Filing. Within thirty (30) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 12 contracts
Samples: Registration Rights Agreement (Infrared Cameras Holdings, Inc.), Registration Rights Agreement (Eve Holding, Inc.), Business Combination Agreement (Zanite Acquisition Corp.)
Filing. Within thirty (30) calendar The Company shall, subject to Section 3.4 hereof, submit or file within 30 days following of the Closing Date, the Company shall submit and use commercially reasonable efforts to or file with the Commission cause to be declared effective as soon as practicable thereafter, a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Initial Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such the Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) 60th calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Subject to Sections 2.1.3 and 3.4 hereof, the Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 10 contracts
Samples: Business Combination Agreement (Digital Transformation Opportunities Corp.), Business Combination Agreement (Digital Transformation Opportunities Corp.), Business Combination Agreement (Digital Transformation Opportunities Corp.)
Filing. Within The Company shall, as soon as practicable after the date that is ninety (90) days from the date of this Agreement, but in any event within thirty (30) calendar days following after the Closing Datedate that is ninety (90) days from the date of this Agreement, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (under the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (Securities Act to permit the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the public resale of all the Registrable Securities held by the Holders from time to time as permitted by Rule 415 under the Securities Act (determined as of two or any successor or similar provision adopted by the Commission then in effect) (2) business days prior to such submission or filingthe “Shelf Registration Statement”) on a delayed or continuous basis the terms and conditions specified in this Section 2(a) and shall use its commercially reasonable best efforts to have cause such Shelf Registration Statement to be declared effective as soon as practicable after the filing thereof, but in any event no later than the earlier of (ai) the ninetieth ninety (90th90) calendar day following the filing date thereof days (or one hundred and twenty (120) days if the Commission notifies the Company that it will “review” the Shelf Registration Statement Statement) after the date that is ninety (90) days from the date of this Agreement and (bii) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the such Shelf Registration Statement will not be “reviewed” or will not be subject to further reviewreview (such earlier date, the “Effectiveness Deadline”). Such The Shelf Registration Statement filed with the Commission pursuant to this Section 2(a) shall be on Form S-3 or, if Form S-3 is not then available to the Company, on Form S-1 or such other form of registration statement as is then available to effect a registration for resale of such Registrable Securities, covering such Registrable Securities, and shall contain a prospectus in such form as to permit any Holder to sell such Registrable Securities pursuant to Rule 415 under the Securities Act (or any successor or similar provision adopted by the Commission then in effect) at any time beginning on the effective date for such Shelf Registration Statement. A Shelf Registration Statement filed pursuant to this Section 2(a) shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, the Holders. As soon as practicable following the effective date of a Shelf Registration Statement filed pursuant to this Section 2(a), but in any Holder named therein. The event within three (3) business days of such date, the Company shall maintain notify the Holders of the effectiveness of such Registration Statement. When effective, a Shelf Registration Statement filed pursuant to this Section 2(a) (including the documents incorporated therein by reference) will comply as to form in accordance all material respects with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions all applicable requirements of the Securities Act until and the Exchange Act and will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading (in the case of any Prospectus contained in such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after , in the Company light of the circumstances under which such statement is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4made).
Appears in 10 contracts
Samples: Registration Rights Agreement (NextDecade Corp.), Registration Rights Agreement (Bardin Hill Investment Partners LP), Registration Rights Agreement (Valinor Management, L.P.)
Filing. Within thirty PubCo shall file, as soon as is reasonably practicable and in any event within forty-five (3045) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (except as determined by PubCo pursuant to Section 3.7 as of two (2) business days Business Days prior to such submission or filing) on a delayed or continuous basis and basis. PubCo shall use its commercially reasonable best efforts to have cause such Shelf declared Registration Statement to become effective under the Securities Act as soon as practicable after the filing thereofsuch filing, but in no event later than sixty (60) calendar days, or the earlier of (ai) the ninetieth (90th) 120th calendar day following the filing date thereof if the Commission SEC notifies the Company PubCo that it will “review” the Shelf Registration Statement and or (bii) the tenth (10th) business day after the date the Company PubCo is notified (orally or in writing, whichever is earlier) by the Commission SEC that the such Shelf Registration Statement will not be “reviewed” or will not be subject to further review. Such review and, once effective, to keep the Shelf shall provide for Registration Statement continuously effective under the resale of the Securities Act at all times until all Registrable Securities included therein pursuant to any method and other securities covered by the Shelf Registration Statement have been disposed of in accordance with the intended method(s) of distribution set forth in such Shelf Registration Statement or combination of methods legally available to, and requested by, any Holder named thereinsuch securities have been withdrawn after the Closing Date. The Company PubCo shall maintain a such Shelf Registration Statement in accordance with the terms hereofof this Investor Rights Agreement, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a such Shelf Registration Statement continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any of which all Registrable Securities registered by such Shelf Registration Statement have been sold or cease to be Registrable Securities. In the event the Company PubCo files a Shelf Registration Statement on Form S-1 ShelfS-1, the Company PubCo shall use its commercially reasonable efforts to convert the Form S-1 such Shelf Registration Statement (and any Subsequent Shelf Registration StatementRegistration) to a Shelf Registration Statement on Form S-3 Shelf as soon as practicable after the Company PubCo is eligible to use Form S-3. The Company’s obligation under PubCo shall also use its reasonable best efforts to file any replacement or additional Shelf Registration Statement and use reasonable best efforts to cause such replacement or additional Shelf Registration Statement to become effective prior to the expiration of the initial Shelf Registration Statement filed pursuant to this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.43.1(a).
Appears in 7 contracts
Samples: Payment Agreement (GigCapital4, Inc.), Payment Agreement (GigCapital4, Inc.), Investor Rights Agreement (GigCapital4, Inc.)
Filing. Within thirty As soon as practicable but no later than forty-five (3045) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 7 contracts
Samples: Registration Rights Agreement (Spectral AI, Inc.), Registration Rights Agreement (Rosecliff Acquisition Corp I), Business Combination Agreement (Rosecliff Acquisition Corp I)
Filing. Within thirty (30) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth fifth (10th5th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to (i) convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf or (ii) file a Form S-3 Shelf, as the case may be, in each case, as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 6 contracts
Samples: Registration Rights Agreement (Rigetti Computing, Inc.), Registration Rights Agreement (Supernova Partners Acquisition Co II, Ltd.), Registration Rights Agreement (Supernova Partners Acquisition Co II, Ltd.)
Filing. Within thirty No later than one hundred and eighty (30180) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 F-1 (the “Form S-1 F-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 F-3 (the “Form S-3 F-3 Shelf”), if the Company is then eligible to use a Form S-3 F-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have cause such Shelf to be declared effective as soon as practicable after the submission or filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the submission or filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 F-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 F-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 F-3 Shelf as soon as reasonably practicable after the Company is eligible to use Form S-3F-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4. The Company shall, if requested by the Holder, use its commercially reasonable efforts to: (i) cause the removal of restrictive legends related to compliance with the federal securities laws set forth on the Registrable Securities to the extent such laws are no longer applicable to such Registrable Securities (or will no longer be applicable in connection with the anticipated transaction) (it being agreed that once the Shelf is effective, such legends may be removed); (ii) cause its legal counsel to deliver an opinion, if necessary, to the transfer agent in connection with the instruction under subclause (i) to the effect that removal of such legends in such circumstances may be effected in compliance with the Securities Act; and (iii) issue Registrable Securities without any such legend in certificated or book-entry form or by electronic delivery through The Depository Trust Company, at the Holder’s option, within five (5) business days of such request, if (A) the Registrable Securities are registered for resale under the Securities Act and no suspension of the effectiveness of such registration statement, or of sales thereunder, is then in effect, or (B) the Registrable Securities may be sold by the Holder without restriction under Rule 144, including without limitation, any volume, public information, manner of sale or similar requirements. The Company’s obligation to remove legends under this Section 2.1.1 is conditioned upon the Holder timely providing such representations and other documentation as are reasonably necessary and customarily required in connection with the removal of restrictive legends related to compliance with the federal securities laws.
Appears in 6 contracts
Samples: Registration Rights Agreement (HCM Investor Holdings, LLC), Business Combination Agreement (HCM Acquisition Corp), Registration Rights Agreement (HCM Acquisition Corp)
Filing. Within thirty (30) calendar The Company shall, subject to Section 3.4 hereof, submit or file within 30 days following of the Closing DateDate (the “Filing Deadline”), the Company shall submit and use commercially reasonable efforts to or file with the Commission cause to be declared effective as soon as practicable thereafter, a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or ), or, if the Company is eligible to use a Registration Statement for on Form S-3, a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days Business Days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such the Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (ai) the ninetieth (90th) 60th calendar day following the filing date thereof (or 90th calendar day if the Commission notifies the Company that it will “review” the Registration Statement) following the earlier of (A) the filing of the Registration Statement and (bB) the tenth Filing Deadline, and (10thii) business day the 10th Business Day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further reviewreview (such deadline the “Effectiveness Deadline”), provided, that if the Filing Deadline or Effectiveness Deadline falls on Saturday, Sunday or other day that the Commission is closed for business, the Filing Deadline or Effectiveness Deadline, as the case may be, shall be extended to the next Business Day on which the Commission is open for business. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Subject to Sections 2.1.2 and 3.4 hereof, the Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit by the Holders named therein to sell their Registrable Securities included therein therein, and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Form S-3 Shelf as soon as reasonably practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 5 contracts
Samples: Registration Rights Agreement (Zura Bio LTD), Equity Grant Agreement (JATT Acquisition Corp), Registration Rights Agreement (JATT Acquisition Corp)
Filing. Within thirty The Company shall use its reasonable best efforts to file within fourteen (3014) calendar days following Business Days after the Closing DateEffective Date a registration statement on any permitted form that qualifies, and is available for, the resale of Registrable Securities, with the Commission in accordance with and pursuant to Rule 415 promulgated under the Securities Act (or any successor rule then in effect) (the “Shelf”). The Company shall use its reasonable best efforts to cause the Shelf to become effective as promptly thereafter as practicable. The Company shall include in the Shelf all Registrable Securities with respect to which the Company has received written requests for inclusion therein at least five (5) Business Days prior to the date of filing pursuant to a registration notice and questionnaire provided to holders under the Rights Offering Procedures; provided, however, that in order to be named as a selling securityholder each Holder must furnish to the Company in writing such information in writing as may be reasonably requested by the Company for the purpose of including such Holder’s Registrable Securities in the Shelf (the “Selling Holder Information”). The Company shall include in the Shelf Selling Holder Information received by, to the extent necessary and in a manner so that upon effectiveness of the Shelf, the Holder shall be named, to the extent required by the rules promulgated under the Securities Act by the Commission, as a selling securityholder and be permitted to deliver (or be deemed to deliver) a prospectus relating to the Shelf to purchasers of the Registrable Securities in accordance with applicable law, and shall, if requested, within five (5) Business Days of any request, amend or supplement the Shelf such that the plan of distribution or other related information reflects transactions proposed to be conducted by any Holder. If the Company files an amended version of the Shelf, the Company shall submit include in such Shelf Selling Holder Information that was not included in any previous filed version of the Shelf. The Company shall use its reasonable best efforts to or file with the Commission convert any Shelf that is on a Form S-1 (including any Follow-On Shelf) to a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1If any Registrable Securities remain issued and outstanding after three (3) years following the initial effective date of such Shelf (the “Initial Shelf Effective Date”), the Company shall, prior to the expiration of such Shelf, file a new Shelf covering such Registrable Securities and shall thereafter use its reasonable best efforts to cause to be declared effective as promptly as practical, such new Shelf. The Company shall maintain the effectiveness of the Shelf in accordance with the terms hereof for the avoidance of doubt, be subject to Section 3.4so long as any Registrable Securities remain issued and outstanding.
Appears in 4 contracts
Samples: Registration Rights Agreement (Visteon Corp), Registration Rights Agreement (Ubs Ag), Registration Rights Agreement (Goldman Sachs Group Inc)
Filing. Within thirty forty-five (3045) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the sixtieth (60th) calendar day (or ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement Statement) following Closing and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further reviewreview (such earlier date, the “Effectiveness Deadline”); provided, however, that if such Effectiveness Deadlines falls on a Saturday, Sunday or other day that the SEC is closed for business, the Effectiveness Deadlines shall be extended to the business day on which the SEC is open for business. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use a Form S-3S-3 Shelf. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 4 contracts
Samples: Registration Rights and Lock Up Agreement (Yu Peter), Registration Rights and Lock Up Agreement (Alvarium Tiedemann Holdings, Inc.), Business Combination Agreement (Cartesian Growth Corp)
Filing. Within thirty (30) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the sixtieth (60th) calendar day following the filing date thereof, which shall be extended to the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth fifth (10th5th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act Act, including by filing a Subsequent Shelf Registration Statement pursuant to Section 2.1.2, until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to (i) convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf or (ii) file a Form S-3 Shelf as the case may be, in each case, as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 4 contracts
Samples: Registration Rights Agreement (Concord Acquisition Corp II), Registration Rights Agreement (Bolt Projects Holdings, Inc.), Business Combination Agreement (Golden Arrow Merger Corp.)
Filing. Within thirty (30i) calendar days After the IPO, as promptly as practicable following a request as may be made from time to time by the Closing DateSponsor (a “Shelf Registration Request”), the Company shall submit to or file with the Commission a Registration Statement for SEC a Shelf Registration on Form S-1 (Statement pursuant to Rule 415 of the “Form S-1 Shelf”) or a Securities Act relating to the offer and sale by Holders from time to time in accordance with the methods of distribution elected by the Sponsor and set forth in the Shelf Registration Statement for and, as promptly as practicable thereafter, shall use its reasonable best efforts to cause such Shelf Registration Statement to be declared effective under the Securities Act. At any time prior to or after the filing of a Shelf Registration Statement, the Sponsor may request that the number of its Registrable Securities previously requested to be registered on Form S-3 such Shelf Registration Statement be increased to a larger number of its Registrable Securities and the Company shall thereafter use its reasonable best efforts to effect such increase for such Shelf Registration Statement as promptly as practicable thereafter. If, on the date of any such request, the Company does not qualify to file a Shelf Registration Statement under the Securities Act, the provisions of this Section 2.02 shall not apply, and the provisions of Section 2.01 shall apply instead.
(ii) If on the “Form S-3 Shelf”), if date of the Shelf Registration Request: (i) the Company is a WKSI, then eligible to use a Form S-3 Shelf, in each case, covering the resale Shelf Registration Request shall request Registration of all the an unspecified amount of Registrable Securities (determined as of two (2) business days prior and any other securities to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after be registered by the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement Company; and (bii) the tenth (10th) business day after the date the Company is notified (orally or in writingnot a WKSI, whichever is earlier) by then the Commission that Shelf Registration Request shall specify the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale aggregate amount of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named thereinbe registered. The Company shall maintain a Shelf in accordance with provide to the terms hereof, and shall prepare and file with Sponsor the Commission such amendments, including post-effective amendments, and supplements as may be information necessary to keep determine the Company’s status as a Shelf continuously effectiveWKSI upon request. If applicable, available for use to permit the Holders named therein to sell their aggregate number of Registrable Securities included therein and in compliance with that the provisions Sponsor requests to be registered on such Shelf Registration Statement (as increased from time to time at the election of the Securities Act until such time Sponsor) shall be referred to in this Section 2.02 as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent “Sponsor Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4Amount.”
Appears in 4 contracts
Samples: Registration Rights Agreement (IBEX LTD), Registration Rights Agreement (IBEX LTD), Registration Rights Agreement (IBEX Holdings LTD)
Filing. Within thirty The Company shall, as soon as practicable after the date of this Agreement, but in any event within forty-five (3045) calendar days following after the Closing Datedate of this Agreement, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (under the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (Securities Act to permit the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the public resale of all the Registrable Securities held by the Holders from time to time as permitted by Rule 415 under the Securities Act (determined as of two or any successor or similar provision adopted by the Commission then in effect) (2) business days prior to such submission or filingthe “Shelf Registration Statement”) on a delayed or continuous basis the terms and conditions specified in this Section 2(a) and shall use its commercially reasonable best efforts to have cause such Shelf Registration Statement to be declared effective as soon as practicable after the filing thereof, but in any event no later than the earlier of (ai) the ninetieth sixty (90th60) calendar day following the filing date thereof days (or ninety (90) days if the Commission notifies the Company that it will “review” the Shelf Registration Statement Statement) after the date that is forty-five (45) days from the date of this Agreement and (bii) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the such Shelf Registration Statement will not be “reviewed” or will not be subject to further reviewreview (such earlier date, the “Effectiveness Deadline”). Such The Shelf Registration Statement filed with the Commission pursuant to this Section 2(a) shall be on Form S-3 or, if Form S-3 is not then available to the Company, on Form S-1 or such other form of registration statement as is then available to effect a registration for resale of such Registrable Securities, covering such Registrable Securities, and shall contain a prospectus in such form as to permit any Holder to sell such Registrable Securities pursuant to Rule 415 under the Securities Act (or any successor or similar provision adopted by the Commission then in effect) at any time beginning on the effective date for such Shelf Registration Statement. A Shelf Registration Statement filed pursuant to this Section 2(a) shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, the Holders. As soon as practicable following the effective date of a Shelf Registration Statement filed pursuant to this Section 2(a), but in any Holder named therein. The event within three (3) business days of such date, the Company shall maintain notify the Holders of the effectiveness of such Registration Statement. When effective, a Shelf Registration Statement filed pursuant to this Section 2(a) (including the documents incorporated therein by reference) will comply as to form in accordance all material respects with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions all applicable requirements of the Securities Act until and the Exchange Act and will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading (in the case of any prospectus contained in such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after , in the Company light of the circumstances under which such statement is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4made).
Appears in 4 contracts
Samples: Registration Rights Agreement (NextDecade Corp.), Registration Rights Agreement (NextDecade Corp.), Registration Rights Agreement (NextDecade Corp.)
Filing. Within PubCo shall file, within thirty (30) calendar days following of the Closing Date, the Company shall submit to Date or file such other earlier date as it is required in accordance with the Commission a Warrant Agreement or any other agreements concerning the registration of Registrable Securities to which PubCo is party (each, an “Other Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 ShelfAgreement”) or ), a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), or if the Company PubCo is then eligible ineligible to use a Form S-3 Shelf, a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf,” and together with the Form S-3 Shelf (and any Subsequent Shelf Registration), the “Shelf”), in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days Business Days prior to such submission or filing) on a delayed or continuous basis and basis. PubCo shall use its commercially reasonable best efforts to have cause the Shelf to become effective, under (x) the Securities Act and (y) the blue sky laws of such Shelf declared effective jurisdictions as any participating Holder reasonably requests, as soon as practicable after the filing thereofsuch filing, but in no event later than sixty (60) days after the earlier of initial filing thereof (a) such date, the ninetieth “Effectiveness Deadline”); provided, that the Effectiveness Deadline shall be extended to ninety (90th90) calendar day following days after the filing date thereof Closing Date if the Commission notifies the Company that it will “review” the Registration Statement is reviewed by, and comments thereto are provided from, the SEC; provided, further, that PubCo shall have the Shelf declared effective within five (b5) the tenth (10th) business day Business Days after the date the Company PubCo is notified (orally or in writing, whichever is earlier) by the Commission staff of the SEC that the Registration Statement Shelf will not be “reviewed” or will not be subject to further review; provided, further, that if the Effectiveness Deadline falls on a Saturday, Sunday or other day that the SEC is closed for business, the Effectiveness Deadline shall be extended to the next Business Day on which the SEC is open for business. Such The Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and reasonably requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable SecuritiesHolder. In the event the Company PubCo files a Form S-1 Shelf, the Company PubCo shall use its commercially reasonable best efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Form S-3 Shelf as soon as practicable after the Company PubCo is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 4 contracts
Samples: Investor Rights Agreement (Biote Corp.), Investor Rights Agreement (Biote Corp.), Investor Rights Agreement (OppFi Inc.)
Filing. Within The Company shall, as soon as practicable but in no event more than thirty (30) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof Closing Date if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) writing by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use a Form S-3S-3 Shelf. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 4 contracts
Samples: Registration Rights Agreement (OmniLit Acquisition Corp.), Registration Rights Agreement (OmniLit Acquisition Corp.), Registration Rights Agreement (OmniLit Acquisition Corp.)
Filing. Within thirty PubCo shall file, as soon as is reasonably practicable and in any event within forty-five (3045) calendar days following of the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (except as determined by PubCo pursuant to Section 3.7 as of two (2) business days Business Days prior to such submission or filing) on a delayed or continuous basis and basis. PubCo shall use its commercially reasonable best efforts to have cause such Shelf Registration Statement declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission SEC notifies the Company PubCo that it will “review” the Shelf Registration Statement and (b) the tenth (10th) business day after the date the Company PubCo is notified (orally or in writing, whichever is earlier) by the Commission SEC that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company PubCo shall maintain a such Shelf Registration Statement in accordance with the terms hereofof this Investor Rights Agreement, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a such Shelf Registration Statement continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any of which all Registrable Securities registered by such Shelf Registration Statement have been sold or cease to be Registrable Securities. In the event the Company PubCo files a Shelf Registration Statement on Form S-1 ShelfS-1, the Company PubCo shall use its commercially reasonable efforts to convert the Form S-1 such Shelf Registration Statement (and any Subsequent Shelf Registration StatementRegistration) to a Shelf Registration Statement on Form S-3 Shelf as soon as practicable after the Company PubCo is eligible to use Form S-3. The Company’s obligation under PubCo shall also use its reasonable best efforts to file any replacement or additional Shelf Registration Statement and use its reasonable best efforts to cause such replacement or additional Shelf Registration Statement to become effective prior to the expiration of the initial Shelf Registration Statement filed pursuant to this Section 2.1.13.1(a). As soon as reasonably practicable following the effective date of the Shelf Registration Statement filed pursuant to this Section 3.1(a), shallPubCo shall notify the Holders of the effectiveness of such Shelf Registration Statement. On its effective date, for the avoidance Shelf Registration Statement will comply as to form in all material respects with all applicable requirements of doubt, the Securities Act and the Exchange Act and will not contain any untrue statements of a material fact or omit to state a material fact required to be subject stated therein or necessary to Section 3.4make the statements therein not misleading.
Appears in 4 contracts
Samples: Business Combination Agreement (Goal Acquisitions Corp.), Investor Rights Agreement (Goal Acquisitions Corp.), Business Combination Agreement (Goal Acquisitions Corp.)
Filing. Within thirty (30) calendar days following the Closing Date (the “Filing Date”), the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis as permitted by Rule 415 under the Securities Act (or any successor or similar provision adopted by the Commission then in effect) and shall use its commercially reasonable best efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of seventy-fifth (a) the ninetieth (90th75th) calendar day following the filing date thereof if the Commission notifies Filing Date; provided that the Company that it will “review” shall have the Registration Statement and Shelf declared effective within ten (b) the tenth (10th10) business day days after the date the Company is notified (orally or in writing, whichever is earlier) by the staff of the Commission that the Registration Statement Shelf will not be “reviewed” reviewed or will not be subject to further reviewreview by the Commission; provided further that if such date falls on a Saturday, Sunday or other day that the Commission is closed for business, such date shall be extended to the next business day on which the Commission is open for business and if the Commission is closed for operations due to a government shutdown then such date shall be extended by the same number of business days that the Commission remains closed. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 4 contracts
Samples: Registration Rights Agreement (IX Acquisition Corp.), Registration Rights Agreement (Aerkomm Inc.), Merger Agreement (CSLM Acquisition Corp.)
Filing. Within The Company shall as soon as reasonably practicable, but in any event within thirty (30) calendar days following after the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration covering, subject to Section 3.5, the public resale of all of the Registrable Securities owned by (i) the Sponsor, (ii) the Sponsor Equityholders and (iii) the Comera Equityholders listed on Form S-3 Schedule C hereto (the “Form S-3 ShelfEligible Comera Equityholders” and together with the Sponsor and the Sponsor Equityholders, the “Eligible Holders”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities ) (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have cause such Form S-1 Shelf to be declared effective as soon as practicable after the filing thereof, but in no event later than the earlier of (ai) the ninetieth (90th) 60th calendar day following (or the filing date thereof 90th calendar day if the Commission notifies the Company that it will “review” the Registration Statement Statement) following the Closing Date and (bii) the tenth (10th) 10th business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Form S-1 Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Eligible Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In Following the event the Company files filing of a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Registration Statement on Form S-3 Shelf (the “Form S-3 Shelf”) as soon as reasonably practicable after the Company is eligible to use Form S-3. As soon as practicable following the effective date of a Registration Statement filed pursuant to this Section 2.1.1 but in any event within one (1) business day of such date, the Company shall notify the Eligible Holders of the effectiveness of such Registration Statement. The Company’s obligation under this Section 2.1.1, 2.1.1 shall, for the avoidance of doubt, doubt be subject to Section 3.43.4 hereto.
Appears in 4 contracts
Samples: Registration Rights and Lock Up Agreement (Comera Life Sciences Holdings, Inc.), Registration Rights and Lock Up Agreement (OTR Acquisition Corp.), Business Combination Agreement (OTR Acquisition Corp.)
Filing. Within thirty The Company shall file, as soon as practicable, but in any event within sixty (3060) calendar days following after the Closing DateDate (the “Filing Deadline”), the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or or, if the Company is eligible to use a Form S-3 Shelf, a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and basis. The Company shall use its commercially reasonable efforts to have cause such Shelf Registration to be declared effective as soon as practicable possible after the filing thereoffiling, but in no event later than the earlier of (ai) the ninetieth sixty (90th60) calendar day days following the filing date thereof if Filing Deadline and (ii) three (3) business days after the Commission notifies the Company that it will not review such Shelf Registration, if applicable (the “review” the Effectiveness Deadline”); provided, that, if such Shelf Registration Statement filed pursuant to this Section 2.1.1 is reviewed by, and (b) the tenth (10th) business day after the date the Company is notified (orally or in writingreceives comments from, whichever is earlier) by the Commission that with respect to such Shelf Registration, the Registration Statement will not Effectiveness Deadline shall be “reviewed” or will not be subject extended to further reviewninety (90) days following the Filing Deadline. Such Shelf Registration shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named thereintherein (and the FF Beneficial Investor if the FF Investor submits such request). The Company shall maintain a Shelf Registration in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf Registration continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 4 contracts
Samples: Registration Rights Agreement (Nextnav Inc.), Registration Rights Agreement (Nextnav Inc.), Registration Rights Agreement (Nextnav Inc.)
Filing. Within As soon as practicable but no later than thirty (30) calendar days following the Closing closing of the transactions contemplated by the Merger Agreement (the “Closing”) (the “Filing Date”), the Company shall submit file a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”) or, if the Company is ineligible to or file with the Commission use a Form S-3 Shelf, a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but thereof and no later than the earlier of (ax) the ninetieth one hundred twentieth (90th120th) calendar day following the filing date thereof Closing if the Commission notifies the Company that it will “review” the Registration Statement Shelf and (by) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) writing by the Commission that the Registration Statement such Shelf will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the all Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 4 contracts
Samples: Registration Rights Agreement (C5 Investors General Partner LTD), Registration Rights Agreement (IronNet, Inc.), Registration Rights Agreement (LGL Systems Acquisition Corp.)
Filing. Within thirty (30) calendar The Company shall file within 30 days following of the Closing Date, the Company shall submit and use commercially reasonable efforts to or file with the Commission cause to be declared effective as soon as practicable thereafter, a Registration Statement for a Shelf Registration on Form S-1 F-1 or Form S-1, as applicable (the “Form S-1 F-1 Shelf”) or or, if the Company is eligible to use a Registration Statement for on Form F-3 or Form S-3, a Shelf Registration on Form S-3 F-3 or Form S-3, as applicable (the “Form S-3 F-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts basis; provided, however, that the Company’s obligations to have include the Registrable Securities held by a Holder in the Shelf are contingent upon such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies Holder furnishing in writing to the Company that it will “review” such information regarding the Registration Statement and (b) Holder, the tenth (10th) business day after the date securities of the Company is notified (orally or in writing, whichever is earlier) held by the Commission Holder and the intended method of disposition of the Registrable Securities as shall be reasonably requested by the Company to effect the registration of the Registrable Securities, and the Holder shall execute such documents in connection with such registration as the Company may reasonably request that the Registration Statement will not be “reviewed” or will not be subject to further revieware customary of a selling shareholder in similar situations. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 F-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 F-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Form S-3 F-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4F-3.
Appears in 3 contracts
Samples: Registration Rights Agreement (Gogoro Inc.), Registration Rights Agreement (Poema Global Holdings Corp.), Merger Agreement (Poema Global Holdings Corp.)
Filing. Within thirty PubCo shall file, as soon as is reasonably practicable and in any event within sixty (3060) calendar days following of the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (except as determined by PubCo pursuant to Section 3.7 as of two (2) business days Business Days prior to such submission or filing) on a delayed or continuous basis and basis. PubCo shall use its commercially reasonable best efforts to have cause such Shelf declared Registration Statement to become effective under the Securities Act as soon as practicable after the filing thereofsuch filing, but in no event later than the earlier of (a) the ninetieth (90th) 105th calendar day following the filing date thereof (or 165th calendar day if the Commission SEC notifies the Company PubCo that it will “review” the Shelf Registration Statement) after the Closing Date. PubCo shall maintain such Shelf Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereofof this Investor Rights Agreement, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a such Shelf Registration Statement continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any of which all Registrable Securities registered by such Shelf Registration Statement have been sold or cease to be Registrable Securities. In the event the Company PubCo files a Shelf Registration Statement on Form S-1 ShelfS-1, the Company PubCo shall use its commercially reasonable efforts to convert the Form S-1 such Shelf Registration Statement (and any Subsequent Shelf Registration StatementRegistration) to a Shelf Registration Statement on Form S-3 Shelf as soon as practicable after the Company PubCo is eligible to use Form S-3. The Company’s obligation under PubCo shall also use its reasonable best efforts to file any replacement or additional Shelf Registration Statement and use reasonable best efforts to cause such replacement or additional Shelf Registration Statement to become effective prior to the expiration of the initial Shelf Registration Statement filed pursuant to this Section 2.1.13.1(a). As soon as reasonably practicable following the effective date of the Shelf Registration Statement filed pursuant to this Section 3.1(a), shallPubCo shall notify the Holders of the effectiveness of such Shelf Registration Statement. On its effective date, for the avoidance Shelf Registration Statement will comply as to form in all material respects with all applicable requirements of doubt, the Securities Act and the Exchange Act and will not contain any untrue statements of a material fact or omit to state a material fact required to be subject stated therein or necessary to Section 3.4make the statements therein not misleading.
Appears in 3 contracts
Samples: Investor Rights Agreement (Magnum Opus Acquisition LTD), Business Combination Agreement (Magnum Opus Acquisition LTD), Investor Rights Agreement (Magnum Opus Acquisition LTD)
Filing. Within thirty (30) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 F-1 (the “Form S-1 F-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 F-3 (the “Form S-3 F-3 Shelf,” and together with the Form F-1 Shelf, the New Registration Statement and any Subsequent Shelf Registration Statement, the “Shelf”), if the Company is then eligible to use a Form S-3 F-3 Shelf, in each case, covering the public resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. In the event the Company files a Form F-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form F-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form F-3 Shelf as soon as practicable after the Company is eligible to use Form F-3. The Company shall maintain a Shelf in accordance with the terms hereof, and shall use commercially reasonable efforts to prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 3 contracts
Samples: Registration Rights Agreement (Above Food Ingredients Inc.), Business Combination Agreement (Jupiter Acquisition Corp), Business Combination Agreement (Bite Acquisition Corp.)
Filing. Within thirty (30i) calendar PubCo shall file, within 45 days following of the Closing DateEffective Date or such other earlier date as it is required in accordance with any Subscription Agreements, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), or if the Company PubCo is then eligible ineligible to use a Form S-3 Shelf, a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf,” and together with the Form S-3 Shelf (and any Subsequent Shelf Registration Statement), each, a “Shelf”), in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days Business Days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further reviewbasis. Such The Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named thereinHolder.
(ii) PubCo shall use its reasonable best efforts to cause the Shelf to become effective as soon as practicable after such filing, but no later than the earlier of (A) 60 calendar days after the filing thereof (or, in the event the SEC reviews and has written comments to the Registration Statement, the 90th calendar day following the filing thereof), (B) the tenth 10th Business Day after the date PubCo is notified (orally or in writing, whichever is earlier) by the SEC that the Registration Statement will not be “reviewed” or will not be subject to further review, or (C) if the day determined under clause (A) or clause (B) falls on a Saturday, Sunday or other day that the SEC is closed for business, the next Business Day immediately following the day determined under clause (A) or clause (B) on which the SEC is open for business (the date determined under clause (A), (B) and (C), the “Effectiveness Deadline”). The Company PubCo shall maintain a Shelf in accordance with the terms hereofof this Agreement, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a such Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. .
(iii) In the event the Company PubCo files a Form S-1 Shelf, the Company PubCo shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company PubCo is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 3 contracts
Samples: Investor Rights Agreement (Blue Owl Capital Inc.), Business Combination Agreement (Altimar Acquisition Corp.), Business Combination Agreement (Altimar Acquisition Corp.)
Filing. Within As soon as practicable but no later than thirty (30) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 F-1 (the “"Form S-1 F-1 Shelf”") or a Registration Statement for a Shelf Registration on Form S-3 F-3 (the “"Form S-3 F-3 Shelf”"), if the Company is then eligible to use a Form S-3 F-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “"review” " the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “"reviewed” " or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 F-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 F-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 F-3 Shelf as soon as practicable after the Company is eligible to use Form S-3F-3. The Company’s 's obligation under this Section Clause 2.1.1, shall, for the avoidance of doubt, be subject to Section Clause 3.4.
Appears in 3 contracts
Samples: Registration Rights Agreement (Schmid Anette), Registration Rights Agreement (Pegasus Digital Mobility Acquisition Corp.), Registration Rights Agreement (Pegasus Digital Mobility Acquisition Corp.)
Filing. Within thirty Upon the one-year anniversary of an initial Public Offering (30unless otherwise agreed in writing by the H&F Stockholders and the Executive / Read Trust Stockholders), subject to the Company’s rights under Section 3.1(c) calendar days following and the Closing Datelimitations set forth in Section 3.1(d), the Company shall submit (i) promptly (but in any event no later than twenty (20) days prior to or the date such Shelf Registration Statement is declared effective) give written notice (a “Shelf Registration Notice”) of the proposed registration to all Holders and (ii) use its reasonable best efforts to file as soon as reasonably practicable after such anniversary with the Commission a Registration Statement for SEC and to cause to become effective under the 1933 Act a Shelf Registration on Form S-1 Statement (the “Form S-1 Shelf”) or a which such Shelf Registration Statement for a shall be designated by the Company as an Automatic Shelf Registration on Form S-3 (the “Form S-3 Shelf”), Statement if the Company is then eligible to use a Form S-3 Shelf, in each case, covering Well-Known Seasoned Issuer at the resale time of filing such Shelf Registration Statement with the SEC) for all the Registrable Securities held by the H&F Stockholders and the Executive / Read Trust Stockholders (determined or, if an H&F Stockholder or Executive / Read Trust Stockholder determines to not include all of its Registrable Securities therein, such lesser amount as of two (2) business days prior such Stockholder shall request to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing), whichever is earliertogether with (x) by the Commission that the Registration Statement will not be “reviewed” all or will not be subject to further review. Such Shelf shall provide for the resale such portion of the Registrable Securities included therein pursuant to of any method other Holder or combination of methods legally available toHolders as are specified in a written request received by the Company within fifteen (15) days after such Shelf Registration Notice is given (each such Holder, and requested byeach H&F Stockholder and each Executive / Read Trust Stockholder, as the case may be, a “Shelf Holder”) and (y) all or such portion of the shares of any Third Party Holder named therein. The that the Company shall maintain determines may register securities in such registration (each such Third Party Holder, a “Third Party Shelf Holder”); provided, however, that if the Company is permitted by applicable Law to add selling stockholders to a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including Registration Statement without filing a post-effective amendmentsamendment, a Holder may request the inclusion of additional Registrable Securities in such Shelf Registration Statement at any time or from time to time, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts add such Registrable Securities to convert the Form S-1 Shelf (and any Subsequent Shelf Registration StatementStatement as promptly as reasonably practicable, and such Holder shall be deemed a Shelf Holder. Notwithstanding anything to the contrary, in no event shall the Company be required to file, or maintain the effectiveness of, a Shelf Registration Statement pursuant to this Section 3.1(a) to a at any time if Form S-3 Shelf as soon as practicable after is not available to the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4at such time.
Appears in 3 contracts
Samples: Stockholders Agreement (Grocery Outlet Holding Corp.), Stockholders Agreement (Grocery Outlet Holding Corp.), Stockholders Agreement (Grocery Outlet Holding Corp.)
Filing. Within thirty The Company shall file within ninety (3090) calendar business days following after the Closing Date, the Company shall submit and use commercially reasonable efforts to or file with the Commission cause to be declared effective as soon as practicable thereafter, a Registration Statement for a Shelf Registration on Form S-1 F-1 (such Registration Statement, the “Form S-1 F-1 Shelf”) or ), or, if the Company is eligible to use a Registration Statement for on Form F-3, a Shelf Registration on Form S-3 F-3 (the “Form S-3 F-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further reviewbasis. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available (the “Plan of Distribution”) to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 F-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 F-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Form S-3 F-3 Shelf as soon as practicable after the Company is eligible to use Form F-3. If the Company is no longer a Foreign Private Issuer, the Company shall use commercially reasonable efforts to convert the Form F-1 Shelf or Form F-3 Shelf, as applicable, to a Registration Statement for a Shelf Registration on Form S-1 or S-3. The Company’s obligation , as soon as practicable thereafter, but no later than the date that the Company is no longer permitted to make filings as a Foreign Private Issuer under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4Exchange Act.
Appears in 3 contracts
Samples: Registration Rights Agreement (Memic Innovative Surgery Ltd.), Registration Rights Agreement (MedTech Acquisition Corp), Business Combination Agreement (MedTech Acquisition Corp)
Filing. Within thirty (30) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof (or 120th calendar day if the Commission notifies the Company that it will “review” the Registration Statement Statement) following the Closing Date, and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to (i) convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf or (ii) file a Form S-3 Shelf, as the case may be, in each case, as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 3 contracts
Samples: Registration Rights Agreement (Mondee Holdings, Inc.), Registration Rights Agreement (Mondee Holdings, Inc.), Registration Rights Agreement (ITHAX Acquisition Corp.)
Filing. Within thirty (30) calendar days following the Closing Date, the Company shall use commercially reasonable efforts to submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 F-1 (the “Form S-1 F-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 F-3 (the “Form S-3 F-3 Shelf”), if the Company is then eligible to use a Form S-3 F-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days Business Days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day Business Day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any outstanding Registrable Securities. In the event the Company files a Form S-1 F-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 F-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 F-3 Shelf as soon as practicable after the Company is eligible to use Form S-3F-3. In no event shall a Holder be identified as a statutory underwriter in a Registration Statement unless requested by the Commission. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 3 contracts
Samples: Business Combination Agreement (Alpha Capital Acquisition Co), Business Combination Agreement (Alpha Capital Holdco Co), Registration Rights Agreement (Alpha Capital Acquisition Co)
Filing. Within thirty (30) calendar days following after the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (to permit the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the public resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis as permitted by Rule 415 under the Securities Act (or any successor or similar provision adopted by the Commission then in effect) on the terms and conditions specified in this Section 2.1 and shall use its commercially reasonable efforts to have cause such Shelf Registration Statement to be declared effective as soon as practicable after the filing thereof, but in any event no later than the earlier of sixty (a) the ninetieth (90th60) calendar day following days after the filing date thereof Closing Date (the “Effectiveness Deadline”); provided, that the Effectiveness Deadline shall be extended to one hundred twenty (120) calendar days after the Closing Date if the Commission notifies the Company that it will “review” the Registration Statement is reviewed by, and comments thereto are provided from, the Commission prior to the original Effectiveness Deadline; provided, further, the Company shall have the Registration Statement declared effective within ten (b10) the tenth (10th) business day Business Days after the date the Company is notified (orally or in writing, whichever is earlier) by the staff of the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf If the Effectiveness Deadline falls on a Saturday, Sunday, or other day that the Commission is closed for business, the relevant deadlines shall be extended to the next Business Day on which the Commission is open for business; provided, however, that if the Commission is closed for operations due to a government shutdown, such deadlines shall be extended by the same number of Business Days that the Commission remains closed for. The Registration Statement filed with the Commission pursuant to this Section 2.1 shall be on Form F-1 or any similar long-form registration statement that may be available at such time (“Form F-1”) covering such Registrable Securities, and shall contain a Prospectus in such form as to permit the Holders to sell such Registrable Securities pursuant to Rule 415 under the Securities Act (or any successor or similar provision adopted by the Commission then in effect) at any time beginning on the effective date for such Registration Statement. A Registration Statement filed pursuant to this Section 2.1 shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The As soon as practicable following the effective date of a Registration Statement filed pursuant to this Section 2.1, but in any event within three (3) Business Days of such date, the Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit notify the Holders named therein of the effectiveness of such Registration Statement. When effective, a Registration Statement filed pursuant to sell their Registrable Securities included this Section 2.1 (including any documents incorporated therein and by reference, if any) will comply as to form in compliance all material respects with the provisions all applicable requirements of the Securities Act until and the Exchange Act and will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading (in the case of any Prospectus contained in such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after , in the Company light of the circumstances under which such statement is eligible to use Form S-3made). The Company’s obligation obligations under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 3 contracts
Samples: Agreement and Plan of Reorganization (Artemis Strategic Investment Corp), Agreement and Plan of Reorganization (Artemis Strategic Investment Corp), Registration Rights Agreement (Artemis Strategic Investment Corp)
Filing. Within thirty (30) calendar The Company shall, subject to Section 3.4 hereof, submit or file within 30 days following of the Closing Date, the Company shall submit and use commercially reasonable efforts to or file with the Commission cause to be declared effective as soon as practicable thereafter, a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or or, if the Company is eligible to use a Registration Statement for on Form S-3, a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Initial Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such the Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) 60th calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Subject to Sections 2.1.3 and 3.4 hereof, the Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Form S-3 Shelf as soon as reasonably practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 3 contracts
Samples: Registration Rights Agreement (Astrea Acquisition Corp.), Registration Rights Agreement (Marketwise, Inc.), Business Combination Agreement (Ascendant Digital Acquisition Corp.)
Filing. Within thirty The Company shall as soon as reasonably practicable, but in any event within forty-five (3045) calendar days following after the Closing Date, the Company shall submit use commercially reasonable efforts to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (covering, subject to Section 3.4, the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the public resale of all of the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have cause such Form S-1 Shelf to be declared effective as soon as practicable after the filing thereof, but in no event later than the earlier of (ai) the ninetieth (90th) 90th calendar day following the filing date thereof (or as soon as reasonably practicable if the Commission notifies the Company that it will “review” the Registration Statement Statement) following the Closing Date and (bii) the tenth (10th) 10th business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Form S-1 Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In Following the event the Company files filing of a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Registration Statement on Form S-3 Shelf (the “Form S-3 Shelf”) as soon as reasonably practicable after the Company is eligible to use Form S-3. As soon as reasonably practicable following the effective date of a Registration Statement filed pursuant to this Section 2.1.1, the Company shall notify the Holders of the effectiveness of such Registration Statement. The Company’s obligation under this Section 2.1.1, 2.1.1 shall, for the avoidance of doubt, doubt be subject to Section 3.43.4 hereto.
Appears in 3 contracts
Samples: Registration Rights Agreement (Scilex Holding Company/De), Merger Agreement (Vickers Vantage Corp. I), Registration Rights Agreement (Sorrento Therapeutics, Inc.)
Filing. Within thirty (30) The Company shall file with the Commission by no later than 45 calendar days following the Closing date of this Agreement (or if such date is not a Business Day, the next succeeding Business Day) a shelf registration statement (the “Shelf”) on Form S-3, if then available, or Form S-1, if Form S-3 is not available, covering the resale by Holders of the Registrable Securities in accordance with and pursuant to Rule 415 promulgated under the Securities Act. The Company shall give the Holders ten Business Days written notice prior to the date for the filing of the Shelf Registration Statement (the “Filing Date”). The Company shall include in a Prospectus Supplement (that shall be deemed to be part of the Shelf Registration Statement) all Registrable Securities with respect to which the Company has received written requests for inclusion therein by 5:00 pm New York Time on the business day prior to the Filing Date (the “Initial Questionnaire Date”); provided, however, that in order to be named as a selling securityholder in the Prospectus Supplement, each Holder must furnish to the Company in writing such information as may be reasonably requested by the Company for the purpose of including such Holder’s Registrable Securities in the Prospectus Supplement (the “Selling Holder Information” which shall be provided on the Notice and Eligible Holder Information Questionnaire in the form attached hereto as Exhibit A). The Company shall include in a Prospectus Supplement the Selling Holder Information received, to the extent necessary and in a manner so that, upon filing of such Prospectus Supplement, or promptly thereafter, any such Holder shall be named, to the extent required by the rules promulgated under the Securities Act by the Commission, as a selling securityholder and be permitted to deliver (or be deemed to deliver) a Prospectus to purchasers of the Registrable Securities in accordance with applicable law. If the Company files an amended version of the Prospectus, the Company shall submit to or file with include in such Prospectus the Commission a Registration Statement for a Selling Holder Information that was not included in any previous filed version of the Prospectus. If any Registrable Securities remain issued and outstanding after three years following the initial effective date of such Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Initial Shelf Registration on Form S-3 (the “Form S-3 ShelfEffective Date”), if the Company is then eligible to use shall either (x) in the case of a Form S-3 Shelf, in each casefile prior to the expiration of such Shelf, covering the resale of all the Registrable Securities or (determined as of two (2y) business otherwise, no less than 90 days prior to the expiration of such submission or filing) on Shelf, file a delayed or continuous basis new Shelf covering such Registrable Securities, and shall thereafter use its commercially reasonable best efforts to have such Shelf cause to be declared effective as soon promptly as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named thereinpractical such new Shelf. The Company shall maintain a the effectiveness of the Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements hereof for so long as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their any Registrable Securities included therein remain issued and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4outstanding.
Appears in 3 contracts
Samples: Registration Rights Agreement (KCG Holdings, Inc.), Merger Agreement (Knight Capital Group, Inc.), Merger Agreement (GETCO Holding Company, LLC)
Filing. Within thirty (30i) calendar days following Following the Closing DateIPO, the Company shall submit use its reasonable best efforts to or file with the Commission a Registration Statement qualify for a Shelf Registration on Form S-1 S-3 for secondary sales. At least ten (10) days prior to the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration date on which the Company anticipates becoming eligible to Register on Form S-3 (the “Form S-3 ShelfEligibility Date”), if the Company is then eligible shall notify, in writing, the Institutional Investors of such eligibility and its intention to use file and maintain a Shelf Registration Statement on Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities held by the Institutional Investors (determined as the “Eligibility Notice”). Promptly following receipt of two such Eligibility Notice (2but in no event more than five (5) business days prior after receipt of such Eligibility Notice), the Institutional Investors shall deliver a written notice to such submission or filing) on a delayed or continuous basis and the Company, which notice shall use its commercially reasonable efforts specify the aggregate amount of Registrable Securities held by the Institutional Investors to have be covered by such Shelf declared effective as soon as practicable after Registration Statement and the filing thereofintended methods of distribution thereof (the “S-3 Shelf Notice”). Following delivery of the S-3 Shelf Notice, but no later than the Company (x) shall file promptly (any, in any event, within the earlier of (ai) thirty (30) days of receipt of the ninetieth S-3 Shelf Notice and (90thii) calendar day following forty (40) days after delivery of the filing date thereof Eligibility Notice) with the SEC such Shelf Registration Statement (which shall be an automatic Shelf Registration Statement if the Commission notifies Company qualifies at such time to file such a Shelf Registration Statement) relating to the Company that it will “review” offer and sale of all Registrable Securities requested for inclusion therein by the Institutional Investors and, to the extent requested under Section 2.02(c), the other Holders from time to time in accordance with the methods of distribution elected by such Holders (to the extent permitted in this Section 2.02) and set forth in the Shelf Registration Statement and (by) shall use its reasonable best efforts to cause such Shelf Registration Statement to be promptly declared effective under the tenth Securities Act (10th) business day after including upon the date filing thereof if the Company is notified qualifies to file an automatic Shelf Registration Statement); provided, however, that if an Institutional Investor reasonably believes that the Company will become S-3 eligible and delivers a S-3 Shelf Notice following the IPO but prior to the S-3 Eligibility Date, the Company shall not be obligated to file (orally or in writingbut shall be obligated to prepare) such Shelf Registration Statement on Form S-3. If the Company then qualifies as a “well-known seasoned issuer” under applicable rules of the SEC, whichever is earlier) then if requested by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale Institutional Investors holding a majority of the Registrable Securities included therein pursuant then held by the Institutional Investors, the Shelf Registration Statement shall include an unspecified amount of Registrable Securities to be sold by unspecified Holders.
(ii) Subject to the right to deliver a Shelf Notice in the manner contemplated by the first proviso below, at any method time following the end of the twelfth calendar month following the IPO, to the extent that the Company is not eligible to file or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf Registration Statement on Form S-3 as contemplated by Section 2.02(a)(i), the Institutional Investors may, subject to Section 2.11, make a written request to the Company to file a Shelf Registration Statement on Form S-1 (a “Shelf Notice”), which Shelf Notice shall specify the aggregate amount of Registrable Securities of the Institutional Investors to be registered therein and the intended methods of distribution thereof. Following the delivery of a Shelf Notice, the Company (x) shall file promptly with the SEC such Shelf Registration Statement relating to the offer and sale of all Registrable Securities requested for inclusion therein by the Institutional Investors and, to the extent requested under Section 2.02(c), the other Holders from time to time in accordance with the terms hereofmethods of distribution elected by such Holders (to the extent permitted in this Section 2.02) and set forth in the Shelf Registration Statement (provided, and shall prepare and file with the Commission such amendmentshowever, including post-effective amendments, and supplements as may be necessary to keep that if a Shelf continuously effective, available for use Notice is delivered prior to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions end of the Securities Act until such time as there are no longer any Registrable Securities. In twelfth calendar month following the event the Company files a Form S-1 ShelfIPO, the Company shall not be obligated to file (but shall be obligated to prepare) such Shelf Registration Statement prior to the end of the twelfth calendar month following the IPO) and (y) shall use its commercially reasonable best efforts to convert the Form S-1 Shelf (and any Subsequent cause such Shelf Registration Statement) Statement to be promptly declared effective under the Securities Act. If, on the date of any such request (or, in the event of a Form S-3 Shelf as soon as practicable after request that is delivered prior to the end of the twelfth calendar month following the IPO, on the first day of the thirteenth calendar month following the IPO), the Company is eligible does not qualify to use Form S-3. The Company’s obligation file a Shelf Registration Statement under the Securities Act, the provisions of this Section 2.1.12.02 shall not apply, shall, and the provisions of Section 2.01 shall apply instead; provided that the limitations on the number of Demand Registrations for the avoidance of doubt, be subject to Section 3.4CPPIB and Bain shall not apply.
Appears in 3 contracts
Samples: Registration Rights Agreement (Waystar Holding Corp.), Registration Rights Agreement (Waystar Holding Corp.), Registration Rights Agreement (Waystar Holding Corp.)
Filing. Within thirty (30) calendar days following the Closing Date, the Company shall submit to or Prepare and file with the Commission a Registration Statement with respect to such securities, and use best commercial efforts to cause such Registration Statement to become and remain effective for a Shelf such period as may be reasonably necessary to effect the sale of such securities; provided, however, such period shall not exceed the earlier to occur of (i) the completion by the underwriters of the distribution pursuant to such Registration on Form S-1 Statement or (ii) as set forth in Section 3.2 (the “Form S-1 ShelfEffectiveness Period”).
(a) or Not less than four trading days prior to the filing of a Registration Statement for a Shelf Registration on Form S-3 (or any related Prospectus or any amendment or supplement thereto, the Company shall furnish to each Holder copies of the “Form S-3 Shelf”)Selling Stockholders” section of such document, if the Company is then eligible “Plan of Distribution” and any risk factor section contained in such document that addresses specifically the transactions under the Debt Conversion Agreement or the selling stockholders, as proposed to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities be filed.
(determined as of two (2i) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare Prepare and file with the Commission such amendments, including post-post effective amendments, to each Registration Statement and supplements the Prospectus used in connection therewith as may be necessary to keep a Shelf such Registration Statement continuously effective, available for use effective as to permit the Holders named therein to sell their applicable Registrable Securities included therein for its Effectiveness Period; (ii) cause the related Prospectus to be amended or supplemented by any required Prospectus supplement, and as so supplemented or amended to be filed pursuant to Rule 424; (iii) respond as promptly as reasonably possible to any comments received from the Commission with respect to each Registration Statement or any amendment thereto; and (iv) comply in compliance all material respects with the provisions of the Securities Act until with respect to the Registration Statements.
(c) Notify the Holders as promptly as reasonably possible (and, in the case of (i)(A) below, not less than three trading days prior to such filing) (i)(A) when a Prospectus or any Prospectus supplement or post effective amendment to a Registration Statement is proposed to be filed; (B) when the Commission notifies the Company whether there will be a “review” of such Registration Statement and whenever the Commission comments in writing on such Registration Statement; and (C) with respect to each Registration Statement or any post effective amendment, when the same has become effective; (ii) of any request by the Commission or any other Federal or state governmental authority for amendments or supplements to a Registration Statement or Prospectus or for additional information; (iii) of the issuance by the Commission of any stop order suspending the effectiveness of a Registration Statement covering any or all of the Registrable Securities or the initiation of any Proceedings for that purpose; (iv) of the receipt by the Company of any notification with respect to the suspension of the qualification or exemption from qualification of any of the Registrable Securities for sale in any jurisdiction, or the initiation or threatening of any proceeding for such purpose; and (v) of the occurrence of any event or passage of time that makes the financial statements included in a Registration Statement ineligible for inclusion therein or any statement made in such Registration Statement or Prospectus or any document incorporated or deemed to be incorporated therein by reference untrue in any material respect or that requires any revisions to such Registration Statement, Prospectus or other documents so that, in the case of such Registration Statement or the Prospectus, as there are no longer the case may be, it will not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading.
(d) Use its reasonable commercial efforts to avoid the issuance of, or, if issued, obtain the withdrawal of (i) any order suspending the effectiveness of a Registration Statement, or (ii) any suspension of the qualification (or exemption from qualification) of any of the Registrable Securities for sale in any jurisdiction.
(e) Prior to any public offering of Registrable Securities. In , to register or qualify or cooperate with the event selling Holders in connection with the Company files registration or qualification (or exemption from such registration or qualification) of such Registrable Securities for offer and sale under the securities or Blue Sky laws a Form S-1 Shelfmutually agreeable number of jurisdictions within the United States, to keep each such registration or qualification (or exemption therefrom) effective during the Effectiveness Period and to do any and all other acts or things necessary or advisable to enable the disposition in such jurisdictions of the Registrable Securities covered by the Registration Statements except that the Company shall use its commercially reasonable efforts not for any purpose be required to convert execute a general consent to service of process or to qualify to do business as a foreign corporation in any jurisdiction wherein it is not so qualified. .
(f) Upon the Form S-1 Shelf (occurrence of any event contemplated by Section 3.1(c)(v), as promptly as reasonably possible, prepare a supplement or amendment, including a post effective amendment, to the affected Registration Statements or a supplement to the related Prospectus or any document incorporated or deemed to be incorporated therein by reference, and file any Subsequent Shelf other required document so that, as thereafter delivered, no Registration Statement) Statement nor any Prospectus will contain an untrue statement of a material fact or omit to state a Form S-3 Shelf as soon as practicable after material fact required to be stated therein or necessary to make the Company is eligible to use Form S-3. The Company’s obligation statements therein, in light of the circumstances under this Section 2.1.1which they were made, shall, for the avoidance of doubt, be subject to Section 3.4not misleading.
Appears in 3 contracts
Samples: Registration Rights Agreement (Granite City Food & Brewery LTD), Registration Rights Agreement (DHW Leasing, L.L.C.), Debt Conversion Agreement (Granite City Food & Brewery LTD)
Filing. Within thirty (30i) calendar days following Following the Closing DateIPO, the Company shall submit use its reasonable best efforts to or file with the Commission a Registration Statement qualify for a Shelf Registration on Form S-1 (S-3 for secondary sales. Promptly following the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration date on which the Company becomes eligible to Register on Form S-3 (the “Form S-3 ShelfEligibility Date”), if the Company is then eligible shall notify, in writing, the Institutional Investors of such eligibility and its intention to use file and maintain a Shelf Registration Statement on Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities held by the Institutional Investors (determined as the “Eligibility Notice”). Promptly following receipt of two such Eligibility Notice (2but in no event more than ten (10) business days prior after receipt of such Eligibility Notice), the Institutional Investors shall deliver a written notice to the Company, which notice shall specify the aggregate amount of Registrable Securities held by such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts Institutional Investor to have be covered by such Shelf declared effective as soon as practicable after Registration Form and the filing thereofintended methods of distribution thereof (the “S-3 Shelf Notice” and such Institutional Investors, but no later than the “Initial S-3 Holders”). Following delivery of the S-3 Shelf Notices, the Company (x) shall file promptly (and, in any event, within the earlier of (ai) thirty (30) days of receipt of the ninetieth S-3 Shelf Notices and (90thii) calendar day following forty (40) days after delivery of the filing date thereof Eligibility Notice) with the SEC such Shelf Registration Statement (which shall be an automatic Shelf Registration Statement if the Commission notifies Company qualifies at such time to file such a Shelf Registration Statement) relating to the Company that it will “review” offer and sale of all Registrable Securities requested for inclusion therein by the Initial S-3 Holders and, to the extent requested under Section 2.02(c), the other Holders from time to time in accordance with the methods of distribution elected by such Holders (to the extent permitted in this Section 2.02) and set forth in the Shelf Registration Statement and (by) shall use its reasonable best efforts to cause such Shelf Registration Statement to be promptly declared effective under the tenth Securities Act (10thincluding upon the filing thereof if the Company qualifies to file an automatic Shelf Registration Statement); provided, however, that if an Institutional Investor reasonably believes that the Company will become S-3 eligible and delivers a S-3 Shelf Notice following the IPO but prior to the S-3 Eligibility Date, the Company shall not be obligated to file (but shall be obligated to prepare) business day after such Shelf Registration Statement on Form S-3.
(ii) Subject to the date right to deliver a Shelf Notice in the manner contemplated by the first proviso below, at any time following the first anniversary of the IPO, to the extent that the Company is notified (orally not eligible to file or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf Registration Statement on Form S-3 as contemplated by Section 2.02(a)(i), any Institutional Investor (such Institutional Investor, the “Initiating Holder”) may, subject to Section 2.11, make a written request to the Company to file a Shelf Registration Statement on Form S-1 (a “Shelf Notice”), which Shelf Notice shall specify the aggregate amount of Registrable Securities of the Initiating Holder to be registered therein and the intended methods of distribution thereof. Following the delivery of a Shelf Notice, the Company (x) shall file promptly (and, in any event, within ninety (90) days following delivery of such Shelf Notice) with the SEC such Shelf Registration Statement relating to the offer and sale of all Registrable Securities requested for inclusion therein by the Initiating Holder and, to the extent requested under Section 2.02(c), the other Holders from time to time in accordance with the terms hereofmethods of distribution elected by such Holders (to the extent permitted in this Section 2.02) and set forth in the Shelf Registration Statement (provided, and shall prepare and file with the Commission such amendmentshowever, including post-effective amendments, and supplements as may be necessary to keep that if a Shelf continuously effective, available for use Notice is delivered prior to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions first anniversary of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 ShelfIPO, the Company shall not be obligated to file (but shall be obligated to prepare) such Shelf Registration Statement prior to the first anniversary of the IPO) and (y) shall use its commercially reasonable best efforts to convert the Form S-1 Shelf (and any Subsequent cause such Shelf Registration Statement) Statement to be promptly declared effective under the Securities Act; provided, however, that any such Shelf Registration Statement request shall be deemed to be, for purposes of Section 2.11, a Form S-3 Shelf as soon as practicable after Demand Registration effected by the Initiating Holder and subject to the limitations set forth therein. If, on the date of any such request (or, in the event of a request that is delivered prior to the first anniversary of the IPO, on the date following the first anniversary of the IPO), the Company is eligible does not qualify to use Form S-3. The Company’s obligation file a Shelf Registration Statement under the Securities Act, the provisions of this Section 2.1.12.02 shall not apply, shall, for and the avoidance provisions of doubt, be subject to Section 3.42.01 shall apply instead.
Appears in 3 contracts
Samples: Registration Rights Agreement (Silk Road Medical Inc), Registration Rights Agreement (Silk Road Medical Inc), Registration Rights Agreement (Silk Road Medical Inc)
Filing. Within thirty (30Upon the first Business Day of the thirteenth calendar month following an Initial Public Offering or upon an earlier demand by the H&F Initiating Holders, subject to the Company’s rights under Section 5.2(c) calendar days following and the Closing Datelimitations set forth in Section 5.2(d), the Company shall submit (i) promptly (but in any event no later than ten (10) days prior to or the date such Shelf Registration Statement is declared effective) give written notice (a “Shelf Registration Notice”) of the proposed registration to all Holders and (ii) use its reasonable best efforts to file as soon as reasonably practicable after such date with the Commission a Registration Statement for SEC or as soon as possible following receipt of such demand from the H&F Initiating Holders and to cause to become effective under the Securities Act a Shelf Registration on Form S-1 Statement (which Shelf Registration Statement shall be designated by the Company as an Automatic Shelf Registration Statement if the Company is a Well-Known Seasoned Issuer at the time of filing such Shelf Registration Statement with the SEC) as will permit or facilitate the sale and distribution of all Registrable Securities held by any of the H&F Stockholders (or, if the H&F Stockholders determine to not include all of their Registrable Securities therein, such lesser amount as such Holder shall request to the Company in writing), together with (x) all or such portion of the Registrable Securities of any Holder or Holders as are specified in a written request received by the Company within five (5) days after such Shelf Registration Notice is given (each such Holder, and each H&F Stockholder, a “Form S-1 ShelfShelf Holder”) (such amount not in any event to exceed the total Registrable Securities held by such Shelf Holder as of the date of such written notice) and (y) all or such portion of the Securities of any Third Party Holder that the Company determines may register securities in such registration (each such Third Party Holder, a Registration Statement for a “Third Party Shelf Registration on Form S-3 (the “Form S-3 ShelfHolder”); provided, however, that, if the Company is then eligible permitted by applicable law, rule or regulation to use add selling securityholders to a Form S-3 ShelfShelf Registration Statement without filing a post-effective amendment, in each case, covering a Holder may request the resale inclusion of all the such Holder’s Registrable Securities (determined as of two (2) business days prior such amount not in any event to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have exceed the total Registrable Securities held by such Shelf declared effective as soon as practicable after the filing thereofHolder) in such Shelf Registration Statement at any time or from time to time, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies and the Company that it will “review” shall add such Registrable Securities to the Shelf Registration Statement as promptly as reasonably practicable, and (b) the tenth (10th) business day after such Holder shall be deemed a Shelf Holder. If, on the date of any demand by the H&F Initiating Holders for the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain file a Shelf in accordance with Registration Statement, the terms hereof, and shall prepare and Company does not qualify to file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effectiveRegistration Statement, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with then the provisions of the Securities Act until such time as there are no longer any Registrable SecuritiesSection 5.3 shall apply instead of this Section 5.2. In the no event shall the Company files a Form S-1 Shelfbe required to file, the Company shall use its commercially reasonable efforts and maintain effectiveness pursuant to convert the Form S-1 Shelf (and any Subsequent Section 5.2(b) of, more than one Shelf Registration Statement) Statement at any one time pursuant to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.45.2.
Appears in 3 contracts
Samples: Stockholders Agreement (Snap One Holdings Corp.), Stockholders Agreement (Snap One Holdings Corp.), Stockholders Agreement (Snap One Holdings Corp.)
Filing. Within thirty One or more of the Existing Holders may deliver a written request to the Company (30the Existing Holders delivering such a request, the “Shelf Initiating Existing Holders”) calendar days following to file a Shelf Registration Statement (a “Shelf Registration Notice”), and subject to the Closing DateCompany’s rights under Section 2.1(c) and the limitations set forth in Section 2.2, the Company shall submit (i) promptly (but in any event no later than five days prior to or file with the Commission a date such Shelf Registration Statement for a is declared effective) give written notice of the proposed registration to all other Holders (which such notice will include the applicable Shelf Percentage) and (ii) use its reasonable best efforts to file and have such Shelf Registration on Form S-1 Statement (which shall be designated by the “Form S-1 Shelf”) or a Company as an Automatic Shelf Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering Well-Known Seasoned Issuer at the resale time of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have filing such Shelf declared Registration Statement with the SEC) become effective with the SEC concurrently with filing or as soon as practicable after the filing thereofthereafter, but in no event later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business 90th day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the receipt of such Shelf Registration Notice. Such Shelf Registration Statement will not be permit or facilitate the sale and distribution of all or such portion of such Shelf Initiating Existing Holders’ Registrable Securities as are specified in such Shelf Registration Notice (such portion, the “reviewed” Shelf Request”), together with all or will not be subject to further review. Such Shelf shall provide for the resale such portion of the Registrable Securities included therein pursuant of any other Holders joining in such demand as are specified in a written demand received by the Company within five days after such written notice is given (such amount not in any event to any method exceed the Shelf Percentage of the total Registrable Securities held by such Holder as of the date of such written notice); provided, however, that if the Company is permitted by applicable law, rule or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain regulation to add selling stockholders to a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including Registration Statement without filing a post-effective amendmentsamendment, a Holder may request the inclusion of such Holder’s Registrable Securities (such amount not in any event to exceed the Shelf Percentage of the total Registrable Securities held by such Holder) in such Shelf Registration Statement at any time or from time to time, and supplements the Company shall add such Registrable Securities to the Shelf Registration Statement as may promptly as reasonably practicable, and such Holder shall be necessary to keep deemed a Shelf continuously effectiveHolder. If, available for use on the date of any such demand, the Company does not qualify to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with file a Shelf Registration Statement, then the provisions of Section 2.3 hereof shall apply instead of this Section 2.1. In no event shall the Company be required to file, and maintain effectiveness pursuant to Section 2.1(b) of, more than one Shelf Registration Statement at any one time pursuant to this Section 2.1. To the extent the Company is eligible under the relevant provisions of Rule 430B under the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 ShelfAct, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent include in such Shelf Registration StatementStatement such disclosures as may be required by Rule 430B under the Securities Act (referring to the unnamed selling security holders in a generic manner by identifying the initial offering of the securities to the Holders) in order to ensure that the Holders may be added to such Shelf Registration Statement at a Form S-3 Shelf as soon as practicable after later time through the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance filing of doubt, be subject to Section 3.4a prospectus supplement rather than a post-effective amendment.
Appears in 3 contracts
Samples: Registration Rights Agreement (Vmware, Inc.), Separation and Distribution Agreement (Dell Technologies Inc.), Separation and Distribution Agreement (Vmware, Inc.)
Filing. Within thirty (30) calendar days following the Closing Date, the The Company shall submit use commercially reasonable efforts to or file with the Commission not later than the 30th day after the date hereof (the “Filing Deadline”), a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”) or, if the Company is then ineligible to use a Form S-3 Shelf, a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale by the Holders of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have cause such Shelf Registration Statement to be declared effective under the Securities Act as soon promptly as reasonably practicable after the initial filing thereofthereof (including, but if then a “well-known seasoned issuer” (as defined in Rule 405 of the Securities Act, a “WKSI”) by filing such Registration Statement as an automatically effective shelf registration statement) and in no event later than the earlier of forty-five (a45) the ninetieth (90th) calendar day days following the initial filing date thereof if the Commission notifies the Company that it will “review” of the Registration Statement and (bthe “Effectiveness Deadline”); provided, that the Effectiveness Deadline shall be extended to one hundred five (105) the tenth (10th) business day days after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that initial filing of the Registration Statement will not be “reviewed” or will not be subject to further reviewif the Registration Statement is reviewed by the staff of the Commission. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain such Shelf (or a Shelf replacement Shelf) in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep such Shelf (or a Shelf replacement Shelf) continuously effective, available for use to permit by the Holders named therein to sell their of the Registrable Securities included therein and in compliance with the provisions of the Securities Act until the earlier of the fifth anniversary of the effective date of the Initial Registration Statement or such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) on Form S-1 to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 3 contracts
Samples: Registration Rights Agreement (Vertex Energy Inc.), Registration Rights Agreement (Vertex Energy Inc.), Registration Rights Agreement (Vertex Energy Inc.)
Filing. Within thirty (30) calendar days following the Closing Date, the The Company shall submit use its reasonable best efforts to or file with the Commission a Registration Statement continue to qualify for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a S-3 for secondary sales. If, at any time, there is no Shelf Registration Statement for a Shelf Registration on Form S-3 covering all of the Registrable Securities and the Company is eligible to Register on Form S-3 (the “Form S-3 ShelfEligibility Date”), if the Company shall promptly notify, in writing, Investor Holdco, or if Investor Holdco is no longer a Holder of Registrable Securities, then eligible the Holders, of such eligibility and its intention to use file and maintain a Shelf Registration Statement on Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities held by Investor Holdco, or if Investor Holdco is no longer a Holder of Registrable Securities, then the Holders, (determined the “Eligibility Notice”). Promptly following receipt of such Eligibility Notice (but in no event more than ten (10) days after receipt of such Eligibility Notice), each of Investor Holdco, or if Investor Holdco is no longer a Holder of Registrable Securities, then the Majority Holders (Investor Holdco or the Majority Holders, as applicable, in such capacity, the “Initial S-3 Holder”), shall deliver a written notice to the Company, which notice shall specify the aggregate amount of two (2) business days prior Registrable Securities held by the Initial S-3 Holder to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have be covered by such Shelf declared effective as soon as practicable after Registration Statement and the filing thereofintended methods of distribution thereof (the “S-3 Shelf Notice”). An S-3 Shelf Notice delivered by Investor Holdco, but or, if Investor Holdco is no later longer a Holder of Registrable Securities, then the Majority Holders shall include, with respect to Registrable Securities to be registered on behalf of the Sponsors, Registrable Securities pro rata from each Sponsor based on each such Holders’ beneficial ownership of Registrable Securities, unless such Holder otherwise directs the Demand Party to include less than its pro rata share of Registrable Securities in accordance with Section 2.02. Following delivery of the S-3 Shelf Notices, the Company (x) shall file promptly (and, in any event, within the earlier of (ai) thirty (30) days of receipt of the ninetieth S-3 Shelf Notices and (90thii) calendar day following forty (40) days after delivery of the filing date thereof Eligibility Notice) with the SEC such Shelf Registration Statement (which shall be an automatic Shelf Registration Statement if the Commission notifies Company qualifies at such time to file such a Shelf Registration Statement) relating to the Company that it will “review” offer and sale of all Registrable Securities requested for inclusion therein by the Initial S-3 Holder and, to the extent requested under Section 3.02(c), the other Holders from time to time in accordance with the methods of distribution elected by such Holders (to the extent permitted in this Section 3.02) and set forth in the Shelf Registration Statement and (by) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the shall use its reasonable best efforts to cause such Shelf Registration Statement will not to be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-promptly declared effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of under the Securities Act until such time as there are no longer any Registrable Securities. In (including upon the event filing thereof if the Company files qualifies to file an automatic Shelf Registration Statement); provided, however, that if the Initial S-3 Holder reasonably believes that the Company will become S-3 eligible and delivers a Form S-1 ShelfS-3 Shelf Notice prior to the S-3 Eligibility Date, the Company shall use its commercially reasonable efforts not be obligated to convert the Form S-1 Shelf file (and any Subsequent but shall be obligated to prepare) such Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Statement on Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 3 contracts
Samples: Stockholders’ Agreement (Nextier Oilfield Solutions Inc.), Merger Agreement (C&J Energy Services, Inc.), Merger Agreement (Keane Group, Inc.)
Filing. Within thirty (30) calendar days following the Closing Date, the The Company shall submit to or agrees that it will file with the Commission (at the Company’s sole cost and expense) a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 ShelfS-1”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis no later than twenty (20) business days after the Closing Date, and the Company shall use its commercially reasonable efforts to have such Shelf the Registration Statement declared effective as soon as practicable after the filing thereof, but no later than the earlier of (ai) sixty (60) calendar days after the filing thereof (or, in the event the Commission reviews and has written comments to the Registration Statement, the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement thereof) and (bii) the tenth third (10th3rd) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review ((i) and (ii) collectively, the “Effectiveness Deadline”); provided, that if such day falls on a Saturday, Sunday or other day that the Commission is closed for business, the Effectiveness Deadline shall be extended to the next Business Day on which the Commission is open for business. The Company will use its commercially reasonable efforts to provide a draft of the Registration Statement to the undersigned for review at least two (2) business days in advance of filing the Registration Statement; provided that, for the avoidance of doubt, in no event shall the Company be required to delay or postpone the filing of such Registration Statement as a result of or in connection with a Holder’s review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein, including but not limited to, distributions by a Holder to members or limited partners of such Holder, and such members or limited partners shall receive such Registrable Securities free of any restrictive legends. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 ShelfS-1, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 3 contracts
Samples: Registration Rights Agreement (eFFECTOR Therapeutics, Inc.), Registration Rights Agreement (Locust Walk Acquisition Corp.), Merger Agreement (Locust Walk Acquisition Corp.)
Filing. Within The Company shall, as soon as practicable after the date that is one hundred twenty (120) days from the date of this Agreement, but in any event within thirty (30) calendar days following after the Closing Datedate that is one hundred twenty (120) days from the date of this Agreement, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (under the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (Securities Act to permit the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the public resale of all the Registrable Securities held by the Holders from time to time as permitted by Rule 415 under the Securities Act (determined as of two or any successor or similar provision adopted by the Commission then in effect) (2) business days prior to such submission or filingthe “Shelf Registration Statement”) on a delayed or continuous basis the terms and conditions specified in this Section 2(a) and shall use its commercially reasonable best efforts to have cause such Shelf Registration Statement to be declared effective as soon as practicable after the filing thereof, but in any event no later than the earlier of (ai) the ninetieth ninety (90th90) calendar day following the filing date thereof days (or one hundred and twenty (120) days if the Commission notifies the Company that it will “review” the Shelf Registration Statement Statement) after the date that is one hundred twenty (120) days from the date of this Agreement and (bii) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the such Shelf Registration Statement will not be “reviewed” or will not be subject to further reviewreview (such earlier date, the “Effectiveness Deadline”). Such The Shelf Registration Statement filed with the Commission pursuant to this Section 2(a) shall be on Form S-3 or, if Form S-3 is not then available to the Company, on Form S-1 or such other form of registration statement as is then available to effect a registration for resale of such Registrable Securities, covering such Registrable Securities, and shall contain a prospectus in such form as to permit any Holder to sell such Registrable Securities pursuant to Rule 415 under the Securities Act (or any successor or similar provision adopted by the Commission then in effect) at any time beginning on the effective date for such Shelf Registration Statement. A Shelf Registration Statement filed pursuant to this Section 2(a) shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, the Holders. As soon as practicable following the effective date of a Shelf Registration Statement filed pursuant to this Section 2(a), but in any Holder named therein. The event within three (3) business days of such date, the Company shall maintain notify the Holders of the effectiveness of such Registration Statement. When effective, a Shelf Registration Statement filed pursuant to this Section 2(a) (including the documents incorporated therein by reference) will comply as to form in accordance all material respects with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions all applicable requirements of the Securities Act until and the Exchange Act and will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading (in the case of any Prospectus contained in such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after , in the Company light of the circumstances under which such statement is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4made).
Appears in 3 contracts
Samples: Registration Rights Agreement (NextDecade Corp.), Registration Rights Agreement (NextDecade Corp.), Registration Rights Agreement (NextDecade Corp.)
Filing. Within thirty The Company shall as soon as reasonably practicable, but in any event within forty-five (3045) calendar days following after the Closing Date, the Company shall submit use commercially reasonable efforts to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (covering, subject to Section 3.4, the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the public resale of all of the Registrable Securities owned by (i) the Sponsor, (ii) the Sponsor Equityholders, and (iii) the Eligible Equityholders, (collectively, the “Eligible Holders”) (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have cause such Form S-1 Shelf to be declared effective as soon as practicable after the filing thereof, but in no event later than the earlier of (ai) the ninetieth (90th) 90th calendar day following the filing date thereof (or as soon as reasonably practicable if the Commission notifies the Company that it will “review” the Registration Statement Statement) following the Closing Date and (bii) the tenth (10th) 10th business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Form S-1 Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In Following the event the Company files filing of a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Registration Statement on Form S-3 Shelf (the “Form S-3 Shelf”) as soon as reasonably practicable after the Company is eligible to use Form S-3. As soon as reasonably practicable following the effective date of a Registration Statement filed pursuant to this Section 2.1.1, the Company shall notify the Holders of the effectiveness of such Registration Statement. The Company’s obligation under this Section 2.1.1, 2.1.1 shall, for the avoidance of doubt, doubt be subject to Section 3.43.4 hereto.
Appears in 3 contracts
Samples: Registration Rights Agreement (Dih Holding Us, Inc.), Business Combination Agreement (Aurora Technology Acquisition Corp.), Registration Rights Agreement (Aurora Technology Acquisition Corp.)
Filing. Within thirty (30) calendar days following the Closing Date, the Company shall use commercially reasonable efforts to submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth fifth (10th5th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to (i) convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf or (ii) file a Form S-3 Shelf, as the case may be, in each case, as soon as practicable after the Company is eligible to use Form S-3S-3 but in any event no later than two years following the Closing Date. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 3 contracts
Samples: Registration Rights Agreement (Strathspey Crown Holdings Group, LLC), Registration Rights Agreement (AEON Biopharma, Inc.), Business Combination Agreement (Priveterra Acquisition Corp.)
Filing. Within thirty (30) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities that are not at that time covered by the Existing Registration Statement (as then in effect and available for resale of the Registrable Securities covered thereby) (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof (or 120th calendar day if the Commission notifies the Company that it will “review” the Registration Statement Statement) following the Closing Date, and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to (i) convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf or (ii) file a Form S-3 Shelf, as the case may be, in each case, as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 3 contracts
Samples: Registration Rights Agreement (Mondee Holdings, Inc.), Registration Rights Agreement (Mondee Holdings, Inc.), Registration Rights Agreement (Mondee Holdings, Inc.)
Filing. Within Parentco shall use its commercially reasonable efforts to, as soon as practicable, but in any event within thirty (30) calendar days following after the Closing DateDate (as defined in the Business Combination Agreement), the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (covering, subject to Section 3.5, the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the public resale of all of the Registrable Securities owned by (i) the Holdco Equityholders (ii) the ENPC Equityholders and (iii) the Grey Rock Equityholders (determined as of two (2) business days Business Days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have cause such Form S-1 Shelf to be declared effective as soon as practicable after the filing thereof, but in no event later than the earlier of (ai) the ninetieth (90th) 60th calendar day following (or the filing date thereof 90th calendar day if the Commission notifies the Company Parentco that it will “review” the Registration Statement Statement) following the Closing Date and (bii) the tenth (10th) business day 10th Business Day after the date the Company Parentco is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Form S-1 Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company Parentco shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In Following the event the Company files filing of a Form S-1 Shelf, the Company Parentco shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Registration Statement on Form S-3 Shelf (the “Form S-3 Shelf”) as soon as reasonably practicable after the Company Parentco is eligible to use Form S-3. The CompanyAs soon as practicable following the effective date of a Registration Statement filed pursuant to this Section 2.1.1 but in any event within one (1) Business Day of such date, Parentco shall notify the Holders of the effectiveness of such Registration Statement. Parentco’s obligation under this Section 2.1.1, 2.1.1 shall, for the avoidance of doubt, be subject to Section 3.43.4 hereto.
Appears in 3 contracts
Samples: Registration Rights and Lock Up Agreement (Grep Gp Ii, LLC), Registration Rights and Lock Up Agreement (Grep Gp Iii, LLC), Registration Rights and Lock Up Agreement (Granite Ridge Resources, Inc.)
Filing. Within thirty (30) calendar days following the Closing Date, the The Company shall submit to or agrees that it will file with the Commission (at the Company’s sole cost and expense) a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 ShelfS-1”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis no later than thirty (30) business days after the Closing Date, and the Company shall use its commercially reasonable best efforts to have such Shelf the Registration Statement declared effective as soon as practicable after the filing thereof, but no later than the earlier of (ai) sixty (60) calendar days after the filing thereof (or, in the event the Commission reviews and has written comments to the Registration Statement, the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement thereof) and (bii) the tenth third (10th3rd) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review ((i) and (ii) collectively, the “Effectiveness Deadline”); provided, that if such day falls on a Saturday, Sunday or other day that the Commission is closed for business, the Effectiveness Deadline shall be extended to the next Business Day on which the Commission is open for business. The Company will use its reasonable best efforts to provide a draft of the Registration Statement to the undersigned for review at least two (2) business days in advance of filing the Registration Statement; provided that, for the avoidance of doubt, in no event shall the Company be required to delay or postpone the filing of such Registration Statement as a result of or in connection with a Holder’s review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein, including but not limited to, distributions by a Holder to members or limited partners of such Holder, and, provided that such Shelf shall have been declared effective by the Commission and except as otherwise provided pursuant to the Securities Act or the Exchange Act, such members or limited partners shall receive such Registrable Securities free of any restrictive legends. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be reasonably necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable SecuritiesSecurities held by the Holders. In the event the Company files a Form S-1 ShelfS-1, the Company shall use its commercially reasonable best efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 3 contracts
Samples: Registration Rights Agreement (ConnectM Technology Solutions, Inc.), Registration Rights Agreement (Monterey Capital Acquisition Corp), Merger Agreement (Monterey Capital Acquisition Corp)
Filing. Within thirty (30i) calendar Company shall file, within 45 days following of the Closing Effective Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), or if the Company is then eligible ineligible to use a Form S-3 Shelf, a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf,” and together with the Form S-3 Shelf (and any Subsequent Shelf Registration Statement), each, a “Shelf”), in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days Business Days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further reviewbasis. Such The Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named thereinInvestor.
(ii) Company shall use its reasonable best efforts to cause the Shelf to become effective as soon as practicable after such filing, but no later than the earlier of (A) 120 calendar days after the filing thereof (or, in the event the SEC reviews and has written comments to the Registration Statement, the 150th calendar day following the filing thereof), (B) the tenth 10th Business Day after the date Company is notified (orally or in writing, whichever is earlier) by the SEC that the Registration Statement will not be “reviewed” or will not be subject to further review, or (C) if the day determined under clause (A) or clause (B) falls on a Saturday, Sunday or other day that the SEC is closed for business, the next Business Day immediately following the day determined under clause (A) or clause (B) on which the SEC is open for business (the date determined under clause (A), (B) and (C), the “Effectiveness Deadline”). The Company shall maintain a Shelf in accordance with the terms hereofof this Agreement, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a such Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. .
(iii) In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 3 contracts
Samples: Registration Rights Agreement (Blue Owl Capital Inc.), Registration Rights Agreement (Blue Owl Capital Inc.), Registration Rights Agreement (Blue Owl Capital Inc.)
Filing. Within thirty (30) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof (or the one hundred and twentieth (120th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement Statement) and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) writing by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use a Form S-3S-3 Shelf. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 3 contracts
Samples: Shareholder Rights Agreement (Fp Credit Partners Ii, L.P.), Business Combination Agreement (SC Health Corp), Registration Rights Agreement (SC Health Corp)
Filing. Within At or after the Effectiveness Date and if the Company qualifies to use Short Form Registration, each Holder (the “Initiating Holder”) may, subject to Section 2.05(b), make a written request (a “Shelf Notice”) to the Company to file with the SEC a Shelf Registration Statement on Form F-3, which Shelf Notice shall specify the aggregate amount of Registrable Securities of the Initiating Holder to be registered therein and the intended methods of distribution thereof (any such requested Shelf Registration Statement, a “Shelf Registration”). Following the delivery of a Shelf Notice, the Company (x) shall file promptly (and, in any event, within thirty (30) calendar days following delivery of such Shelf Notice) with the Closing SEC such Shelf Registration Statement (which shall be an automatic Shelf Registration Statement if the Company qualifies at such time to file such a Shelf Registration Statement) relating to the offer and sale of all Registrable Securities by the Holders from time to time in accordance with the methods of distribution elected by such Holders and set forth in the Shelf Registration Statement (provided, however, that if a Shelf Notice is delivered prior to the Effectiveness Date, the Company shall submit not be obligated to or file with the Commission a such Shelf Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filingthe Effectiveness Date) on a delayed or continuous basis and (y) shall use its commercially reasonable efforts to have cause such Shelf declared Registration Statement to become effective as soon as practicable after under the filing thereofSecurities Act. If, but no later than on the earlier date of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies any such request, the Company that it will “review” the does not qualify to file a Shelf Registration Statement and (b) under the tenth (10th) business day after the date the Company is notified (orally or in writingSecurities Act, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.12.02 shall not apply, shall, for and the avoidance provisions of doubt, be subject to Section 3.42.01 shall apply instead.
Appears in 3 contracts
Samples: Registration Rights Agreement (GLOBALFOUNDRIES Inc.), Registration Rights Agreement (GLOBALFOUNDRIES Inc.), Registration Rights Agreement (GLOBALFOUNDRIES Inc.)
Filing. Within After the Effectiveness Date, within forty-five (45) days, in the case of a Shelf Registration Statement on Form S-1, or thirty (30) calendar days days, in the case of a Shelf Registration Statement on Form S-3, following a request as may be made from time to time by one or more Demand Rights Holders (subject to the Closing Datelimitations on Demand Requests set forth in Section 2.01(b), with each request under this Section 2.02, including any request to increase the number of shares included on a Shelf Registration Statement after the effectiveness of such Shelf Registration Statement, counting as a request for one Short-Form Registration under Section 2.01(b)), the Company shall submit to or file with the Commission a Registration Statement for SEC a Shelf Registration on Form S-1 (Statement pursuant to Rule 415 of the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (Securities Act relating to the “Form S-3 Shelf”), if offer and sale by Holders from time to time of the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale number of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after specified in the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale requests of the Registrable Securities included therein Demand Rights Holder(s) pursuant to any method or combination of methods legally available to, this Section 2.02 and requested by, any Holder named therein. The Company shall maintain a Shelf the other Holders pursuant to Section 2.02(c) in accordance with the terms hereofmethods of distribution elected by the participating Demand Rights Holder (s) and set forth in the Shelf Registration Statement and, and as promptly as practicable thereafter, shall prepare and use its reasonable best efforts to cause such Shelf Registration Statement to be declared effective under the Securities Act. If a Demand Rights Holder makes a request pursuant to this Section 2.02(a) to file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 ShelfRegistration Statement, the Company shall use promptly (and, in any event, within three (3) Business Days) notify the other Demand Rights Holders. No later than five (5) Business Days after the receipt of the foregoing notification regarding the filing of the Shelf Registration Statement pursuant to this Section 2.02(a), the other Demand Rights Holders shall notify the Company in writing of the number of its commercially reasonable efforts Registrable Securities (if any) that such Demand Rights Holders are requesting to convert the Form S-1 Shelf (and any Subsequent be registered on such Shelf Registration Statement. At any time prior to or after the filing of a Shelf Registration Statement, any of the Demand Rights Holders may request that the number of its Registrable Securities (if any) previously requested to be registered on such Shelf Registration Statement be increased to a Form S-3 larger number of its Registrable Securities and the Company shall thereafter use its reasonable best efforts to effect such increase for such Shelf Registration Statement as soon promptly as practicable after thereafter. The aggregate number of Registrable Securities that the Demand Rights Holders request to be so registered on such Shelf Registration Statement (as increased from time to time at the election of any of the Demand Rights Holders pursuant to the immediately foregoing sentence) shall be referred to in this Section 2.02 as the “Demand Rights Holders Shelf Registration Amount.” If, on the date of any such request, the Company is eligible does not qualify to use Form S-3. The Company’s obligation file a Shelf Registration Statement under the Securities Act, the provisions of this Section 2.1.12.02 shall not apply, shall, for and the avoidance provisions of doubt, be subject to Section 3.42.01 shall apply instead.
Appears in 3 contracts
Samples: Registration Rights Agreement (Blackline, Inc.), Registration Rights Agreement (Blackline, Inc.), Registration Rights Agreement (Blackline, Inc.)
Filing. Within thirty PubCo shall file, within sixty (3060) calendar days following after the Closing Date, a Registration Statement for a Shelf Registration on Forms F-3 or S-3, as applicable, or any similar short-form registration (the Company shall submit “Form F-3 Shelf”), or if PubCo is ineligible to or file with the Commission use a Form F-3 Shelf, a Registration Statement for a Shelf Registration on Form S-1 F-1 or S-1, as applicable, or any similar long-form registration (the “Form S-1 F-1 Shelf”) or a Registration Statement for a ,” and together with the Form F-3 Shelf Registration on Form S-3 (and any Subsequent Shelf Registration), the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days Business Days prior to such submission or filing) on a delayed or continuous basis and basis. PubCo shall use its commercially reasonable best efforts to have such cause the Shelf declared to become effective as soon as practicable after such filing, but in no event later than sixty (60) days after the initial filing thereof, but no later than which shall be extended to ninety (90) days after the earlier of (a) the ninetieth (90th) calendar day following the initial filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement is reviewed by, and (b) comments thereto are provided from, the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further reviewSEC. Such The Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named thereinSpecial Holder. The Company PubCo shall maintain a the Shelf in accordance with the terms hereofof this Investor Rights Agreement, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a such Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company PubCo files a Form S-1 F-1 Shelf, the Company PubCo shall use its commercially reasonable efforts to convert the Form S-1 F-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Form S-3 F-3 Shelf as soon as practicable after the Company PubCo is eligible to use Form F-3 or S-3. The Company’s obligation under this Section 2.1.1, shallas applicable, for the avoidance of doubt, be subject to Section 3.4or any similar short-form registration.
Appears in 3 contracts
Samples: Investor Rights Agreement (Genius Sports LTD), Investor Rights Agreement (dMY Technology Group, Inc. II), Business Combination Agreement (dMY Technology Group, Inc. II)
Filing. Within At or after the Effectiveness Date and if the Company qualifies to use Short Form Registration, Holders of at least 30% of the Registrable Securities (the “Initiating Holder”) may, subject to Sections 2.05(c) and 2.12, make a written request (a “Shelf Notice”) to the Company to file with the SEC a Shelf Registration Statement on Form F-3, which Shelf Notice shall specify the aggregate amount of Registrable Securities of the Initiating Holder to be registered therein and the intended methods of distribution thereof (any such requested Shelf Registration Statement, a “Shelf Registration”). Following the delivery of a Shelf Notice, the Company (x) shall file promptly (and, in any event, within thirty (30) calendar days following delivery of such Shelf Notice) with the Closing SEC such Shelf Registration Statement (which shall be an automatic Shelf Registration Statement if the Company qualifies at such time to file such a Shelf Registration Statement) relating to the offer and sale of all Registrable Securities by the Holders from time to time in accordance with the methods of distribution elected by such Holders and set forth in the Shelf Registration Statement (provided, however, that if a Shelf Notice is delivered prior to the Effectiveness Date, the Company shall submit not be obligated to or file with the Commission a such Shelf Registration Statement for prior to the Effectiveness Date) and (y) shall use its reasonable best efforts to cause such Shelf Registration Statement promptly to become effective under the Securities Act. If, on the date of any such request, the Company does not qualify to file a Shelf Registration on Form S-1 (Statement under the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”)Securities Act, if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.12.02 shall not apply, shall, for and the avoidance provisions of doubt, be subject to Section 3.42.01 shall apply instead.
Appears in 2 contracts
Samples: Registration Rights Agreement (Oneconnect Financial Technology Co., Ltd.), Registration Rights Agreement (Oneconnect Financial Technology Co., Ltd.)
Filing. Within The Company shall, as soon as reasonably practicable, but in any event within thirty (30) calendar days following after the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or or, if the Company is then eligible to use a Registration Statement for on Form S-3, a Shelf Registration Statement on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering covering, subject to Section 3.4, the public resale of all of the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis basis, and shall use its commercially reasonable best efforts to have cause such Shelf Registration Statement to be declared effective as soon as practicable after the filing thereof, but in no event later than the earlier of (ai) the ninetieth (90th) 30th calendar day following (or the filing date thereof 60th calendar day if the Commission notifies the Company that it will “review” the Registration Statement) following the filing of the Registration Statement and (bii) the tenth (10th) business day next Business Day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf Registration Statement shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, hereof and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In Following the event the Company files a Form S-1 Shelffiling of such Registration Statement, the Company shall use its commercially reasonable efforts to convert convert, if applicable, the Form S-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Form S-3 Shelf as soon as reasonably practicable after the Company is eligible to use Form S-3. The Company’s obligation under As soon as reasonably practicable following the effective date of a Registration Statement filed pursuant to this Section 2.1.1, but in any event within one (1) business day of such date, the Company shall notify the Holders of the effectiveness of such Registration Statement. The Company’s obligations under this Section 2.1.1 shall, for the avoidance of doubt, doubt be subject to Section 3.43.4 hereto.
Appears in 2 contracts
Samples: Registration Rights Agreement (VASO Corp), Registration Rights Agreement (Achari Ventures Holdings Corp. I)
Filing. Within thirty (30) calendar days following the Closing Date, the The Company shall use commercially reasonable efforts to submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 within thirty (30) calendar days after the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each casedate hereof, covering the public resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Form S-1 Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth 90th calendar day after the filing date thereof (90th) or the 120th calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement Statement) and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, writing whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf The Company shall provide for use commercially reasonable efforts to convert the resale of Form S-1 (and any subsequent Registration Statement) to a shelf registration statement on Form S-3 (a “Form S-3 Shelf,” and together with the Registrable Securities included therein pursuant Form S-1 and any subsequent Registration Statement, the “Shelf”) as promptly as practicable after the Company is eligible to any method or combination of methods legally available to, and requested by, any Holder named thereinuse a Form S-3 Shelf. The Company shall maintain use commercially reasonable efforts to cause a Shelf in accordance with the terms hereofto remain effective, and shall prepare to be supplemented and file with amended to the Commission such amendments, including post-effective amendments, and supplements as may be extent necessary to keep a ensure that such Shelf is continuously effective, available for use to permit the Holders named therein Holder to sell their his Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.12.1(a), shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Registration Rights Agreement (Sable Offshore Corp.), Registration Rights Agreement (Flame Acquisition Corp.)
Filing. Within thirty (30i) calendar days following Following the Closing DateIPO, the Company shall submit use its reasonable best efforts to or file with the Commission a Registration Statement qualify for a Shelf Registration on Form S-1 (S-3 for secondary sales. Promptly following the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration date on which the Company becomes eligible to Register on Form S-3 (the “Form S-3 ShelfEligibility Date”), if the Company is then eligible shall notify, in writing, the Institutional Investors of such eligibility and its intention to use file and maintain a Shelf Registration Statement on Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities held by the Institutional Investors (determined as the “Eligibility Notice”). Promptly following receipt of two such Eligibility Notice (2but in no event more than ten (10) business days prior after receipt of such Eligibility Notice), the Institutional Investors shall deliver a written notice to such submission or filing) on a delayed or continuous basis and the Company, which notice shall use its commercially reasonable efforts specify the aggregate amount of Registrable Securities held by the Institutional Investors to have be covered by such Shelf declared effective as soon as practicable after Registration Statement and the filing thereofintended methods of distribution thereof (the “S-3 Shelf Notice”). Following delivery of the S-3 Shelf Notice, but no later than the Company (x) shall file promptly (and, in any event, within the earlier of (ai) thirty (30) days of receipt of the ninetieth S-3 Shelf Notice and (90thii) calendar day following forty (40) days after delivery of the filing date thereof Eligibility Notice) with the SEC such Shelf Registration Statement (which shall be an automatic Shelf Registration Statement if the Commission notifies Company qualifies at such time to file such a Shelf Registration Statement) relating to the Company that it will “review” offer and sale of all Registrable Securities requested for inclusion therein by the Institutional Investors and, to the extent requested under Section 2.02(c), the other Holders from time to time in accordance with the methods of distribution elected by such Holders (to the extent permitted in this Section 2.02) and set forth in the Shelf Registration Statement and (by) shall use its reasonable best efforts to cause such Shelf Registration Statement to be promptly declared effective under the tenth Securities Act (10thincluding upon the filing thereof if the Company qualifies to file an automatic Shelf Registration Statement); provided, however, that if the Institutional Investors reasonably believe that the Company will become S-3 eligible and delivers a S-3 Shelf Notice following the IPO but prior to the S-3 Eligibility Date, the Company shall not be obligated to file (but shall be obligated to prepare) business day after such Shelf Registration Statement on Form S-3.
(ii) Subject to the date right to deliver a Shelf Notice in the manner contemplated by the first proviso below, at any time following the first anniversary of the IPO, to the extent that the Company is notified (orally not eligible to file or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf Registration Statement on Form S-3 as contemplated by Section 2.02(a)(i), the Institutional Investors may, subject to Section 2.11, make a written request to the Company to file a Shelf Registration Statement on Form S-1 (a “Shelf Notice”), which Shelf Notice shall specify the aggregate amount of Registrable Securities of the Institutional Investors to be registered therein and the intended methods of distribution thereof. Following the delivery of a Shelf Notice, the Company (x) shall file promptly (and, in any event, within ninety (90) days following delivery of such Shelf Notice) with the SEC such Shelf Registration Statement relating to the offer and sale of all Registrable Securities requested for inclusion therein by the Institutional Investors and, to the extent requested under Section 2.02(c), the other Holders from time to time in accordance with the terms hereofmethods of distribution elected by such Holders (to the extent permitted in this Section 2.02) and set forth in the Shelf Registration Statement (provided, and shall prepare and file with the Commission such amendmentshowever, including post-effective amendments, and supplements as may be necessary to keep that if a Shelf continuously effective, available for use Notice is delivered prior to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions first anniversary of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 ShelfIPO, the Company shall not be obligated to file (but shall be obligated to prepare) such Shelf Registration Statement prior to the first anniversary of the IPO) and (y) shall use its commercially reasonable best efforts to convert the Form S-1 Shelf (and any Subsequent cause such Shelf Registration Statement) Statement to be promptly declared effective under the Securities Act. If, on the date of any such request (or, in the event of a Form S-3 Shelf as soon as practicable after request that is delivered prior to the first anniversary of the IPO, on the date following the first anniversary of the IPO), the Company is eligible does not qualify to use Form S-3. The Company’s obligation file a Shelf Registration Statement under the Securities Act, the provisions of this Section 2.1.12.02 shall not apply, shall, for and the avoidance provisions of doubt, be subject to Section 3.42.01 shall apply instead.
Appears in 2 contracts
Samples: Registration Rights Agreement (Certara, Inc.), Registration Rights Agreement (Certara, Inc.)
Filing. Within thirty Following an IPO and at any time after the Effectiveness Date, one or more of the Sponsor Holders may deliver a written request to the Company (30the Sponsor Holders delivering such a request, the “Shelf Initiating Sponsor Holders”) calendar to file a Shelf Registration Statement (a “Shelf Registration Notice”), and subject to the Company’s rights under Section 2.2(c) and the limitations set forth in Section 2.3, the Company shall (i) promptly (but in any event no later than ten (10) days following prior to the Closing date such Shelf Registration Statement is declared effective) give written notice of the proposed registration to all other Holders and Third Party Holders (which such notice will include the applicable Shelf Percentage) and (ii) use its reasonable best efforts to file as soon as possible with the SEC (and, unless otherwise agreed to by the applicable Shelf Initiating Sponsor Holder, in no event later than twenty (20) Business Days after the receipt of such Shelf Registration Notice) and cause to be declared effective under the Securities Act as soon as possible a Shelf Registration Statement (which shall be designated by the Company as an Automatic Shelf Registration Statement if the Company is a Well-Known Seasoned Issuer at the time of filing such Shelf Registration Statement with the SEC) as will permit or facilitate the sale and distribution of all or such portion of such Shelf Initiating Sponsor Holders’ Registrable Securities as are specified in such Shelf Registration Notice (such portion, the “Shelf Request”), together with (x) all or such portion of the Registrable Securities of any other Holders joining in such demand as are specified in a written demand received by the Company within five (5) days after such written notice is given (subject to the Priority Sell-Down, such amount not in any event to exceed the Shelf Percentage of the total Registrable Securities held by such Holder as of the date of such written notice) and (y) all or such portion of the shares of any Third Party Holder that joins in such demand pursuant to its contractual rights to so participate (each such Third Party Holder, a “Third Party Shelf Holder”) (such amount not in any event to exceed the Shelf Percentage of the total Registrable Securities held by such Third Party Shelf Holder as of the date of such written notice); provided, however, that if a Shelf Registration Notice is delivered prior to the Effectiveness Date, the Company shall submit not be obligated to or file with the Commission a (but shall be obligated to prepare) such Shelf Registration Statement for a Shelf Registration on Form S-1 (prior to the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”)Effectiveness Date; and provided, further, however, that if the Company is then eligible permitted by applicable law, rule or regulation to use add selling stockholders to a Form S-3 ShelfShelf Registration Statement without filing a post-effective amendment, in each case, covering a Holder may request the resale inclusion of all the such Holder’s Registrable Securities (determined subject to the Priority Sell-Down, such amount not in any event to exceed the Shelf Percentage of the total Registrable Securities held by such Holder) in such Shelf Registration Statement at any time or from time to time, and the Company shall add such Registrable Securities to the Shelf Registration Statement as promptly as reasonably practicable, and such Holder shall be deemed a Shelf Holder. Any such request to file a Shelf Registration Statement shall not be deemed to be, for purposes of two (2) business days prior to such submission or filing) on Section 2.4, a delayed or continuous basis Demand Registration and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further reviewthe limitations set forth in Section 2.4(e). Such Shelf shall provide for If, on the resale date of any such demand, the Registrable Securities included therein pursuant Company does not qualify to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain file a Shelf in accordance with the terms hereofRegistration Statement, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with then the provisions of Section 2.4 hereof shall apply instead of this Section 2.2. In no event shall the Company be required to file, and maintain effectiveness pursuant to Section 2.2(b) of, more than one Shelf Registration Statement at any one time pursuant to Section 2.1 and/or this Section 2.2. To the extent the Company is eligible under the relevant provisions of Rule 430B under the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 ShelfAct, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent include in such Shelf Registration StatementStatement such disclosures as may be required by Rule 430B under the Securities Act (referring to the unnamed selling security holders in a generic manner by identifying the initial offering of the securities to the Holders) in order to ensure that the Holders may be added to such Shelf Registration Statement at a Form S-3 Shelf as soon as practicable after later time through the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance filing of doubt, be subject to Section 3.4a prospectus supplement rather than a post-effective amendment.
Appears in 2 contracts
Samples: Registration Rights Agreement (Dell Technologies Inc), Registration Rights Agreement (Denali Holding Inc.)
Filing. Within thirty As soon as practicable but no later than fifteen (3015) calendar business days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth sixtieth (90th60th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth fifth (10th5th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company will use its commercially reasonable efforts to provide a draft of such Registration Statement to the Holders for review at least two (2) business days in advance of the date of filing of such Registration Statement with the SEC; provided that for the avoidance of doubt, in no event shall the Company be required to delay or postpone the filing of such Registration Statement as a result of or in connection with the Holders’ review. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.43.5.
Appears in 2 contracts
Samples: Registration Rights Agreement (Xos, Inc.), Registration Rights Agreement (NextGen Acquisition Corp)
Filing. Within thirty (30) calendar days The Company shall, subject to Section 3.4, submit or file as promptly as practicable following the Closing Date, the Company shall submit to or file with the Commission Date a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or or, if the Company is eligible to use a Registration Statement for on Form S-3, a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days Business Days prior to such submission or filingfiling and assuming that (i) all shares of Series A Preferred Stock are converted into shares of Common Stock at a conversion price equal to the Floor Price and (ii) all Series A Investor Warrants are exercised in full at an exercise price equal to the Floor Price) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as reasonably practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) 90th calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Subject to Sections 2.1.3 and 3.4, the Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Form S-3 Shelf as soon as reasonably practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Business Combination Agreement (Inflection Point Acquisition Corp. II), Securities Purchase Agreement (Inflection Point Acquisition Corp. II)
Filing. Within thirty (30) calendar The Company shall, subject to Section 3.4, submit or file within 30 days following of the Closing Date, the Company shall submit to or file with the Commission Date a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or or, if the Company is eligible to use a Registration Statement for on Form S-3, a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as reasonably practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) 90th calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Subject to Sections 2.1.3 and 3.4, the Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Form S-3 Shelf as soon as reasonably practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Registration Rights Agreement (Intuitive Machines, Inc.), Business Combination Agreement (Inflection Point Acquisition Corp.)
Filing. Within thirty (30) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and PubCo shall use its commercially reasonable efforts to have file and cause to become effective under the Securities Act within six (6) months from the closing date (as defined in the Subscription Agreement) (the “Fourth Shelf Registration Deadline”) a Shelf Registration Statement (it being agreed that the Shelf Registration shall be an Automatic Shelf Registration Statement if PubCo is a Well-Known Seasoned Issuer at the time of filing), or, if permitted, an amendment or a prospectus supplement to a Shelf Registration Statement then already filed, covering the resale on a delayed or continuous basis of all Fourth Placement Shares then issued to and Beneficially Owned by Xxxx but not yet covered by a Shelf Registration Statement. PubCo shall maintain such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereofof this Investor Rights Agreement, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a such Shelf Registration Statement continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any of which all Registrable Securities registered by such Shelf Registration Statement have been sold or cease to be Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company PubCo shall also use its commercially reasonable efforts to convert file any replacement or additional Shelf Registration Statement and use commercially reasonable efforts to cause such replacement or additional Shelf Registration Statement to become effective prior to the Form S-1 expiration of the initial Shelf (and Registration Statement filed pursuant to this Section 3.18. Notwithstanding the foregoing, if the SEC prevents the Company from including any or all of the Registrable Securities on the Shelf Registration Statement due to limitations on the use of Rule 415 of the Securities Act for the resale of the Registrable Securities by Xxxx, the Shelf Registration Statement shall register the resale of a number of shares of the Registrable Securities which is equal to the maximum number of shares as is permitted by the SEC, and, subject to the provisions of this Section 3.18(b), the Company shall continue to its use commercially reasonable efforts to register all remaining Registrable Securities as set forth in this Section 3.18(b). Notwithstanding anything herein to the contrary, if the SEC limits the Company’s ability to file, or prohibits or delays the filing of, a Shelf Registration Statement or a Subsequent Shelf Registration Statement) with respect to any or all the Registrable Securities, the Company’s compliance with such limitation, prohibition or delay solely to the extent of such limitation, prohibition or delay shall not be a Form S-3 Shelf as soon as practicable after breach or default by the Company is eligible under this Agreement and shall not be deemed a failure by the Company to use Form S-3“commercially reasonable efforts” or “reasonable efforts” as set forth above or elsewhere in this Agreement. The Company’s obligation under Sections 5.1, 5.3, 5.4, 5.5, 5.6, 5.7, 5.13 and 5.14 of the Agreement are hereby incorporated into this Section 2.1.1Amendment, shallmutatis mutandis. Except as modified and amended herein, for all other terms and provisions of the avoidance of doubt, Agreement will not be subject to Section 3.4amended and will remain in full force and effect.
Appears in 2 contracts
Samples: Subscription Agreement (Lucid Group, Inc.), Investor Rights Agreement (Lucid Group, Inc.)
Filing. Within As soon as practicable but no later than thirty (30) calendar days following the Closing Dateclosing date of the Merger, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth sixty (90th60) calendar day following the filing date thereof days (or ninety (90) calendar days if the Commission notifies the Company that it will “review” such Shelf Registration) following the Registration Statement initial filing date thereof and (b) the tenth ten (10th10) business day days after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the such Shelf Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available (the “Plan of Distribution”) to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use a Form S-3S-3 Shelf. The Company shall, if requested by the Holder, use its best efforts to (i) cause the removal of any restrictive legend related to compliance with the federal securities laws set forth on the Registrable Securities, (ii) cause its legal counsel to deliver an opinion, if necessary, to the transfer agent in connection with the instruction under subclause (i) to the effect that removal of such legends in such circumstances may be effected in compliance under the Securities Act, and (iii) issue Registrable Securities without any such legend in certificated or book-entry form or by electronic delivery through The Depository Trust Company, at the Holder’s option, within two (2) business days of such request, if (A) the Registrable Securities are registered for resale under the Securities Act, (B) the Registrable Securities may be sold by the Holder without restriction under Rule 144, including without limitation, any volume and manner of sale restrictions, or (C) the Holder has sold or transferred, or proposes to sell or transfer within five (5) business days of such request, Registrable Securities pursuant to the Registration Statement or in compliance with Rule 144. The Company’s obligation to remove legends under this Section 2.1.1, shall, for 2.1.1 may be conditioned upon the avoidance Holder timely providing such representations and documentation as are reasonably necessary and customarily required in connection with the removal of doubt, be subject restrictive legends related to Section 3.4compliance with the federal securities laws.
Appears in 2 contracts
Samples: Registration and Stockholder Rights Agreement (Tango Therapeutics, Inc.), Merger Agreement (BCTG Acquisition Corp.)
Filing. Within thirty (30) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth fifth (10th5th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to (i) convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf or (ii) file a Form S-3 Shelf, as the case may be, in each case, as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Registration Rights Agreement (Boxed, Inc.), Registration Rights Agreement (Boxed, Inc.)
Filing. Within thirty (30) calendar The Company shall, subject to Section 3.4 hereof, submit or file within 30 days following of the Closing Date, the Company shall submit and use commercially reasonable efforts to or file with the Commission cause to be declared effective as soon as practicable thereafter, a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Initial Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such the Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) 60th calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Subject to Sections 2.1.3 and 3.4 hereof, the Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event that the Company files a Form S-1 ShelfShelf pursuant to this Section 2.1.1, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Registration Rights Agreement (American Oncology Network, Inc.), Business Combination Agreement (Digital Transformation Opportunities Corp.)
Filing. Within thirty fifteen (3015) calendar business days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section subsection 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Registration Rights Agreement (Nuvation Bio Inc.), Registration Rights Agreement (Panacea Acquisition Corp)
Filing. Within thirty (30) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and PubCo shall use its commercially reasonable efforts to have such Shelf declared file and cause to become effective as soon as practicable after under the filing thereof, but Securities Act no later than the earlier end of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day immediately after the date of filing of the Company is notified Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2024 (orally or and in writingno event later than February 28, whichever is earlier2025 even if the Annual Report has not yet been filed as of such date) by (the Commission “Fifth Shelf Registration Deadline”) a Shelf Registration Statement (it being agreed that the Shelf Registration shall be an Automatic Shelf Registration Statement will not be “reviewed” if PubCo is a Well-Known Seasoned Issuer at the time of filing), or, if permitted, an amendment or will not be subject a prospectus supplement to further review. Such a Shelf shall provide for Registration Statement then already filed, covering the resale on a delayed or continuous basis of the Registrable Securities included therein pursuant all Fourth Placement Shares then issued to any method or combination of methods legally available to, and requested by, any Holder named thereinBeneficially Owned by Axxx but not yet covered by a Shelf Registration Statement. The Company PubCo shall maintain a such Shelf Registration Statement in accordance with the terms hereofof this Investor Rights Agreement, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a such Shelf Registration Statement continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any of which all Registrable Securities registered by such Shelf Registration Statement have been sold or cease to be Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company PubCo shall also use its commercially reasonable efforts to convert file any replacement or additional Shelf Registration Statement and use commercially reasonable efforts to cause such replacement or additional Shelf Registration Statement to become effective prior to the Form S-1 expiration of the initial Shelf (and Registration Statement filed pursuant to this Section 3.19. Notwithstanding the foregoing, if the SEC prevents the Company from including any or all of the Registrable Securities on the Shelf Registration Statement due to limitations on the use of Rule 415 of the Securities Act for the resale of the Registrable Securities by Axxx, the Shelf Registration Statement shall register the resale of a number of shares of the Registrable Securities which is equal to the maximum number of shares as is permitted by the SEC, and, subject to the provisions of this Section 3.19(b), the Company shall continue to its use commercially reasonable efforts to register all remaining Registrable Securities as set forth in this Section 3.19(b). Notwithstanding anything herein to the contrary, if the SEC limits the Company’s ability to file, or prohibits or delays the filing of, a Shelf Registration Statement or a Subsequent Shelf Registration Statement) with respect to any or all the Registrable Securities, the Company’s compliance with such limitation, prohibition or delay solely to the extent of such limitation, prohibition or delay shall not be a Form S-3 Shelf as soon as practicable after breach or default by the Company is eligible under this Agreement and shall not be deemed a failure by the Company to use Form S-3“commercially reasonable efforts” or “reasonable efforts” as set forth above or elsewhere in this Agreement. The Company’s obligation under Sections 5.1, 5.3, 5.4, 5.5, 5.6, 5.7, 5.13 and 5.14 of the Agreement are hereby incorporated into this Section 2.1.1Amendment, shallmutatis mutandis. Except as modified and amended herein, for all other terms and provisions of the avoidance of doubt, Agreement will not be subject to Section 3.4amended and will remain in full force and effect.
Appears in 2 contracts
Samples: Subscription Agreement (Lucid Group, Inc.), Investor Rights Agreement (Lucid Group, Inc.)
Filing. Within thirty Following the Merger and at any time after the Effectiveness Date, one or more of the Sponsor Holders may deliver a written request to the Company (30the Sponsor Holders delivering such a request, the “Shelf Initiating Sponsor Holders”) calendar to file a Shelf Registration Statement (a “Shelf Registration Notice”), and subject to the Company’s rights under Section 2.2(c), the limitations set forth in Section 2.3, the Company shall (i) promptly (but in any event no later than ten (10) days following prior to the Closing date such Shelf Registration Statement is declared effective) give written notice of the proposed registration to all other Holders and Third Party Holders (which such notice will include the applicable Shelf Percentage) and (ii) use its reasonable best efforts to file as soon as possible with the SEC (and, unless otherwise agreed to by the applicable Shelf Initiating Sponsor Holder, in no event later than twenty (20) Business Days after the receipt of such Shelf Registration Notice) and cause to be declared effective under the Securities Act as soon as possible a Shelf Registration Statement (which shall be designated by the Company as an Automatic Shelf Registration Statement if the Company is a Well-Known Seasoned Issuer at the time of filing such Shelf Registration Statement with the SEC) as will permit or facilitate the sale and distribution of all or such portion of such Shelf Initiating Sponsor Holders’ Registrable Securities as are specified in such Shelf Registration Notice (such portion, the “Shelf Request”), together with (x) all or such portion of the Registrable Securities of any other Holders joining in such demand as are specified in a written demand received by the Company within five (5) days after such written notice is given (subject to the Priority Sell-Down, such amount not in any event to exceed the Shelf Percentage of the total Registrable Securities held by such Holder as of the date of such written notice) and (y) all or such portion of the shares of any Third Party Holder that joins in such demand pursuant to its contractual rights to so participate (each such Third Party Holder, a “Third Party Shelf Holder”) (such amount not in any event to exceed the Shelf Percentage of the total Registrable Securities held by such Third Party Shelf Holder as of the date of such written notice); provided, however, that if a Shelf Registration Notice is delivered prior to the Effectiveness Date, the Company shall submit not be obligated to or file with the Commission a (but shall be obligated to prepare) such Shelf Registration Statement for a Shelf Registration on Form S-1 (prior to the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”)Effectiveness Date; and provided, further, however, that if the Company is then eligible permitted by applicable law, rule or regulation to use add selling stockholders to a Form S-3 ShelfShelf Registration Statement without filing a post-effective amendment, in each case, covering a Holder may request the resale inclusion of all the such Holder’s Registrable Securities (determined subject to the Priority Sell-Down, such amount not in any event to exceed the Shelf Percentage of the total Registrable Securities held by such Holder) in such Shelf Registration Statement at any time or from time to time, and the Company shall add such Registrable Securities to the Shelf Registration Statement as promptly as reasonably practicable, and such Holder shall be deemed a Shelf Holder. Any such request to file a Shelf Registration Statement shall not be deemed to be, for purposes of two (2) business days prior to such submission or filing) on Section 2.4, a delayed or continuous basis Demand Registration and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further reviewthe limitations set forth in Section 2.4(e). Such Shelf shall provide for If, on the resale date of any such demand, the Registrable Securities included therein pursuant Company does not qualify to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain file a Shelf in accordance with the terms hereofRegistration Statement, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with then the provisions of Section 2.4 hereof shall apply instead of this Section 2.2. In no event shall the Company be required to file, and maintain effectiveness pursuant to Section 2.2(b) of, more than one Shelf Registration Statement at any one time pursuant to Section 2.1 and/or this Section 2.2. To the extent the Company is eligible under the relevant provisions of Rule 430B under the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 ShelfAct, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent include in such Shelf Registration StatementStatement such disclosures as may be required by Rule 430B under the Securities Act (referring to the unnamed selling security holders in a generic manner by identifying the initial offering of the securities to the Holders) in order to ensure that the Holders may be added to such Shelf Registration Statement at a Form S-3 Shelf as soon as practicable after later time through the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance filing of doubt, be subject to Section 3.4a prospectus supplement rather than a post-effective amendment.
Appears in 2 contracts
Samples: Registration Rights Agreement (Dell Technologies Inc), Registration Rights Agreement (Dell Technologies Inc)
Filing. Within thirty The Company shall use its commercially reasonable efforts to file with the Commission, no later than fifteen (3015) calendar business days following the Closing Date, closing of the transactions contemplated by the Business Combination Agreement and the availability to the Company shall submit to or file with of the Commission a financial statements and Form 10-K Part III information required for inclusion in such Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 ShelfFiling Date”), if the Company is then eligible to use a Form S-3 Shelf, in each case, S-1 Shelf covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filingthe initial filing of the Form S-1 Shelf) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Form S-1 Shelf declared effective as soon as practicable after the filing thereof, but thereof and no later than the earlier of (ax) the ninetieth (90th) calendar day following the filing date thereof Filing Date if the Commission notifies the Company that it will “review” the Registration Statement Form S-1 Shelf and (by) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement such Form S-1 Shelf will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and reasonably requested by, any Holder named therein. The Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use a Form S-3 Shelf. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the all Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event second anniversary of the Company files a Form S-1 Shelf, consummation of the Company shall use its commercially reasonable efforts to convert transactions contemplated by the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4Business Combination Agreement.
Appears in 2 contracts
Samples: Registration Rights Agreement (Complete Solaria, Inc.), Business Combination Agreement (Freedom Acquisition I Corp.)
Filing. Within As soon as practicable but no later than thirty (30) calendar days following the Closing closing of the transactions contemplated by the Merger Agreement (the “Filing Date”), the Company shall submit file a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”) or, if the Company is ineligible to or file with the Commission use a Form S-3 Shelf, a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but thereof and no later than the earlier of (ax) the ninetieth (90th) calendar day following the filing date thereof Filing Date if the Commission notifies the Company that it will “review” the Registration Statement Shelf and (by) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement such Shelf will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the all Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use a Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4S-3 Shelf.
Appears in 2 contracts
Samples: Registration Rights Agreement (FiscalNote Holdings, Inc.), Registration Rights Agreement (Duddell Street Acquisition Corp.)
Filing. Within thirty The Company shall file within sixty (3060) calendar days following of the Closing Date, the Company shall submit and use reasonable best efforts to or file with the Commission cause to be declared effective as soon as practicable thereafter, a Registration Statement for a Shelf Registration on Form S-1 F-1 or Form S-1, as applicable (the “Form S-1 F-1 Shelf”) or or, if the Company is eligible to use a Registration Statement for on Form F-3 or Form S-3, a Shelf Registration on Form S-3 F-3 or Form S-3, as applicable (the “Form S-3 F-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days Business Days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts basis; provided, however, that the Company’s obligations to have include the Registrable Securities held by a Holder in the Shelf are contingent upon such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies Holder furnishing in writing to the Company that it will “review” such information regarding the Registration Statement and (b) Holder, the tenth (10th) business day after the date securities of the Company is notified (orally or in writing, whichever is earlier) held by the Commission Holder and the intended method of disposition of the Registrable Securities as shall be reasonably requested by the Company to effect the registration of the Registrable Securities, and the Holder shall execute such documents in connection with such registration as the Company may reasonably request that the Registration Statement will not be “reviewed” or will not be subject to further revieware customary of a selling shareholder in similar situations. Such Shelf shall provide for the resale or distribution of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 F-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 F-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Form S-3 F-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4F-3.
Appears in 2 contracts
Samples: Merger Agreement (Magnum Opus Acquisition LTD), Registration Rights Agreement (Magnum Opus Acquisition LTD)
Filing. Within thirty (30) calendar days following the Closing Date, the The Company shall submit to or agrees that it will file with the Commission (at the Company’s sole cost and expense) a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis no later than thirty (30) calendar days after the Closing Date, and the Company shall use its commercially reasonable efforts to have such Shelf the Registration Statement declared effective as soon as practicable after the filing thereof, but no later than the earlier of (ai) sixty (60) calendar days after the filing thereof (or, in the event the Commission reviews and has written comments to the Registration Statement, the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement thereof) and (bii) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available (the “Plan of Distribution”) to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Registration Rights Agreement (North Mountain Merger Corp.), Merger Agreement (North Mountain Merger Corp.)
Filing. Within thirty The Company shall, as soon as reasonably practicable, but in any event within twenty (3020) calendar business days following after the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (covering, subject to Section 3.4, the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the public resale of all of the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have cause such Form S-1 Shelf to be declared effective as soon as practicable after the filing thereof, but in no event later than the earlier of (ai) the ninetieth (90th) 90th calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement following the filing of the Registration Statement and (bii) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Form S-1 Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. Following the filing of a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration) to a Registration Statement on Form S-3 (the “Form S-3 Shelf”) as soon as reasonably practicable after the Company is eligible to use Form S-3. As soon as reasonably practicable following the effective date of a Registration Statement filed pursuant to this Section 2.1.1, but in any event within one (1) business day of such date, the Company shall notify the Holders of the effectiveness of any such Registration Statement. The Company’s obligation under this Section 2.1.1 shall, for the avoidance of doubt be subject to Section 3.4 hereto. The Company shall maintain a Shelf in accordance with the terms hereof, hereof and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Merger Agreement (Edify Acquisition Corp.), Merger Agreement (Unique Logistics International, Inc.)
Filing. Within thirty (30) calendar days following Following the Closing DateIPO, the Company shall submit use its reasonable best efforts to or file with the Commission a Registration Statement qualify for a Shelf Registration on Form S-1 (S-3 for secondary sales. Promptly following the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration date on which the Company becomes eligible to Register on Form S-3 (the “Form S-3 ShelfEligibility Date”), if the Company shall notify, in writing, Investor Holdco, or if Investor Holdco is no longer a Holder of Registrable Securities, then eligible the Holders, of such eligibility and its intention to use file and maintain a Shelf Registration Statement on Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities held by Investor Holdco, or if Investor Holdco is no longer a Holder of Registrable Securities, then the Holders, (determined as the “Eligibility Notice”). Promptly following receipt of two such Eligibility Notice (2but in no event more than ten (10) business days prior after receipt of such Eligibility Notice), Investor Holdco, or if Investor Holdco is no longer a Holder of Registrable Securities, then the Majority Holders, shall deliver a written notice to such submission or filing) on the Company, which notice shall specify the aggregate amount of Registrable Securities held by Investor Holdco, or, if Investor Holdco is no longer a delayed or continuous basis and shall use its commercially reasonable efforts Holder of Registrable Securities, then the Majority Holders, to have be covered by such Shelf declared effective Registration Statement and the intended methods of distribution thereof (the “S-3 Shelf Notice,” and Investor Holdco or the Majority Holders, as soon as practicable after applicable, in such capacity, the filing thereof“Initial S-3 Holder”). An S-3 Shelf Notice delivered by a Demand Party shall include Registrable Securities pro rata from each Sponsor based on each such Holders’ beneficial ownership of Registrable Securities, but no later unless Holder otherwise directs the Demand Party to include less than its pro rata share of Registrable Securities in accordance with Section 2.03. Following delivery of the S-3 Shelf Notices, the Company (x) shall file promptly (and, in any event, within the earlier of (ai) thirty (30) days of receipt of the ninetieth S-3 Shelf Notices and (90thii) calendar day following forty (40) days after delivery of the filing date thereof Eligibility Notice) with the SEC such Shelf Registration Statement (which shall be an automatic Shelf Registration Statement if the Commission notifies Company qualifies at such time to file such a Shelf Registration Statement) relating to the Company that it will “review” offer and sale of all Registrable Securities requested for inclusion therein by the Initial S-3 Holder and, to the extent requested under Section 3.02(c), the other Holders from time to time in accordance with the methods of distribution elected by such Holders (to the extent permitted in this Section 3.02) and set forth in the Shelf Registration Statement and (by) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the shall use its reasonable best efforts to cause such Shelf Registration Statement will not to be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-promptly declared effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of under the Securities Act until such time as there are (including upon the filing thereof if the Company qualifies to file an automatic Shelf Registration Statement); provided, however, that if Investor Holdco, or, if Investor Holdco is no longer any a Holder of Registrable Securities. In , then the event Majority Holders, reasonably believes that the Company files will become S-3 eligible and delivers a Form S-1 ShelfS-3 Shelf Notice following the IPO but prior to the S-3 Eligibility Date, the Company shall use its commercially reasonable efforts not be obligated to convert the Form S-1 Shelf file (and any Subsequent but shall be obligated to prepare) such Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Statement on Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Shareholder Agreements (Keane Group, Inc.), Stockholders' Agreement (Keane Group, Inc.)
Filing. Within At or after the Effectiveness Date, either Sponsor (such Sponsor, the “Initiating Holder”) may, subject to Section 2.11, make a written request (a “Shelf Notice”) to the Company to file a Shelf Registration Statement, which Shelf Notice shall specify whether such Registration shall be a Long-Form Registration or, if the Company qualifies to use such short form, a Short-Form Registration, the aggregate amount of Registrable Securities of the Initiating Holder to be registered therein and the intended methods of distribution thereof. Following the delivery of a Shelf Notice, the Company (x) shall file promptly (and, in any event, within (i) ninety (90) days in the case of a request for a Long-Form Registration or (ii) thirty (30) calendar days in the case of a request for a Short-Form Registration, in each case, following delivery of such Shelf Notice) with the Closing SEC such Shelf Registration Statement (which shall be an automatic Shelf Registration Statement if the Company qualifies at such time to file such a Shelf Registration Statement) relating to the offer and sale of all Registrable Securities requested for inclusion therein by the Initiating Holder and, to the extent requested under Section 2.02(c), the other Holders from time to time in accordance with the methods of distribution elected by such Holders (to the extent permitted in this Section 2.02) and set forth in the Shelf Registration Statement (provided, however, that if a Shelf Notice is delivered prior to the Effectiveness Date, the Company shall submit not be obligated to or file with the Commission a (but shall be obligated to prepare) such Shelf Registration Statement prior to the Effectiveness Date) and (y) shall use its reasonable best efforts to cause such Shelf Registration Statement promptly to be declared effective under the Securities Act (including upon the filing thereof if the Company qualifies to file an automatic Shelf Registration Statement); provided, however, that any request for a Marketed Underwritten Offering shall be deemed to be, for purposes of Section 2.11, a Demand Registration effected by the Initiating Holder and subject to the limitations set forth therein. If, on the date of any such request, the Company does not qualify to file a Shelf Registration on Form S-1 (Statement under the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”)Securities Act, if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.12.02 shall not apply, shall, for and the avoidance provisions of doubt, be subject to Section 3.42.01 shall apply instead.
Appears in 2 contracts
Samples: Registration Rights Agreement (Endurance International Group Holdings, Inc.), Registration Rights Agreement (Endurance International Group Holdings, Inc.)
Filing. Within thirty (30) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act Act, including filing a Subsequent Shelf Registration pursuant to Section 2.1.2, until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Registration Rights Agreement (Ginkgo Bioworks Holdings, Inc.), Registration Rights Agreement (Soaring Eagle Acquisition Corp.)
Filing. Within thirty (30) calendar The Company shall, as soon as commercially reasonable, but in any event not later than 75 days following after the Closing DateDate (as defined below) (such date, the Company shall submit to or “Filing Deadline”), file a registration statement on any permitted form that qualifies, and is available for, the resale of Registrable Securities, with the Commission a Registration Statement for a Shelf Registration on Form S-1 in accordance with and pursuant to Rule 415 promulgated under the Securities Act (or any successor rule then in effect) (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 cause such Shelf (and to become effective as promptly thereafter as practicable, but in any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable event not later than 90 days after the Filing Deadline if the Company is eligible receives comments to use Form S-3the Shelf from the Commission (“SEC Comments”) or 30 days after the Filing Deadline if the Company does not receive SEC Comments (such date, the “Effectiveness Deadline”). The Company’s obligation under obligations to file and to cause the Shelf to become effective pursuant to this Section 2.1.11(a) may be suspended for a period of time, shallupon written notice to the Holders of Registrable Securities, (each such period of time, a “Pre-Effective Suspension Period”), if the Company determines in its reasonable good faith judgment that it is in an Acquisition Event Period; provided, that (i) there are no more than two Pre-Effective Suspension Periods during the term of this Agreement, (ii) the duration of any one Pre-Effective Suspension Period may not exceed 45 days and (iii) the Company shall use its reasonable good faith efforts to terminate any Pre-Effective Suspension Period and commence filing or seek effectiveness of the Shelf, as applicable, as promptly as reasonably practicable, unless the Company, in its sole discretion, reasonably expects such commencement of filing or seeking effectiveness would have an adverse effect on the Company with respect to any proposal or plan of the Company to effect a merger, acquisition, disposition, financing, reorganization, recapitalization or similar transaction or any negotiations, discussions or pending proposals with respect thereto. Subject to any SEC Comments, such Shelf shall include a plan of distribution substantially in the form attached hereto as Exhibit A (the “Plan of Distribution”), as may be amended in accordance with the terms of this Agreement. Such Shelf shall not include any shares of Common Stock, other than the Piggyback Shares, or other securities for the avoidance account of doubtany holder other than the Holders, without the prior written consent of the Holders of a majority of the Registrable Securities. The Company shall give written notice of the expected filing of the Shelf (the “Registration Notice”) at least ten Business Days prior to the filing thereof to each Holder and the Company shall include in the Shelf all Registrable Securities with respect to which the Company has received written requests for inclusion therein at least five Business Days prior to the date of filing indicated in the Registration Notice; provided, however, that, in order to be subject named as a selling securityholder in the Shelf, each Holder must furnish to Section 3.4the Company a duly completed questionnaire in the form attached to this Agreement as Exhibit B or in a form mutually acceptable to the parties, and any additional information as may be reasonably requested by the Company for the purpose of including such Holder’s Registrable Securities in the Shelf (the “Selling Holder Information”). The Company shall include, in the Shelf, Selling Holder Information received to the extent necessary and in a manner so that, upon effectiveness of the Shelf, any such Holder shall be named, to the extent required by the rules promulgated under the Securities Act by the Commission, as a selling securityholder and be permitted to deliver (or be deemed to deliver) a Prospectus relating to the Shelf to purchasers of the Registrable Securities in accordance with applicable law.
Appears in 2 contracts
Samples: Registration Rights Agreement (Sequential Brands Group, Inc.), Registration Rights Agreement (Sequential Brands Group, Inc.)
Filing. Within The Company shall, as soon as practicable after the date that is six months from the date of this Agreement, but in any event within thirty (30) calendar days following after the Closing Datedate that is six months from the date of this Agreement, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (under the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (Securities Act to permit the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the public resale of all the Registrable Securities held by the Holders from time to time as permitted by Rule 415 under the Securities Act (determined as of two or any successor or similar provision adopted by the Commission then in effect) (2) business days prior to such submission or filingthe “Shelf Registration Statement”) on a delayed or continuous basis the terms and conditions specified in this Section 2(a) and shall use its commercially reasonable best efforts to have cause such Shelf Registration Statement to be declared effective as soon as practicable after the filing thereof, but in any event no later than the earlier of (ai) the ninetieth ninety (90th90) calendar day following the filing date thereof days (or one hundred and twenty (120) days if the Commission notifies the Company that it will “review” the Shelf Registration Statement Statement) after the date that is six months from the date of this Agreement and (bii) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the such Shelf Registration Statement will not be “reviewed” or will not be subject to further reviewreview (such earlier date, the “Effectiveness Deadline”). Such The Shelf Registration Statement filed with the Commission pursuant to this Section 2(a) shall be on Form S-3 or, if Form S-3 is not then available to the Company, on Form S-1 or such other form of registration statement as is then available to effect a registration for resale of such Registrable Securities, covering such Registrable Securities, and shall contain a prospectus in such form as to permit any Holder to sell such Registrable Securities pursuant to Rule 415 under the Securities Act (or any successor or similar provision adopted by the Commission then in effect) at any time beginning on the effective date for such Shelf Registration Statement. A Shelf Registration Statement filed pursuant to this Section 2(a) shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, the Holders. As soon as practicable following the effective date of a Shelf Registration Statement filed pursuant to this Section 2(a), but in any Holder named therein. The event within three (3) business days of such date, the Company shall maintain notify the Holders of the effectiveness of such Registration Statement. When effective, a Shelf Registration Statement filed pursuant to this Section 2(a) (including the documents incorporated therein by reference) will comply as to form in accordance all material respects with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions all applicable requirements of the Securities Act until and the Exchange Act and will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading (in the case of any prospectus contained in such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after , in the Company light of the circumstances under which such statement is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4made).
Appears in 2 contracts
Samples: Registration Rights Agreement (NextDecade Corp.), Registration Rights Agreement (Harmony Merger Corp.)
Filing. Within thirty (30) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 F-1 (the “Form S-1 F-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 F-3 (the “Form S-3 F-3 Shelf,” and together with the Form F-1 Shelf, the New Registration Statement and any Subsequent Shelf Registration Statement, the “Shelf”), if the Company is then eligible to use a Form S-3 F-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. In the event the Company files a Form F-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form F-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form F-3 Shelf as soon as practicable after the Company is eligible to use Form F-3. The Company shall maintain a Shelf in accordance with the terms hereof, and shall use commercially reasonable efforts to prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Registration Rights Agreement (Heramba Electric PLC), Business Combination Agreement (Project Energy Reimagined Acquisition Corp.)
Filing. Within thirty (30i) calendar days following Following the Closing DateIPO, the Company shall submit use its reasonable best efforts to or file with the Commission a Registration Statement qualify for a Shelf Registration on Form S-1 (S-3 for secondary sales. Promptly following the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration date on which the Company becomes eligible to Register on Form S-3 (the “Form S-3 ShelfEligibility Date”), if the Company is then eligible shall notify, in writing, the Investors of such eligibility and its intention to use file and maintain a Shelf Registration Statement on Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities held by the Investors (determined as the “Eligibility Notice”). Promptly following receipt of two such Eligibility Notice (2but in no event more than ten (10) business days prior after receipt of such Eligibility Notice), the Investors shall deliver a written notice to the Company, which notice shall specify the aggregate amount of Registrable Securities held by such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts Investor to have be covered by such Shelf declared effective as soon as practicable after Registration Form and the filing thereofintended methods of distribution thereof (the “S-3 Shelf Notice” and such Investors, but no later than the “Initial S-3 Holders”). Following delivery of the S-3 Shelf Notices, the Company (x) shall file promptly (and, in any event, within the earlier of (ai) thirty (30) days of receipt of the ninetieth S-3 Shelf Notices and (90thii) calendar day following forty (40) days after delivery of the filing date thereof Eligibility Notice) with the SEC such Shelf Registration Statement (which shall be an automatic Shelf Registration Statement if the Commission notifies Company qualifies at such time to file such a Shelf Registration Statement) relating to the Company that it will “review” offer and sale of all Registrable Securities requested for inclusion therein by the Initial S-3 Holders and, to the extent requested under Section 2.02(c), the other Holders from time to time in accordance with the methods of distribution elected by such Holders (to the extent permitted in this Section 2.02) and set forth in the Shelf Registration Statement and (by) shall use its reasonable best efforts to cause such Shelf Registration Statement to be promptly declared effective under the tenth Securities Act (10thincluding upon the filing thereof if the Company qualifies to file an automatic Shelf Registration Statement); provided, however, that if an Institutional Investor reasonably believes that the Company will become S-3 eligible and delivers a S-3 Shelf Notice following the IPO but prior to the S-3 Eligibility Date, the Company shall not be obligated to file (but shall be obligated to prepare) business day after such Shelf Registration Statement on Form S-3.
(ii) Subject to the date right to deliver a Shelf Notice in the manner contemplated by the first proviso below, at any time following the first anniversary of the IPO, to the extent that the Company is notified (orally not eligible to file or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf Registration Statement on Form S-3 as contemplated by Section 2.02(a)(i), any Institutional Investor (such Institutional Investor, the “Initiating Holder”) may, subject to Section 2.11, make a written request to the Company to file a Shelf Registration Statement on Form S-1 (a “Shelf Notice”), which Shelf Notice shall specify the aggregate amount of Registrable Securities of the Initiating Holder to be registered therein and the intended methods of distribution thereof. Following the delivery of a Shelf Notice, the Company (x) shall file promptly (and, in any event, within ninety (90) days following delivery of such Shelf Notice) with the SEC such Shelf Registration Statement relating to the offer and sale of all Registrable Securities requested for inclusion therein by the Initiating Holder and, to the extent requested under Section 2.02(c), the other Holders from time to time in accordance with the terms hereofmethods of distribution elected by such Holders (to the extent permitted in this Section 2.02) and set forth in the Shelf Registration Statement (provided, and shall prepare and file with the Commission such amendmentshowever, including post-effective amendments, and supplements as may be necessary to keep that if a Shelf continuously effective, available for use Notice is delivered prior to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions first anniversary of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 ShelfIPO, the Company shall not be obligated to file (but shall be obligated to prepare) such Shelf Registration Statement prior to the first anniversary of the IPO) and (y) shall use its commercially reasonable best efforts to convert the Form S-1 Shelf (and any Subsequent cause such Shelf Registration Statement) Statement to be promptly declared effective under the Securities Act; provided, however, that any such Shelf Registration Statement request shall be deemed to be, for purposes of Section 2.11, a Form S-3 Shelf as soon as practicable after Demand Registration effected by the Initiating Holder and subject to the limitations set forth therein. If, on the date of any such request (or, in the event of a request that is delivered prior to the first anniversary of the IPO, on the date following the first anniversary of the IPO), the Company is eligible does not qualify to use Form S-3. The Company’s obligation file a Shelf Registration Statement under the Securities Act, the provisions of this Section 2.1.12.02 shall not apply, shall, for and the avoidance provisions of doubt, be subject to Section 3.42.01 shall apply instead.
Appears in 2 contracts
Samples: Registration Rights Agreement (CrowdStrike Holdings, Inc.), Registration Rights Agreement (CrowdStrike Holdings, Inc.)
Filing. Within thirty The Company shall use its reasonable best efforts to file, on or prior to the date that is forty-five (3045) calendar days following after the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 Date (the “Form S-1 ShelfFiling Date”) or ), a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”)) or, if the Company is then eligible ineligible to use a Form S-3 Shelf, in each casea Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf,” and together with the Form S-3 Shelf (and any Subsequent Shelf Registration), the “Shelf”) covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and basis. The Company shall use its commercially reasonable best efforts to have such cause the Shelf declared to become effective as soon as practicable by the date that is sixty (60) days after the filing thereofFiling Date; provided, but no later than that such sixty (60)-day period shall be extended to ninety (90) days after the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof Filing Date if the Commission notifies Shelf is reviewed by, and receives comments from, the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further reviewSEC. Such The Shelf shall provide for the resale of the Registrable Securities included therein from time to time, and pursuant to any method or combination of methods legally available to, and requested by, any Holder named thereinHolder, which may include underwritten marketed offerings, underwritten block trades, registered broker trades, or any other method of distribution elected by any such Holder. The Company shall use its reasonable best efforts to maintain a the Shelf in accordance with the terms hereof, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a such Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein effective and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable best efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Transaction Support Agreement (ATI Physical Therapy, Inc.), Registration Rights Agreement (ATI Physical Therapy, Inc.)
Filing. Within thirty (30) calendar days following the Closing Date, the Company shall submit to or file with the Commission PubCo has previously filed a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a ,” and together with any Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”)) and any Subsequent Shelf Registration, if the Company is then eligible to use a Form S-3 “Shelf, in each case, ”) covering the resale of all the Registrable Securities held by Holders (determined as of two (2) business days prior to such submission or filingother than the BluJay Equityholders) on a delayed or continuous basis and basis, which initial Form S-1 Shelf became effective under the Securities Act on March 29, 2021 (the “Initial Form S-1 Shelf”). PubCo shall file, within thirty (30) days of the Completion Date, a new Form S-1 Shelf or an amendment to the Initial Form S-1 Shelf (the “New Shelf”) covering the resale of all Registrable Securities, including the Registrable Securities held by the BluJay Equityholders. PubCo shall use its commercially reasonable efforts to have such cause the New Shelf declared to become effective under the Securities Act as soon as practicable after the initial filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such The New Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named thereinSpecial Holder. The Company PubCo shall maintain a the New Shelf in accordance with the terms hereof, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a such New Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company PubCo shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Form S-3 Shelf as soon as practicable after the Company PubCo is eligible to use Form S-3. The Company’s obligation After effectiveness of the New Shelf, the Special Holders shall be prohibited from making a Shelf Takedown Request (as defined below) under this Section 2.1.1, shall, for the avoidance of doubt, Initial Form S-1 Shelf (and shall only be subject entitled to Section 3.4make such a Shelf Takedown Request under the New Shelf) and any references herein to the “Shelf” shall be deemed to include the New Shelf.
Appears in 2 contracts
Samples: Investor Rights Agreement (Temasek Holdings (Private) LTD), Investor Rights Agreement (E2open Parent Holdings, Inc.)
Filing. Within thirty sixty (3060) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement Statement, and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use a Form S-3S-3 Shelf. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Registration Rights Agreement (Quanergy Systems, Inc.), Registration Rights Agreement (CITIC Capital Acquisition Corp.)
Filing. Within thirty (30i) calendar days following the Closing Date, the The Company shall submit use reasonable best efforts to or file with the Commission prepare and file, as soon as reasonably practicable, a Registration Statement registration statement for a Shelf Registration shelf registration in accordance with Rule 415 under the Securities Act on Form S-1 F-3 (the or if Form F-3 is not available, on Form F-1) (a “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 covering the issuance (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering applicable) and the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) then outstanding on a delayed or continuous basis (and which may also cover any other securities of the Company) and shall use its commercially reasonable best efforts to have such Shelf Xxxxx declared effective as soon as practicable no later than the date thirty (30) days after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The the Holder.
(ii) During the term of this Agreement, the Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In Securities (the event “Effectiveness Period”).
(iii) If any Shelf ceases to be effective under the Securities Act for any reason at any time during the Effectiveness Period, the Company files shall use reasonable best efforts to, as promptly as is reasonably practicable, cause such Shelf to again become effective under the Securities Act (including using reasonable best efforts to obtain the prompt withdrawal of any order suspending the effectiveness of such Shelf) and shall use reasonable best efforts to, as promptly as is reasonably practicable, amend such Shelf in a Form S-1 Shelfmanner reasonably expected to result in the withdrawal of any order suspending the effectiveness of such Shelf or file an additional Shelf registering the resale of all Registrable Securities then outstanding, and pursuant to any method or combination of methods legally available to, and requested by, the Holder. If an additional Shelf is filed, the Company shall use its commercially reasonable best efforts to convert (a) cause such additional Shelf to become effective under the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf Securities Act as soon as reasonably practicable after such filing (it being agreed that the additional Shelf shall be an automatic shelf registration statement (as defined in Rule 405 under the Securities Act) if the Company is eligible a well-known seasoned issuer (as defined in Rule 405 under the Securities Act) at the most recent applicable eligibility determination date) and (b) keep such additional Shelf continuously effective, usable and in compliance with the provisions of the Securities Act until the end of the Effectiveness Period. If use of any Shelf should expire with respect to use Form S-3. The Company’s obligation under this Section 2.1.1the resale of the Registrable Securities during the Effectiveness Period, shallthe Company will take all action necessary or appropriate to permit the resale of the Registrable Securities to continue uninterrupted as contemplated in the expired Shelf, for including by filing an additional Shelf relating to the avoidance Registrable Securities prior to the expiration of doubt, be subject to Section 3.4such Shelf.
Appears in 2 contracts
Samples: Registration Rights Agreement (Bitdeer Technologies Group), Subscription Agreement (Bitdeer Technologies Group)
Filing. Within thirty (30) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the sixtieth (60th) calendar day following the filing date thereof, which shall be extended to the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth fifth (10th5th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act Act, including by filing a Subsequent Shelf Registration Statement pursuant to Section 2.1.2, until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a (i) Form S-3 Shelf or (ii) file a Form S-3 Shelf as the case may be, in each case, as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Registration Rights Agreement (Planet Labs PBC), Registration Rights Agreement (dMY Technology Group, Inc. IV)
Filing. Within thirty (30) calendar days following Following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 ShelfMerger, the Company shall use its commercially reasonable best efforts to convert (i) file a Shelf Registration Statement for a public offering of all Registrable Securities (or such lesser amount as the Form S-1 Shelf Sponsor Stockholders holding Registrable Securities agree, provided, that (and any Subsequent x) all Registrable Securities of the Management Holders must be registered under such Shelf Registration Statement, (y) all Registrable Securities held by the Temasek Holders must be registered under such Shelf Registration Statement, and (z) upon the request of any such Sponsor Stockholder, the Company shall increase the number of Registrable Securities registered under such Shelf Registration Statement by the amount requested by such Sponsor Stockholder (or, in the event that no Shelf Registration Statement is effective at the time of such request, shall file and cause to become effective a Form S-3 Shelf Registration Statement covering such number of Registrable Securities), and this parenthetical shall apply to successive requests by Sponsor Stockholders holding Registrable Securities) pursuant to Rule 415 promulgated under the Securities Act no later than the first day on which such filing can be made with the SEC following the 150th day after the consummation of the Merger and (ii) cause such Shelf Registration Statement to become effective as soon as practicable after possible thereafter. To the extent that the Company is eligible to use Form S-3a Well-Known Seasoned Issuer at the time of filing such Shelf Registration Statement, the Company shall designate such Shelf Registration Statement as an Automatic Shelf Registration Statement. The Company’s obligation under Company shall use reasonable best efforts to remain a Well-Known Seasoned Issuer during the period which such Automatic Shelf Registration Statement is required to remain effective in accordance with this Agreement. The Company shall (i) promptly (but in any event no later than ten (10) days prior to the date such Shelf Registration Statement is declared effective) give written notice of the proposed registration to all other Holders and Third Party Holders and (ii) subject to the first sentence of this Section 2.1.12.1(a), shalluse its reasonable best efforts to permit or facilitate the sale and distribution of all Registrable Securities under such Registration Statement as may specified by a Holder pursuant to, for the avoidance of doubtand in accordance with, be subject to Section 3.4its rights set forth in this Agreement.
Appears in 2 contracts
Samples: Registration Rights Agreement (Dell Technologies Inc), Registration Rights Agreement (Dell Technologies Inc)
Filing. Within thirty The Company shall as soon as reasonably practicable, but in any event within forty-five (3045) calendar days following after the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (covering, subject to Section 3.4, the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the public resale of all of the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have cause such Form S-1 Shelf to be declared effective as soon as practicable after the filing thereof, but in no event later than the earlier of (ai) the ninetieth (90th) 30th calendar day following (or the filing date thereof 90th calendar day if the Commission notifies the Company that it will “review” the Registration Statement) following the filing of the Registration Statement and (bii) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Form S-1 Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, hereof and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In Following the event the Company files filing of a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Registration Statement on Form S-3 Shelf (the “Form S-3 Shelf”) as soon as reasonably practicable after the Company is eligible to use Form S-3. As soon as reasonably practicable following the effective date of a Registration Statement filed pursuant to this Section 2.1.1, but in any event within one (1) business day of such date, the Company shall notify the Holders of the effectiveness of such Registration Statement. The Company’s obligation under this Section 2.1.1, 2.1.1 shall, for the avoidance of doubt, doubt be subject to Section 3.43.4 hereto.
Appears in 2 contracts
Samples: Registration Rights and Lock Up Agreement (Health Sciences Acquisitions Corp 2), Merger Agreement (Health Sciences Acquisitions Corp 2)
Filing. Within thirty (30) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after After the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after on which the Company is eligible to use file a Shelf Registration Statement on Form S-3, as promptly as practicable following a request as may be made from time to time by one or more Stockholders, the Company shall file with the SEC a Shelf Registration Statement relating to the offer and sale by Stockholders from time to time of the number of Registrable Securities specified in the requests of the Participating Stockholder(s) pursuant to this Section 4.02 and the other Stockholders pursuant to Section 4.02(c) in accordance with the methods of distribution elected by the Participating Stockholder(s) and set forth in the Shelf Registration Statement and, as promptly as practicable thereafter, shall use its reasonable best efforts to cause such Shelf Registration Statement to be declared effective under the Securities Act. If a Stockholder makes a request pursuant to this Section 4.02(a) to file a Shelf Registration Statement, the Company shall promptly (and, in any event, within five (5) Business Days) notify the other Stockholders in writing. No later than ten (10) Business Days after the receipt of the initial request to file a Shelf Registration Statement pursuant to this Section 4.02(a), each Stockholder shall notify the Company in writing of the number of its Registrable Securities (if any) that such Stockholder is requesting to be registered on such Shelf Registration Statement. At any time prior to or after the filing of a Shelf Registration Statement, any of the Stockholders may request that the number of its Registrable Securities (if any) previously requested to be registered on such Shelf Registration Statement be increased to a larger number of its Registrable Securities and the Company shall thereafter use its reasonable best efforts to effect such increase for such Shelf Registration Statement as promptly as practicable thereafter. The Company’s obligation under aggregate number of Registrable Securities that the Stockholders request to be so registered on such Shelf Registration Statement (as increased from time to time at the election of either of the Stockholders pursuant to the immediately foregoing sentence) shall be referred to in this Section 2.1.14.02 as the “Stockholder Shelf Registration Amount;” provided, shallthat, for the avoidance Company shall not be obligated to effect any registration pursuant to this Section 4.02(a), unless the Stockholder Shelf Registration Amount to be registered is reasonably expected to result in aggregate gross proceeds (prior to deducting underwriting discounts and commissions and offering expenses) of doubt, be subject to Section 3.4at least the Minimum Amount.
Appears in 2 contracts
Samples: Stockholders and Registration Rights Agreement (Altice USA, Inc.), Stockholders and Registration Rights Agreement (Altice USA, Inc.)
Filing. Within thirty Subject to the Corporation’s rights under Section 2(c), for so long as any Holder holds at least five percent (305%) calendar days following of the Closing Dateoutstanding Capital Stock of the Corporation, the Company Corporation hereby agrees that it shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”i) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have file on the first day of the calendar month following 12 full calendar months after the consummation of the IPO or, if such day is not a Business Day, on the first Business Day thereafter or, if the Corporation is not then eligible to file a Shelf Registration Statement, upon the Corporation becoming eligible to file a Shelf Registration Statement (the “Shelf Registration Date”), a Shelf Registration Statement (which Shelf Registration Statement shall be designated by the Corporation as an Automatic Shelf Registration Statement if the Corporation is a WKSI at the time of filing such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement with the SEC), as will permit or facilitate the sale and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) distribution of all Registrable Securities owned by the Commission that the Registration Statement will not be “reviewed” Holders (or will not be subject to further review. Such Shelf shall provide for the resale such lesser amount of the Registrable Securities included therein pursuant of any Holder as such Holder shall request to any method or combination of methods legally available tothe Corporation in writing), and requested by(ii) use its reasonable best efforts to cause such Shelf Registration Statement to become effective as promptly as reasonably practicable after the Shelf Registration Date. No later than ten (10) Business Days prior to the filing of such Shelf Registration Statement, any Holder named thereinthe Corporation shall give written notice to all Holders (a “Shelf Registration Notice”) of the anticipated date of the filing of such Shelf Registration Statement. The Company shall maintain If the Corporation is permitted by applicable law, rule or regulation to add selling securityholders or additional Registrable Securities, as applicable, to a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including Registration Statement without filing a post-effective amendmentsamendment, a Holder that requested that not all of its Registrable Securities be included in a Shelf Registration Statement that is currently effective may request the inclusion of such Holder’s Registrable Securities (such amount not in any event to exceed the total Registrable Securities owned by such Holder) in such Shelf Registration Statement at any time or from time to time, and supplements the Corporation shall add such Registrable Securities to the Shelf Registration Statement as may promptly as reasonably practicable, and such Holder shall be necessary to keep deemed a Shelf continuously effective, available for Holder. The Corporation shall also use its reasonable best efforts to permit file any replacement or additional Shelf Registration Statement and use reasonable best efforts to cause such replacement or additional Shelf Registration Statement to become effective prior to the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions expiration of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent initial Shelf Registration Statement) Statement filed pursuant to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.42(a).
Appears in 2 contracts
Samples: Registration Rights Agreement (Bridge Investment Group Holdings Inc.), Registration Rights Agreement (Bridge Investment Group Holdings Inc.)
Filing. Within thirty Upon a demand by the SLP Initiating Holders (30a “Shelf Registration Notice”), and subject to the Company’s rights under Section 4.2(c) calendar days following and the Closing Datelimitations set forth in Section 4.2(d), the Company shall submit (i) promptly (but in any event no later than 10 days prior to or the date such Shelf Registration Statement is declared effective) give written notice of the proposed registration to all other Holders; and (ii) use its reasonable best efforts to file as soon as possible with the Commission a Registration Statement for SEC and cause to be declared effective under the Securities Act a Shelf Registration on Form S-1 Statement as will permit or facilitate the sale and distribution of all or such portion of such SLP Initiating Holders’ Registrable Securities as are specified in such demand, together with all or such portion of the Registrable Securities of any Holder or Holders joining in such demand as are specified in a written demand received by the Company within 10 days after such written notice is given (the each such Holder, a “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 ShelfHolder”); provided, however, that if the Company is then eligible permitted by applicable law, rule or regulation to use add selling stockholders to a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain without filing a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendmentsamendment, a Holder may request the inclusion of such Holder’s shares in such Shelf Registration Statement at any time or from time to time, and supplements the Company shall add such Registrable Securities to the Shelf Registration Statement as may promptly as reasonably practicable (and in any event in time for such Holder to participate in any Self Take Down described in Section 4.2(d) if such Holder has requested for such Registrable Securities to be necessary included in such Shelf Take Down within the applicable time periods required in Section 4.2(d)). If, on the date of any such demand, the Company does not qualify to keep file a Shelf continuously effectiveRegistration Statement, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with then the provisions of the Securities Act until such time as there are no longer any Registrable SecuritiesSection 4.3 hereof shall apply instead of this Section 4.2. In the no event shall the Company files a Form S-1 Shelfbe required to file, the Company shall use its commercially reasonable efforts and maintain effectiveness pursuant to convert the Form S-1 Shelf (and any Subsequent Section 4.2(b) of, more than one Shelf Registration Statement) Statement at any one time pursuant to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.44.2.
Appears in 2 contracts
Samples: Stockholders Agreement (Serena Software Inc), Stockholders Agreement (Troxel Douglas D)
Filing. Within thirty (30) calendar days following the Final Closing Date, the Company Holdco shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 F-1 (the “Form S-1 F-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 F-3 (the “Form S-3 F-3 Shelf”), if the Company Holdco is then eligible to use a Form S-3 F-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (ai) the sixtieth (60th) calendar day (or ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company Holdco that it will “review” the Registration Statement Statement) following the Final Closing Date and (bii) the tenth (10th) business day after the date the Company Holdco is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further reviewreview (such earlier date, the “Effectiveness Deadline”); provided, however, that if such Effectiveness Deadlines falls on a Saturday, Sunday or other day that the Commission is closed for business, the Effectiveness Deadlines shall be extended to the next business day on which the Commission is open for business. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder Investor named therein. The Company Holdco shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders Investors named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company Holdco files a Form S-1 F-1 Shelf, the Company Holdco shall use its commercially reasonable efforts to convert the Form S-1 F-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 F-3 Shelf as soon as practicable after the Company Holdco is eligible to use a Form S-3F-3 Shelf. The Company’s Holdco’ s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Investor Rights Agreement (NewAmsterdam Pharma Co N.V.), Business Combination Agreement (Frazier Lifesciences Acquisition Corp)
Filing. Within thirty (30) calendar days following the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 ShelfFollowing an IPO, the Company shall use its commercially reasonable best efforts to convert (i) file a Shelf Registration Statement for a public offering of all Registrable Securities (or such lesser amount as the Form S-1 Shelf Sponsor Stockholders holding Registrable Securities agree, provided, that (and any Subsequent x) all Registrable Securities of the Management Holders must be registered under such Shelf Registration Statement, (y) all Registrable Securities held by the Temasek Holders must be registered under such Shelf Registration Statement, and (z) upon the request of any such Sponsor Stockholder, the Company shall increase the number of Registrable Securities registered under such Shelf Registration Statement by the amount requested by such Sponsor Stockholder (or, in the event that no Shelf Registration Statement is effective at the time of such request, shall file and cause to become effective a Form S-3 Shelf Registration Statement covering such number of Registrable Securities), and this parenthetical shall apply to successive requests by Sponsor Stockholders holding Registrable Securities) pursuant to Rule 415 promulgated under the Securities Act no later than the first day on which such filing can be made with the SEC following the twelfth (12th) full calendar month after the consummation of an IPO and (ii) cause such Shelf Registration Statement to become effective as soon as practicable after possible thereafter. To the extent that the Company is eligible to use Form S-3a Well-Known Seasoned Issuer at the time of filing such Shelf Registration Statement, the Company shall designate such Shelf Registration Statement as an Automatic Shelf Registration Statement. The Company’s obligation under Company shall use reasonable best efforts to remain a Well-Known Seasoned Issuer during the period which such Automatic Shelf Registration Statement is required to remain effective in accordance with this Agreement. The Company shall (i) promptly (but in any event no later than ten (10) days prior to the date such Shelf Registration Statement is declared effective) give written notice of the proposed registration to all other Holders and Third Party Holders and (ii) subject to the first sentence of this Section 2.1.12.1(a), shalluse its reasonable best efforts to permit or facilitate the sale and distribution of all Registrable Securities under such Registration Statement as may specified by a Holder pursuant to, for the avoidance of doubtand in accordance with, be subject to Section 3.4its rights set forth in this Agreement.
Appears in 2 contracts
Samples: Registration Rights Agreement (Dell Technologies Inc), Registration Rights Agreement (Denali Holding Inc.)
Filing. Within thirty (30i) calendar PubCo shall file, as soon as reasonably practicable after the Closing Date and in any event within 30 days following of the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”) (it being agreed that the Form S-3 Shelf shall be an Automatic Shelf Registration Statement if PubCo is a Well-Known Seasoned Issuer), or if the Company PubCo is then eligible ineligible to use a Form S-3 Shelf, a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf,” and together with the Form S-3 Shelf (and any Subsequent Shelf Registration Statement), each, a “Shelf”), in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days Business Days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further reviewbasis. Such The Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named thereinHolder.
(ii) PubCo shall use its reasonable best efforts to cause the Shelf to become effective as soon as practicable after such filing, but no later than the earlier of (A) 60 calendar days after the filing thereof (or, in the event the SEC reviews and has written comments to the Registration Statement, the 90th calendar day following the filing thereof), (B) the 10th Business Day after the date PubCo is notified (orally or in writing, whichever is earlier) by the SEC that the Registration Statement will not be “reviewed” or will not be subject to further review, or (C) if the day determined under clause (A) or clause (B) falls on a Saturday, Sunday or other day that the SEC is closed for business, the next Business Day immediately following the day determined under clause (A) or clause (B) on which the SEC is open for business. The Company PubCo shall maintain a Shelf in accordance with the terms hereofof this Agreement, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a such Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. .
(iii) In the event the Company PubCo files a Form S-1 Shelf, the Company PubCo shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company PubCo is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Registration Rights and Lock Up Agreement (Blue Owl Capital Inc.), Registration Rights and Lock Up Agreement (Blue Owl Capital Inc.)
Filing. Within thirty The Company shall, as soon as commercially reasonable, but in any event not later than 90 days after the Effective Date, file a registration statement on any permitted form that qualifies, and is available for, the resale of Registrable Securities, with the Commission in accordance with and pursuant to Rule 415 promulgated under the Securities Act (30or any successor rule then in effect) calendar days following (the Closing Date“Shelf”). The Company shall use its commercially reasonable efforts to cause the Shelf to become effective as promptly thereafter as practicable. The Company shall give written notice of the expected filing of the Shelf (the “Registration Notice”) at least 20 Business Days prior to the filing thereof to all parties identified on the signature pages hereto or any signature pages of any joinder agreements delivered pursuant to Sections 10 and 11 hereof and the Company shall include in the Shelf all Registrable Securities with respect to which the Company has received written requests for inclusion therein at least 5 Business Days prior to the date of filing indicated in the Registration Notice; provided, however, that, in order to be named as a selling securityholder, each Holder must furnish to the Company in writing such information as may be reasonably requested by the Company for the purpose of including such Holder’s Registrable Securities in the Shelf (the “Selling Holder Information”) within the time period set forth above. The Company shall include, in the Shelf, Selling Holder Information received to the extent necessary and in a manner so that, upon effectiveness of the Shelf, any such Holder shall be named, to the extent required by the rules promulgated under the Securities Act by the Commission, as a selling securityholder and be permitted to deliver (or be deemed to deliver) a Prospectus relating to the Shelf to purchasers of the Registrable Securities in accordance with applicable law, and shall, if requested, within two Business Days of any request, amend or supplement the Shelf such that the plan of distribution or other related information reflects transactions proposed to be conducted by any Holder. If the Company files an amended version of the Shelf, the Company shall submit include in such Shelf the Selling Holder Information that was not included in any previous filed version of the Shelf. The Company shall use its commercially reasonable efforts to or file with the Commission convert any Shelf that is on a Form S-1 (including any Follow-On Shelf) to a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. If any Registrable Securities remain issued and outstanding after three years following the initial effective date of such Shelf (the “Initial Shelf Effective Date”), the Company shall either (x) in the case of a Form S-3 Shelf, file prior to the expiration of such Shelf, or (y) otherwise, no less than 90 days prior to the expiration of such Shelf, file a new Shelf covering such Registrable Securities and shall thereafter use its commercially reasonable efforts to cause to be declared effective as promptly as practical, such new Shelf. The Company’s obligation under this Section 2.1.1Company shall maintain the effectiveness of the Shelf in accordance with the terms hereof for a period ending on the date on which all Registrable Securities covered by such Shelf have been sold pursuant to such Shelf or have otherwise ceased to be Registrable Securities; provided that if no Holder (taken together with its Affiliates) Beneficially Owns more than 10% of the then outstanding New Common Stock, shall, for the avoidance Company shall only be obligated to maintain the effectiveness of doubt, be subject to Section 3.4the Shelf until the five-year anniversary of the effective date of the Shelf.
Appears in 2 contracts
Samples: Registration Rights Agreement (Dynegy Inc.), Registration Rights Agreement (Dynegy Inc.)
Filing. Within thirty As soon as reasonably practicable after the Information Deadline, but in no event later than fifteen (3015) calendar days after the Information Deadline, the Company shall (i) file with the SEC a Shelf Registration Statement relating to the offer and sale by the Participating Holders from time to time of all the Participating Shares in accordance with the methods of distribution set forth in the Shelf Registration Statement and, if applicable, shall use its reasonable best efforts to cause such Shelf Registration Statement to be declared effective under the Securities Act as promptly as practicable thereafter or (ii) if the Company has an effective Shelf Registration Statement on file with the SEC that provides for secondary offerings, the Company shall file a Prospectus to cover the offer and sale by the Participating Holders from time to time of all the Participating Shares in accordance with the methods of distribution set forth in the Prospectus; provided however, that the Company shall be permitted in its sole discretion to delay such filing of a Shelf Registration Statement or Prospectus or delay the effectiveness of a Shelf Registration Statement if such filing or effectiveness would occur during a period when the Company has closed its xxxxxxx xxxxxxx window or the eight (8) calendar days following the Closing Datereopening of the Company’s xxxxxxx xxxxxxx window, in which case, the Company shall submit will be required to or file with the Commission a Shelf Registration Statement for a Shelf Registration or Prospectus on Form S-1 the ninth calendar day (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”)or, if such day is a non-business day, the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2following business day) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale reopening of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for xxxxxxx xxxxxxx window. For the avoidance of doubt, the methods of distribution set forth in the Shelf Registration Statement or Prospectus shall not include any right to conduct an underwritten offering of Registrable Shares. Except as provided in Section 2.03(a)(iii) and Section 2.03(c), such Shelf Registration Statement or Prospectus shall be subject the only filings required to Section 3.4be made with the SEC under this Agreement.
Appears in 2 contracts
Samples: Registration Rights Agreement, Registration Rights Agreement (Alphabet Inc.)
Filing. Within The Company shall file, as soon as practicable but no later than thirty (30) calendar days following the Closing DateDate (the “Filing Deadline”), the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 F-1 or Form S-1, as applicable (the “Form S-1 F-1 Shelf”) or or, if the Company is eligible to use a Registration Statement for on Form F-3 or Form S-3, a Shelf Registration on Form S-3 F-3 or Form S-3, as applicable (the “Form S-3 F-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days Business Days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, thereof but no later than the earlier of the (ai) the ninetieth (90th) calendar day following the filing date thereof (or one hundred and twentieth (120th) calendar day if the Commission notifies the Company that it will “review” the Registration Statement Statement) following the Filing Deadline and (bii) the tenth (10th) business day Business Day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review; provided, however, that the Company’s obligations to include the Registrable Securities held by a Holder in the Shelf are contingent upon such Holder furnishing in writing to the Company such information regarding the Holder, the securities of the Company held by the Holder and the intended method of disposition of the Registrable Securities as shall be reasonably requested by the Company to effect the registration of the Registrable Securities, and the Holder shall execute such documents in connection with such registration as the Company may reasonably request that are customary of a selling shareholder in similar situations. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 F-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 F-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Form S-3 F-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4F-3.
Appears in 2 contracts
Samples: Registration Rights Agreement (Provident Acquisition Corp.), Registration Rights Agreement (Provident Acquisition Corp.)
Filing. Within thirty Upon the one year anniversary of an Initial Public Offering (30unless otherwise agreed in writing by each Stockholder), subject to the Corporation’s rights under Section 3(c) calendar days following and the Closing Datelimitations set forth in Section 3(d), the Company Corporation shall submit (i) promptly (but in any event no later than twenty (20) days prior to or the date such Shelf Registration Statement is filed) give written notice (a “Shelf Registration Notice”) of the proposed registration to all Stockholders that hold Registrable Securities and (ii) use its reasonable best efforts to file within 30 days after such anniversary with the Commission a SEC the Shelf Registration Statement and cause such Shelf Registration Statement to become effective under the Securities Act as soon as reasonably practicable thereafter (which Shelf Registration Statement shall be designated and filed by the Corporation as an Automatic Shelf Registration Statement if the Corporation is a Well-Known Seasoned Issuer at the time of filing such Shelf Registration Statement with the SEC) for all Registrable Securities held by the Stockholders (or, if a Stockholder determines to not include all of its Registrable Securities therein, such lesser amount as such Stockholder shall request to the Corporation in writing), together with all or such portion of the Registrable Securities of any such other holder or holders of Registrable Securities as are specified in a written request received by the Corporation within fifteen (15) days after such Shelf Registration Notice is given (each such other holder of Registrable Securities, and each Stockholder with Registrable Securities registered on such Shelf Registration Statement from time to time, as the case may be, a “Shelf Holder”); provided, however, that if the Corporation is permitted by applicable law to add selling stockholders to a Shelf Registration on Form S-1 (Statement without filing a post-effective amendment, a holder may request the “Form S-1 Shelf”) or a inclusion of additional Registrable Securities in such Shelf Registration Statement for at any time or from time to time, and the Corporation shall add such Registrable Securities to the Shelf Registration Statement as promptly as reasonably practicable, and such holder of Registrable Securities shall be deemed a Shelf Holder. Notwithstanding anything to the contrary, in no event shall the Corporation be required to file, or maintain the effectiveness of, a Shelf Registration on Statement pursuant to Section 3(a) at any time if Form S-3 (or any similar or successor form) is not available to the “Form S-3 Shelf”)Corporation at such time. To the extent the Corporation is a Well-Known Seasoned Issuer, if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and Corporation shall use its commercially reasonable efforts to have such remain a Well-Known Seasoned Issuer (and not become an ineligible issuer (as defined in Rule 405 under the Securities Act)) during the period during which an Automatic Shelf declared Registration Statement is required to remain effective as soon as practicable after pursuant to this Agreement. If the Corporation does not pay the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of fee covering the Registrable Securities included therein pursuant at the time such Automatic Shelf Registration Statement is filed, the Corporation agrees to any method pay such fee at such time or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with times as the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with are to be sold. If such Automatic Shelf Registration Statement has been outstanding for at least three (3) years, prior to the provisions end of the Securities Act until such time as there are no longer any third (3rd) year the Corporation shall file a new Automatic Shelf Registration Statement covering the Registrable Securities. In If at any time when the event Corporation is required to re-evaluate its Well-Known Seasoned Issuer status the Company files Corporation determines that it is not a Form S-1 ShelfWell-Known Seasoned Issuer, the Company Corporation shall use its commercially reasonable best efforts to convert refile the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Statement on Form S-3 Shelf (or any similar or successor form), and, if and for so long as soon as practicable after such form is not available, Form S-l (or any similar or successor form), and keep such Registration Statement effective during the Company period during which such Registration Statement is eligible required to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4kept effective hereunder.
Appears in 2 contracts
Samples: Registration Rights Agreement (Allegro Microsystems, Inc.), Registration Rights Agreement (Allegro Microsystems Inc)
Filing. Within thirty (30) calendar days following If requested by the Closing Date, the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale Holders of all the Registrable Securities (determined as having an aggregate value of two (2) business days prior to such submission $25.0 million or filing) on a delayed or continuous basis and shall use its commercially reasonable efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further review. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelfmore, the Company shall use its commercially reasonable efforts to file, a registration statement on any permitted form that qualifies, and is available for, the resale of the Registrable Securities, with the Commission in accordance with and pursuant to Rule 415 promulgated under the Securities Act (or any successor rule then in effect) (the “Shelf”), provided that the Company shall not be required to file the Shelf until such time as it is eligible to use Form S-3 (or would be eligible to use Form S-3 but for its failure to file in a timely manner all such reports or other materials required to be so filed in order to become eligible, or its failure to satisfy the requirements set forth in Section I.A.5 of the General Instructions for Form S-3, or any successor instructions substantially consistent therewith). The Company shall use its commercially reasonable efforts to cause the Shelf to become effective as promptly thereafter as practicable and not later than thirty (30) days of such filing. The Company shall give written notice of the filing of the registration statement at least sixty (60) days prior to filing the registration statement to all Holders of Registrable Securities (the “Registration Notice”) and shall include in the Shelf all Registrable Securities with respect to which the Company has received written requests for inclusion therein within twenty (20) days after sending the Registration Notice and questionnaire provided to Holders; provided, however, that in order to be named as a selling securityholder each Holder must furnish to the Company in writing such information in writing as may be reasonably requested by the Company for the purpose of including such Holder’s Registrable Securities in the Shelf (the “Selling Holder Information”). The Company shall include in the Shelf, Selling Holder Information received, to the extent necessary and in a manner so that upon effectiveness of the Shelf, the Holder shall be named, to the extent required by the rules promulgated under the Securities Act by the Commission, as a selling securityholder and be permitted to deliver (or be deemed to deliver) a prospectus relating to the Shelf to purchasers of the Registrable Securities in accordance with applicable law, and shall, if requested, within ten (10) Business Days of any request, amend or supplement the Shelf such that the plan of distribution or other related information reflects transactions proposed to be conducted by any Holder. If the Company files an amended version of the Shelf, the Company shall include in such Shelf Selling Holder Information that was not included in any previous filed version of the Shelf. The Company shall use its commercially reasonable efforts to convert the any Shelf that is on a Form S-1 Shelf (and including any Subsequent Shelf Registration StatementFollow-On Shelf) to a registration statement on Form S-3 Shelf (“the “Form S-3 Shelf”) as soon as practicable after the Company is eligible to use the Form S-3. The Company’s obligation under this Section 2.1.1If any Registrable Securities remain issued and outstanding after three (3) years following the initial effective date of such Shelf (the “Initial Shelf Effective Date”), the Company shall, for prior to the avoidance expiration of doubtsuch Shelf, file a new Shelf covering such Registrable Securities and shall thereafter use its commercially reasonable efforts to cause to be subject to Section 3.4declared effective as promptly as practical, such new Shelf. The Company shall maintain the effectiveness of the Shelf in accordance with the terms hereof until no Holder holds any Registrable Securities.
Appears in 2 contracts
Samples: Registration Rights Agreement (Carlyle Group L.P.), Registration Rights Agreement (Carlyle Group L.P.)
Filing. Within thirty forty-five (3045) calendar days following the Closing Date (the “Filing Date”), the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable best efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of (a) the ninetieth (90th) calendar day following the filing date thereof if the Commission notifies the Company that it will “review” the Registration Statement and (b) the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further reviewFiling Date. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Registration Rights Agreement (Global Star Acquisition Inc.), Registration Rights Agreement (Growth for Good Acquisition Corp)
Filing. Within thirty (30) calendar days following the Closing Date (the “Filing Date”), the Company shall submit to or file with the Commission a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis as permitted by Rule 415 under the Securities Act (or any successor or similar provision adopted by the Commission then in effect) and shall use its commercially reasonable best efforts to have such Shelf declared effective as soon as practicable after the filing thereof, but no later than the earlier of seventy-fifth (a) the ninetieth (90th75th) calendar day following the filing date thereof if the Commission notifies Filing Date; provided that the Company that it will “review” shall have the Registration Statement and Shelf declared effective within ten (b) the tenth (10th10) business day days after the date the Company is notified (orally or in writing, whichever is earlier) by the staff of the Commission that the Registration Statement Shelf will not be “reviewed” reviewed or will not be subject to further reviewreview by the Commission; provided further that if such date falls on a Saturday, Sunday or other day that the Commission is closed for business, such date shall be extended to the next business day on which the Commission is closed for business and if the Commission is closed for operations due to a government shutdown then such date shall be extended by the same number of business days that the Commission remains closed. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration Statement) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Registration Rights Agreement (Airship AI Holdings, Inc.), Registration Rights Agreement (BYTE Acquisition Corp.)
Filing. Within thirty The Company shall file within fifteen (3015) calendar business days following of the Closing Date, a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”) or, if the Company shall submit is ineligible to or file with the Commission use a Form S-3 Shelf, a Registration Statement for a Shelf Registration on Form S-1 (the “Form S-1 Shelf”) or a Registration Statement for a Shelf Registration on Form S-3 (the “Form S-3 Shelf”), if the Company is then eligible to use a Form S-3 Shelf, in each case, covering the resale of all the Registrable Securities (determined as of two (2) business days prior to such submission or filing) on a delayed or continuous basis and shall use its commercially reasonable best efforts to have cause such Shelf Registration Statement to be declared effective as soon promptly as reasonably practicable after the initial filing thereof, but in no event later than the earlier of sixty (a60) the ninetieth (90th) calendar day days following the filing date thereof deadline (the “Effectiveness Deadline”); provided, that the Effectiveness Deadline shall be extended to one hundred and twenty (120) days after the filing deadline if the Commission notifies the Company that it will “review” the Registration Statement is reviewed by, and (b) receives comments from, the tenth (10th) business day after the date the Company is notified (orally or in writing, whichever is earlier) by the Commission that the Registration Statement will not be “reviewed” or will not be subject to further reviewSEC. Such Shelf shall provide for the resale of the Registrable Securities included therein pursuant to any method or combination of methods legally available to, and requested by, any Holder named therein. The Company shall maintain a Shelf in accordance with the terms hereof, and shall prepare and file with the Commission SEC such amendments, including post-effective amendments, and supplements as may be necessary to keep a Shelf continuously effective, available for use to permit the Holders named therein to sell their Registrable Securities included therein and in compliance with the provisions of the Securities Act until such time as there are no longer any Registrable Securities. In the event the Company files a Form S-1 Shelf, the Company shall use its commercially reasonable best efforts to convert the Form S-1 Shelf (and any Subsequent Shelf Registration StatementRegistration) to a Form S-3 Shelf as soon as practicable after the Company is eligible to use Form S-3. The Company’s obligation under this Section 2.1.1, shall, for the avoidance of doubt, be subject to Section 3.4.
Appears in 2 contracts
Samples: Registration Rights Agreement (Apex Technology Acquisition Corp), Registration Rights Agreement (Apex Technology Acquisition Corp)