Family, Friends and Business Associates Exemptions Sample Clauses

Family, Friends and Business Associates Exemptions. (i) The Subscriber is a resident of a Province or Territory of Canada other than Ontario, and is:
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Family, Friends and Business Associates Exemptions. (i) The Subscriber is:
Sample 1
Family, Friends and Business Associates Exemptions. The Subscriber is a resident of a Province or Territory of Canada other than Ontario or Saskatchewan, and is: a director, executive officer or control person of the Corporation, or of an affiliate of the Corporation, a spouse, parent, grandparent, brother, sister or child of a director, executive officer or control person of the Corporation, or of an affiliate of the Corporation, a parent, grandparent, brother, sister or child of the spouse of a director, executive officer or control person of the Corporation or of an affiliate of the Corporation, a close personal friend of a director, executive officer or control person of the Corporation, or of an affiliate of the Corporation, a close business associate of a director, executive officer or control person of the Corporation, or of an affiliate of the Corporation, a founder of the Corporation or a spouse, parent, grandparent, brother, sister, child, close personal friend or close business associate of a founder of the Corporation, a parent, grandparent, brother, sister, child or grandchild of a spouse of a founder of the Corporation, a person of which a majority of the voting securities are beneficially owned by, or a majority of the directors are, persons described in paragraphs (A) to (G), or a trust or estate of which all of the beneficiaries or a majority of the trustees or executors are persons described in paragraphs (A) to (G); or The Subscriber is a resident of Ontario and is: a founder of the Corporation, an affiliate of a founder of the Corporation, a spouse, parent, brother, sister, grandparent, grandchild or child of an executive officer, director or founder of the Corporation, or a person that is a control person of the Corporation; or
Sample 1

Related to Family, Friends and Business Associates Exemptions

  • Anti-Money Laundering and Red Flag Identity Theft Prevention Programs The Trust acknowledges that it has had an opportunity to review, consider and comment upon the written procedures provided by USBFS describing various tools used by USBFS which are designed to promote the detection and reporting of potential money laundering activity by monitoring certain aspects of shareholder activity as well as written procedures for verifying a customer’s identity (collectively, the “Procedures”). Further, the Trust has determined that the Procedures, as part of the Trust’s overall anti-money laundering program and the Red Flag Identity Theft Prevention program, are reasonably designed to prevent the Fund from being used for money laundering or the financing of terrorist activities and to achieve compliance with the applicable provisions of the Fair and Accurate Credit Transactions Act of 2003 and the USA Patriot Act of 2001 and the implementing regulations thereunder. Based on this determination, the Trust hereby instructs and directs USBFS to implement the Procedures on the Trust’s behalf, as such may be amended or revised from time to time. It is contemplated that these Procedures will be amended from time to time by the parties as additional regulations are adopted and/or regulatory guidance is provided relating to the Trust’s anti-money laundering and identity theft responsibilities. USBFS agrees to provide to the Trust:

  • Business Conduct Merger Sub was incorporated on November 5, 2020. Since its inception, Merger Sub has not engaged in any activity, other than such actions in connection with (a) its organization and (b) the preparation, negotiation and execution of this Agreement and the Transactions. Merger Sub has no operations, has not generated any revenues and has no assets or liabilities other than those incurred in connection with the foregoing and in association with the Merger as provided in this Agreement.

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