Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the Trust, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust (if such form differs from the form in which the Distributor has maintained the same, the Trust shall pay any expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the Trust.
Appears in 222 contracts
Samples: Distribution Agreement (Glenmede Portfolios), Distribution Agreement (YCG Funds), Distribution Agreement (Trust for Professional Managers)
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust Company by written notice to the Distributor, the Distributor will promptly, upon such termination and at the reasonable expense of the TrustCompany, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust Company (if such form differs from the form in which the Distributor has maintained the same, the Trust Company shall pay any reasonable expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the TrustCompany.
Appears in 16 contracts
Samples: Distribution Agreement (Leader Funds Trust), Distribution Agreement (Manager Directed Portfolios), Distribution Agreement (Manager Directed Portfolios)
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust Company by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the TrustCompany, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust Company (if such form differs from the form in which the Distributor has maintained the same, the Trust Company shall pay any expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the TrustCompany.
Appears in 14 contracts
Samples: Distribution Agreement (Glenmede Fund Inc), Distribution Agreement (Glenmede Fund Inc), Distribution Agreement (Glenmede Fund Inc)
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the Trust, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust (if such form differs from the form in which the Distributor has maintained the same, the Trust shall pay any reasonable expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the Trust.
Appears in 6 contracts
Samples: Stone Ridge Trust V (Stone Ridge Trust V), Stone Ridge Trust Iv (Stone Ridge Trust IV), Distribution Agreement (Stone Ridge Trust V)
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust Trusts by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the TrustTrusts, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust Trusts (if such form differs from the form in which the Distributor has maintained the same, the Trust Trusts shall pay any expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the TrustTrusts.
Appears in 5 contracts
Samples: Distribution Agreement (Alpine Income Trust), Distribution Agreement (Alpine Equity Trust), Form of Distribution Agreement (Alpine Income Trust)
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust Fund by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the TrustFund, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust Fund (if such form differs from the form in which the Distributor has maintained the same, the Trust Fund shall pay any expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the TrustFund.
Appears in 4 contracts
Samples: Distribution Agreement (Sims Total Return Fund, Inc.), Distribution Agreement (RiverNorth Marketplace Lending Corp), Distribution Agreement (Aegis Funds)
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s 's duties or responsibilities hereunder is designated by the Trust by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the Trust, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust (if such form differs from the form in which the Distributor has maintained the same, the Trust shall pay any expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s 's personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the Trust.
Appears in 4 contracts
Samples: Distribution Agreement (CG Funds Trust), Distribution Agreement (Academy Funds Trust), Distribution Agreement (Rockland Funds Trust)
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust Corporation by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the TrustCorporation, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust Corporation (if such form differs from the form in which the Distributor has maintained the same, the Trust Corporation shall pay any expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the TrustCorporation.
Appears in 3 contracts
Samples: Distribution Agreement (Thompson Im Funds Inc), Distribution Agreement (Perritt Microcap Opportunities Fund Inc), Distribution Agreement (Perritt Funds Inc)
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s 's duties or responsibilities hereunder is designated by the Trust Company by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the TrustCompany, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust Company (if such form differs from the form in which the Distributor has maintained the same, the Trust Company shall pay any expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s 's personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the TrustCompany.
Appears in 3 contracts
Samples: Distribution Agreement (Wisconsin Capital Funds Inc), Distribution Agreement (Harding Loevner Funds Inc), Distribution Agreement (Harding Loevner Funds Inc)
Duties in the Event of Termination. In the event that, in connection with terminationthe termination at any time of this Agreement, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the Trusttermination, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust (if such form differs from the form in which the Distributor has maintained the same, the Trust shall pay any expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the Trust.
Appears in 3 contracts
Samples: Distribution Agreement (DoubleLine Funds Trust), Distribution Agreement (DoubleLine Funds Trust), Agreement (DoubleLine Funds Trust)
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust by written notice to the DistributorTrust, the Distributor will promptly, shall promptly upon such termination and termination, at the expense of the Trust, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust (if such form differs from the form in which the Distributor has maintained the same, the Trust shall pay any expenses associated with transferring the data to such form), and will shall cooperate in the transfer of such duties and responsibilitiesresponsibilities to such successor, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the Trust.
Appears in 2 contracts
Samples: Distribution Agreement (Hennessy Funds Trust), Distribution Agreement (Hennessy Funds Trust)
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the Trust, and within a reasonable period of time, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust (if such form differs from the form in which the Distributor has maintained the same, the Trust shall pay any expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the Trust.
Appears in 2 contracts
Samples: Distribution Agreement (Trust for Professional Managers), Distribution Agreement (Trust for Professional Managers)
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust Fund by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the TrustFund, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust Fund (if such form differs from the form in which the Distributor has maintained the same, the Trust Fund shall pay any reasonable expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the TrustFund.
Appears in 2 contracts
Samples: Distribution Agreement (Greenspring Fund Inc), Distribution Agreement (Greenspring Fund Inc)
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s 's duties or responsibilities hereunder is designated by the Trust Company by written notice to the Distributor, the Distributor will promptly, upon such termination and at the reasonable expense of the TrustCompany, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust Company (if such form differs from the form in which the Distributor has maintained the same, the Trust Company shall pay any reasonable expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s 's personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the TrustCompany.
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Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust Company by written notice to the Distributor, the Distributor will promptly, upon such termination and at the reasonable expense of the TrustCompany, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably reasonable acceptable to the Trust Company (if such form differs from the form in which the Distributor has maintained the same, the Trust Company shall pay any reasonable expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the TrustCompany.
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Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s 's duties or responsibilities hereunder is designated by the Trust Corporation by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the TrustCorporation, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust Corporation (if such form differs from the form in which the Distributor has maintained the same, the Trust Corporation shall pay any expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s 's personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the TrustCorporation.
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Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the DistributorSelling Agent’s duties or responsibilities hereunder is designated by the Trust by written notice to the DistributorSelling Agent, the Distributor Selling Agent will promptly, upon such termination and at the expense of the Trust, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor Selling Agent under this Agreement in a form reasonably acceptable to the Trust (if such form differs from the form in which the Distributor Selling Agent has maintained the same, the Trust shall pay any expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the DistributorSelling Agent’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the Trust.
Appears in 1 contract
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the Trust, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust (if such form differs from the form in which the Distributor has maintained the same, the Trust shall pay any expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no not such successor is designated, then such books, records and other data shall be returned to the Trust.
Appears in 1 contract
Samples: Distribution Agreement (Brookfield Investment Funds)
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the Trust, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust (if such form differs from the form in which the Distributor has maintained the same, the Trust shall pay any expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the Trust.. Highmore 12
Appears in 1 contract
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the Trust, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust (if such form differs from the form in which the Distributor has maintained the same, the Trust shall pay any expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the Trust. Notwithstanding the foregoing, in the event this Agreement is terminated as a result from a material breach by the Distributor (including negligent performance), the transfer to the successor shall be at the expense of the Distributor.
Appears in 1 contract
Samples: Distribution Agreement (Permanent Portfolio Family of Funds)
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the Trust, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust (if such form differs from the form in which the Distributor has maintained the same, the Trust shall pay any expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the Trust.. FundX
Appears in 1 contract
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s 's duties or responsibilities hereunder is designated by the Trust by written notice to the Distributor, the Distributor will shall promptly, upon such termination and at the reasonable expense of the Trust, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust (if such form differs from the form in which the Distributor has maintained the same, the Trust shall pay any reasonable expenses associated with transferring the data to such form), and will shall cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s 's personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the Trust.
Appears in 1 contract
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the Trust, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust (if such form differs from the form in which the Distributor has maintained the same, the Trust shall pay any expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the Trust.. Semper - 6/2013
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Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the Trust, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust (if such form differs from the form in which the Distributor has maintained the same, the Trust shall pay any expenses associated with transferring the data to such form), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the Trust.. Xxxxxx Capital
Appears in 1 contract
Samples: Distribution Agreement (Professionally Managed Portfolios)
Duties in the Event of Termination. In the event that, in connection with termination, a successor to any of the Distributor’s duties or responsibilities hereunder is designated by the Trust by written notice to the Distributor, the Distributor will promptly, upon such termination and at the expense of the Trust, transfer to such successor all relevant books, records, correspondence, and other data established or maintained by the Distributor under this Agreement in a form reasonably acceptable to the Trust (if such form differs from the form in which the Distributor has maintained the same, the Trust shall pay any expenses associated with transferring the data to such form, such expenses not to exceed $5,000), and will cooperate in the transfer of such duties and responsibilities, including provision for assistance from the Distributor’s personnel in the establishment of books, records, and other data by such successor. If no such successor is designated, then such books, records and other data shall be returned to the Trust.
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