Common use of EXECUTION OF SETTLEMENT AGREEMENT Clause in Contracts

EXECUTION OF SETTLEMENT AGREEMENT. 36. This Settlement Agreement may be signed in one or more counterparts which together shall constitute a binding agreement. 37. A facsimile copy of any signature shall be effective as an original signature. DATED this 29th day of January, 2019. Xxxxxx Xxxxxx “LC” LC Witness – Signature Witness – Print Name “Xxxxx Xxxxxx” Xxxxx Xxxxxx Staff of the MFDA Per: Xxxxx Xxxxxx Senior Vice-President, Member Regulation – Enforcement

EXECUTION OF SETTLEMENT AGREEMENT. 3664. This Settlement Agreement may be signed in one or more counterparts which together shall constitute a binding agreement. 3765. A facsimile copy of any signature shall be effective as an original signature. DATED Dated this 29th 30th day of JanuaryOctober, 20192013. Xxxxxx Xxxxxx “LC” LC Witness – Signature Witness – Print Name Xxxxxxx Xxxxx Chief Compliance Officer & Ultimate Designated Person PDQ Financial Services Inc. “Xxxxx Xxxxxx” Xxxxx Xxxxxx Staff of the MFDA Per: Xxxxx Xxxxxx Senior Vice-President, Member Regulation – - Enforcement

EXECUTION OF SETTLEMENT AGREEMENT. 36. This Settlement Agreement may be signed in one or more counterparts which together shall constitute a binding agreement. 37. A facsimile copy of any signature shall be effective as an original signature. DATED Dated this 29th 7th day of JanuaryJune, 20192013. Xxxxxx Xxxxxx “LC” LC Witness – Signature Witness – Print Name Xxxxxxxx Xxxxxxx “Xxxxx Xxxxxx” Xxxxx Xxxxxx Staff of the MFDA Per: Xxxxx Xxxxxx Senior Vice-President, Member Regulation – Enforcement

EXECUTION OF SETTLEMENT AGREEMENT. 3662. This Settlement Agreement may be signed in one or more counterparts which together shall constitute a binding agreement. 3763. A facsimile An electronic copy of any signature shall be effective as an original signature. DATED this 29th 7th day of January, 2019. Xxxxxx Xxxxxx Xxxxx Xxxx “LCPS” LC PS Witness – Signature Witness – Print Name “Xxxxx Xxxxxx” Xxxxx Xxxxxx Staff of the MFDA Per: Xxxxx Xxxxxx Senior Vice-President, Member Regulation – Enforcement

EXECUTION OF SETTLEMENT AGREEMENT. 3637. This Settlement Agreement may be signed in one or more counterparts which together shall constitute a binding agreement. 3738. A facsimile copy of any signature shall be effective as an original signature. DATED this 29th 21st day of JanuarySeptember, 20192020. Xxxxxx Xxxxx Xxxxxxxxx Xxxxxx “LCJM” LC JM Witness – Signature Witness – Print Name “Xxxxx XxxxxxXxxxxxx Xxxx” Xxxxx Xxxxxx Staff of the MFDA Per: Xxxxx Xxxxxx Senior Xxxxxxx Xxxx Vice-President, Member Regulation – Enforcement

EXECUTION OF SETTLEMENT AGREEMENT. 3631. This Settlement Agreement may be signed in one or more counterparts which together shall constitute a binding agreement. 3732. A facsimile An electronic copy of any signature shall be effective as an original signature. DATED this 29th 25th day of JanuaryNovember, 20192020. Xxxxxx Xxxxxx Carte Wealth Management Inc. “LCPH” LC Witness – Signature Witness – Print Name “Xxxxx XxxxxxXxxxxxx Xxxx” Xxxxx Xxxxxx Staff of the MFDA Per: Xxxxx Xxxxxx Senior Xxxxxxx Xxxx Vice-President, Member Regulation – Enforcement

EXECUTION OF SETTLEMENT AGREEMENT. 3637. This Settlement Agreement may be signed in one or more counterparts which together shall constitute a binding agreement. 3738. A facsimile copy of any signature shall be effective as an original signature. DATED this 29th 16th day of JanuaryFebruary, 20192020. Xxxxxx Xxxxxx “LC” LC MD Xxxxxxxx Xxxx SC SC Witness – Signature Witness – Print Name “Xxxxx XxxxxxXxxxxxx Xxxx” Xxxxx Xxxxxx Staff of the MFDA Per: Xxxxx Xxxxxx Senior Xxxxxxx Xxxx Vice-President, Member Regulation – Enforcement