Common use of DIRECTLY REGISTERED STOCK EXCHANGE ORDERS Clause in Contracts

DIRECTLY REGISTERED STOCK EXCHANGE ORDERS. Transactions are carried out by CACEIS Bank, a public limited company with a board of directors, entered in the Paris trade and companies register (RCS) under number 692 024 722 and whose head office is located at 0-0, Xxxxx Xxxxxxxxx, 00000 Xxxxx. - In the case of a legal entity or individual security account, the holder(s)(1) may place buy or sell orders online from the Shareholder Portal at xxxxx://xxx.xxxxxxxxxxxxxxxx.xxx. For security reasons, Air Liquide will assign an ID (per account) as long as this agreement has been duly completed and sent along with the requested supporting documents. Due to the confidentiality resulting from the use of the login information, the account holders(1) accept being considered the sole originators of any transmitted order. Online buy orders, paid for in full by automatic direct debit (SEPA only) or by bank card, and online sell orders are subject to a brokerage rate of 0.1% excluding tax of the transaction amount. Buy or sell orders sent by mail, e-mail, or telephone are subject to a brokerage rate of 0.18% excluding tax of the gross transaction amount. The order must contain the direction of the transaction, the number of securities, and the price and validity period for limit orders (maximum of 2 calendar months). If no instructions are provided, orders will be automatically valid until the end of the calendar month, but they may be canceled or modified during this period. Any written buy or sell order by e-mail or mail must be accompanied by a copy of the front and back of an identification document. Warning: the sale of securities on behalf of a minor is considered as an impoverishment and, therefore, the stock exchange order request must be validated (from the Shareholder Portal) or signed (by stock exchange order form) by the 2 legal representatives of the minor child. After the order is executed, the holders will receive a transaction notice (per account)l specifying the execution conditions, fees, and payment terms. It will be available on their online Shareholder Portal. If purchases of securities are not fully paid for by bank card (limited to a total of €3,000 gross) or by automatic direct debit (SEPA zone - Authorized direct debits) and the account does not have enough securities to cover the amount, a deposit of 80% of the amount of the purchases must be sent to Air Liquide by bank transfer(2). The security account ID must be indicated in the transfer reference. The balance of the purchase price will be due upon receipt of the transaction notice. - In the case of a usufruct and bare ownership securities account, the bare owners can send their stock exchange transaction requests only via the stock exchange order form sent by e-mail or post. This request must be accompanied by the signed agreement of all the members of the usufruct/bare ownership account and by the copy of their identity papers. The order must contain the direction of the operation, the number of securities, the validity period (2 calendar months maximum). If no indication is given, the orders are automatically valid until the end of the calendar month, but they can be canceled or modified during this period. The brokerage rate applied will be 0.18% excl. After execution of the order, the first of the bare owners will receive a transaction notice specifying the execution conditions, the fees and the settlement terms. - In the case of an undivided security account, the representative of the undivided ownership can send his stock exchange transaction requests, only via the stock exchange order form sent by e-mail or post. This request must be accompanied by the signed agreement of all the undivided co-owners and the copy of their identity papers. The order must contain the direction of the operation, the number of securities, the validity period (2 calendar months maximum). If no indication is given, the orders are automatically valid until the end of the calendar month, but they can be canceled or modified during this period. The brokerage rate applied will be 0.18% excl. After execution of the order, the representative of the undivided interest will receive a notice of operation specifying the conditions of execution, the expenses and the terms of settlement. Unless otherwise specified, the funds will be paid into the account of the representative of the undivided interest. If no payment is received for purchases by the deadlines indicated on the transaction notice, Air Liquide may sell all or part of the directly registered securities from the security account of the holders. Air Liquide, in its capacity as custody account keeper, has the obligation to return the securities it holds in its books on behalf of the account holders. However, Air Liquide will be unable to return the securities registered in the securities account if they are subject to unavailability either as a conservatory measure, or by virtue of an enforceable title, or encumbered by a judicial or conventional security in favor of Air Liquide or another creditor. Air Liquide may object to the return of the securities in custody in the event that fees remain due by the holders. Air Liquide’s responsibilities in its capacity as custody account keeper xxxxx, for securities whose return has been requested, as soon as this return is carried out.

Appears in 15 contracts

Samples: Agreement, Agreement, Agreement

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DIRECTLY REGISTERED STOCK EXCHANGE ORDERS. Transactions are carried out by CACEIS Bank, a public limited company with a board of directors, entered in the Paris trade and companies register (RCS) under number 692 024 722 and whose head office is located at 0-0, Xxxxx Xxxxxxxxx, 00000 Xxxxx. - In the case of a legal entity or individual security account, the holder(s)(1) may place buy or sell orders online from the Shareholder Portal at xxxxx://xxx.xxxxxxxxxxxxxxxx.xxx. For security reasons, Air Liquide will assign an ID (per account) as long as this agreement has been duly completed and sent along with the requested supporting documents. Due to the confidentiality resulting from the use of the login information, the account holders(1holder(s)(1) accept being considered the sole originators of any transmitted order. Online buy orders, paid for in full by automatic direct debit (SEPA only) or by bank card, and online sell orders are subject to a brokerage rate of 0.1% excluding tax of the transaction amount. Buy or sell orders sent by mail, e-mail, or telephone are subject to a brokerage rate of 0.18% excluding tax of the gross transaction amount. The order must contain the direction of the transaction, the number of securities, and the price and validity period for limit orders (maximum of 2 calendar months). If no instructions are provided, orders will be automatically valid until the end of the calendar month, but they may be canceled or modified during this period. Any written buy or sell order by e-mail or mail must be accompanied by a copy of the front and back of an identification document. Warning: the sale of securities on behalf of a minor is considered as an impoverishment and, therefore, the stock exchange order request must be validated (from the Shareholder Portal) or signed (by stock exchange order form) by the 2 legal representatives of the minor child. After the order is executed, the holders will receive a transaction notice (per account)l specifying the execution conditions, fees, and payment terms. It will be available on their online Shareholder Portal. If purchases of securities are not fully paid for by bank card (limited to a total of €3,000 gross) or by automatic direct debit (SEPA zone - Authorized direct debits) and the account does not have enough securities to cover the amount, a deposit of 80% of the amount of the purchases must be sent to Air Liquide by bank transfer(2). The security account ID must be indicated in the transfer reference. The balance of the purchase price will be due upon receipt of the transaction notice. - In the case of a usufruct and bare ownership securities account, the bare owners can send their stock exchange transaction requests only via the stock exchange order form sent by e-mail or post. This request must be accompanied by the signed agreement of all the members of the usufruct/bare ownership account and by the copy of their identity papers. The order must contain the direction of the operation, the number of securities, the validity period (2 calendar months maximum). If no indication is given, the orders are automatically valid until the end of the calendar month, but they can be canceled or modified during this period. The brokerage rate applied will be 0.18% excl. After execution of the order, the first of the bare owners will receive a transaction notice specifying the execution conditions, the fees and the settlement terms. - In the case of an undivided security account, the representative of the undivided ownership can send his stock exchange transaction requests, only via the stock exchange order form sent by e-mail or post. This request must be accompanied by the signed agreement of all the undivided co-owners and the copy of their identity papers. The order must contain the direction of the operation, the number of securities, the validity period (2 calendar months maximum). If no indication is given, the orders are automatically valid until the end of the calendar month, but they can be canceled or modified during this period. The brokerage rate applied will be 0.18% excl. After execution of the order, the representative of the undivided interest will receive a notice of operation specifying the conditions of execution, the expenses and the terms of settlement. Unless otherwise specified, the funds will be paid into the account of the representative of the undivided interest. - In the case of a minor’s securities account, the stock exchange order must be validated (from the Shareholder Portal) or signed (by stock exchange order form) by the 2 legal representatives of the minor child. If no payment is received for purchases by the deadlines indicated on the transaction notice, Air Liquide may sell all or part of the directly registered securities from the security account of the holdersholder(s). Air Liquide, in its capacity as custody account keeper, has the obligation to return the securities it holds in its books on behalf of the account holdersholder(s). However, Air Liquide will be unable to return the securities registered in the securities account if they are subject to unavailability either as a conservatory measure, or by virtue of an enforceable title, or encumbered by a judicial or conventional security in favor of Air Liquide or another creditor. Air Liquide may object to the return of the securities in custody in the event that fees remain due by the holdersholder(s). Air Liquide’s responsibilities in its capacity as custody account keeper xxxxx, for securities whose return has been requested, as soon as this return is carried out.

Appears in 7 contracts

Samples: Agreement, www.airliquide.com, www.airliquide.com

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