Delivery of SEC Letters Sample Clauses

Delivery of SEC Letters. The Guarantor shall have delivered to the Purchasers no later than December 18, 2003 copies of (i) all correspondence and documents received by the Company, the Guarantor or any of its Subsidiaries from the Securities Exchange Commission (the "SEC") on or after January 1, 2002 and (ii) all correspondence and documents prepared and produced by the Guarantor or any of its Subsidiaries for the SEC on or after January 1, 2002, including, but not limited to, all correspondence and documents received from or delivered to the SEC, Division of Corporation Finance, in connection with the Guarantor's Form 10K for the year ended January 25, 2003 and all correspondence and documents received from or delivered to the SEC, Division of Enforcement, but excluding any document publicly filed with the SEC.
Sample 1
AutoNDA by SimpleDocs
Delivery of SEC Letters. The Borrower shall have delivered to the Lenders copies of (i) all correspondence and documents received by the Borrower or any of its Subsidiaries from the Securities Exchange Commission (the "SEC") on or after January 1, 2002 and (ii) all correspondence and documents prepared and produced by the Borrower or any of its Subsidiaries for the SEC on or after January 1, 2002, including, but not limited to, all correspondence and documents received from or delivered to the SEC, Division of Corporation Finance, in connection with the Borrower's Form 10K for the year ended January 25, 2003 and all correspondence and documents received from or delivered to the SEC, Division of Enforcement, but excluding any document publicly filed with the SEC.
Sample 1

Related to Delivery of SEC Letters

  • Delivery of SEC Correspondence To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

  • Delivery of Securities The Custodian shall release and deliver domestic securities owned by a Portfolio held by the Custodian, in a U.S. Securities System account of the Custodian or in an account at the Underlying Transfer Agent, only upon receipt of Proper Instructions on behalf of the applicable Portfolio, which may be continuing instructions when deemed appropriate by the parties, and only in the following cases:

  • Delivery of Securities Sold Notwithstanding Section 4.03 above or any other provision of this Agreement, the Custodian, when instructed to deliver Securities against payment, shall be entitled, if in accordance with generally accepted market practice, to deliver such Securities prior to actual receipt of final payment therefor. In any such case, the Fund shall bear the risk that final payment for such Securities may not be made or that such Securities may be returned or otherwise held or disposed of by or through the person to whom they were delivered, and the Custodian shall have no liability for any for the foregoing.

  • Delivery of SEC Filings; Business The Company has made available to the Investor through the XXXXX system, true and complete copies of the Company’s most recent Annual Report on Form 10-K for its last fiscal year (the “10-K”), and all other reports filed by the Company pursuant to the 1934 Act since the filing of the 10-K and prior to the date hereof (collectively, the “SEC Filings”). The SEC Filings are the only filings required of the Company pursuant to the 1934 Act for such period. The Company and its Subsidiaries are engaged in all material respects only in the business described in the SEC Filings and the SEC Filings contain a complete and accurate description in all material respects of the business of the Company and its Subsidiaries, taken as a whole.

  • Delivery of Securities After Closing The Company shall deliver, or cause to be delivered, the respective Securities purchased by each Purchaser to such Purchaser within 3 Trading Days of the Closing Date.

  • Delivery of Agreements On the Effective Date, the Company shall have delivered to the Representative executed copies of the Transaction Documents.

  • Delivery of Schedules The Company and the Physician shall deliver to Vision 21 all Schedules required to be delivered by them prior to the Closing.

  • Sale and Delivery of Securities (a) On the basis of the representations, warranties and agreements herein contained, but subject to the terms and conditions herein set forth, the Company agrees to issue and sell through the Sales Agent, as sales agent, and the Sales Agent agrees to use its commercially reasonable efforts to sell, as sales agent for the Company, the Shares on the following terms.

  • Delivery and Redelivery of Securities for Carrying Purposes The Manager may deliver to you from time to time prior to the termination of the applicable AAU pursuant to Section 9.1 hereof against payment, for carrying purposes only, any Securities or Other Securities purchased by you under the applicable AAU or any Intersyndicate Agreement which the Manager is holding for sale for your account but which are not sold and paid for. You will redeliver to the Manager against payment any Securities or Other Securities delivered to you for carrying purposes at such times as the Manager may demand.

  • Delivery of Reports The Depository shall furnish to Holders of Receipts any reports and communications received from the Corporation which are received by the Depository, as the holder of the Stock, and which the Corporation is required to furnish to the holders of the Stock.

Time is Money Join Law Insider Premium to draft better contracts faster.