Executive Officer Title: President STRIVE ASSET Executive Managing Member ARGENT CAPITAL MANAGMENT, LLC By: /s/ Bxxxxxxx Xxxx Mxxx Xxxxxxxxx Name: Bxxxxxxx Xxxx Mxxx Xxxxxxxxx, COO Title: Chief Financial Operating Officer SCHEDULE A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated July 26June 17, 2022 among Empowered Funds, LLC dba EA Advisers, Argent Capital Management, LLC, and EA Series Trust, and Strive Asset Management, LLC Trust The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, computed daily at an annual rate based on the daily net assets of the respective Fund in accordance with the following fee schedule: Sub-Advisory Fee Schedule Strive U.S. Energy Argent Mid Cap ETF 20 basis points Strive U.S. Semiconductor ETF 20 basis points Strive U.S. Technology ETF 20 basis points Strive Emerging Ex-China ETF 12 (Ticker: AMID) 26 basis points

Appears in 1 contract

Samples: Sub Advisory Agreement (EA Series Trust)

Customer Notification. By executing this Agreement, the Adviser acknowledges that as required by the Advisers Act the Angel Oak Sub-Adviser has supplied to the Adviser and the Trust copies of the Angel Oak Sub-Adviser’s Form ADV with all exhibits and attachments and will promptly supply to the Adviser copies of all amendments or restatements of such document. Otherwise, the Adviser’s rights under federal law allow termination of this contract without penalty within five business days after entering into this contract. U.S. law also requires each person or entity that opens a trading account on behalf of the Fund to provide and verify certain information. The Angel Oak Sub-Adviser will ask the Adviser for the Trust’s legal name, principal place of business address, and Taxpayer Identification or other identification number, and may ask for other identifying information, as appropriate to meet these requirements. Signatures on next page. The parties’ duly authorized officers have signed and delivered this Agreement as of the date first above written. EMPOWERED FUNDS, LLC EA SERIES TRUST By: /s/ Pxxxxxx Xxxxxx Sxxx Xxxxxxx By: /s/ Wxxxxx Pxxxxxx X. Xxxx Xxxxxx Name: Sxxx Xxxxxxx Name: Pxxxxxx X. Xxxxxx Name: Wxxxxx X. Xxxx Title: Chief Executive Operating Officer Title: President STRIVE ASSET MANAGMENTPrincipal Executive Officer Strive Asset Management, LLC Angel Oak Capital Advisors, LLC By: /s/ Bxxxxxxx Xxxx Zxxxxxx Xxxxxxx By: /s/ Axxx Xxxxxxx Name: Bxxxxxxx Xxxx Zxxxxxx Xxxxxxx Name: Axxx Xxxxxxx Title: Senior Vice President, Head of Operations Title: Chief Financial Operating Officer SCHEDULE A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated July 2621, 2022 2023 among Empowered Funds, LLC, EA Series Trust, and Strive Asset Management, LLC Management and Angel Oak Capital Advisors The Adviser will pay to the Angel Oak Sub-Adviser as compensation for the Angel Oak Sub-Adviser’s services rendered, a fee, computed daily at an annual rate based on the daily net assets of the respective Fund in accordance with the following fee schedule: Sub-Advisory Fee Schedule Strive U.S. Energy ETF 20 basis points Strive U.S. Semiconductor ETF 20 basis points Strive U.S. Technology ETF 20 basis points Strive Emerging Ex-China ETF 12 basis points, subject to a minimum payment of $100,000 per annum inclusive of both Funds:

Appears in 1 contract

Samples: Sub Advisory Agreement (EA Series Trust)

Customer Notification. By executing this Agreement, the Adviser acknowledges that as required by the Advisers Act the Sub-Adviser has supplied to the Adviser and the Trust copies of the Sub-Adviser’s Form ADV with all exhibits and attachments and will promptly supply to the Adviser copies of all amendments or restatements of such document. Otherwise, the Adviser’s rights under federal law allow termination of this contract without penalty within five business days after entering into this contract. U.S. law also requires each person or entity that opens a trading account on behalf of the Fund to provide and verify certain information. The Sub-Adviser will ask the Adviser for the Trust’s legal name, principal place of business address, and Taxpayer Identification or other identification number, and may ask for other identifying information, as appropriate to meet these requirements. Signatures on next page. The parties’ duly authorized officers have signed and delivered this Agreement as of the date first above written. EMPOWERED FUNDS, LLC EA SERIES TRUST By: /s/ Pxxxxxx Xxxxxx By: /s/ Wxxxxx X. Xxxx Name: Pxxxxxx Xxxxxx Name: Wxxxxx X. Xxxx Title: Chief Executive Officer Title: President STRIVE ASSET MANAGMENTBRIDGEWAY CAPITAL MANAGEMENT, LLC By: /s/ Bxxxxxxx Xxxx Jxxx Xxxxxxxxxx Name: Bxxxxxxx Xxxx Jxxx Xxxxxxxxxx Title: President and Chief Financial Executive Officer SCHEDULE A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated July 26June 17, 2022 among Empowered Funds, Bridgeway Capital Management, LLC, and EA Series Trust, and Strive Asset Management, LLC Trust The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, computed daily at an annual rate based on the daily net assets of the respective Fund in accordance with the following fee schedule: Sub-Advisory Fee Schedule Strive U.S. Energy EA Bridgeway Blue Chip ETF 20 basis points Strive U.S. Semiconductor ETF 20 basis points Strive U.S. Technology ETF 20 basis points Strive Emerging Ex-China ETF 12 (Ticker: BBLU) 5 basis points

Appears in 1 contract

Samples: Sub Advisory Agreement (EA Series Trust)

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Customer Notification. By executing this Agreement, the Adviser acknowledges that as required by the Advisers Act the Sub-Adviser has supplied to the Adviser and the Trust copies of the Sub-Adviser’s Form ADV with all exhibits and attachments and will promptly supply to the Adviser copies of all amendments or restatements of such document. Otherwise, the Adviser’s rights under federal law allow termination of this contract without penalty within five business days after entering into this contract. U.S. law also requires each person or entity that opens a trading account on behalf of the Fund to provide and verify certain information. The Sub-Adviser will ask the Adviser for the Trust’s legal name, principal place of business address, and Taxpayer Identification or other identification number, and may ask for other identifying information, as appropriate to meet these requirements. Signatures on next page. The parties’ duly authorized officers have signed and delivered this Agreement as of the date first above written. EMPOWERED FUNDS, LLC EA SERIES TRUST By: /s/ Pxxxxxx Xxxxxx By: /s/ Wxxxxx X. Xxxx Name: Pxxxxxx Xxxxxx Name: Wxxxxx X. Xxxx Title: Chief Executive Officer Title: President STRIVE ASSET MANAGMENTBRIDGEWAY CAPITAL MANAGEMENT, LLC By: /s/ Bxxxxxxx Xxxx Tammira Philippe Name: Bxxxxxxx Xxxx Tammira Philippe Title: President and Chief Financial Executive Officer SCHEDULE A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated July 26June 17, 2022 among Empowered Funds, Bridgeway Capital Management, LLC, and EA Series Trust, and Strive Asset Management, LLC Trust The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, computed daily at an annual rate based on the daily net assets of the respective Fund in accordance with the following fee schedule: Sub-Advisory Fee Schedule Strive U.S. Energy EA Bridgeway Blue Chip ETF 20 basis points Strive U.S. Semiconductor ETF 20 basis points Strive U.S. Technology ETF 20 basis points Strive Emerging Ex-China ETF 12 (Ticker: BBLU) 5 basis points

Appears in 1 contract

Samples: Sub Advisory Agreement (EA Series Trust)

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