Common use of FINANCIAL AND MANAGEMENT REPORTS Clause in Contracts

FINANCIAL AND MANAGEMENT REPORTS. NATIONWIDE NISC - Provides periodic reports in accordance with the - Provides periodic reports in accordance with Schedule of Reports to be prepared jointly by Nationwide the Schedule of Reports to be prepared jointly by and NISC. (See EXHIBIT C) Nationwide and NISC. (See EXHIBIT C) M. AGENT LICENSE RECORDKEEPING NATIONWIDE NISC - Receives, establishes, processes, and maintains - Maintains securities registrations and Agent appointment records. assumes supervisory responsibility for representatives of affiliated sales and marketing companies involved in the wholesale distribution of Nationwide variable contract products. - Maintains training, supervisory, and other required records for and on behalf of registered representatives of NISC. EXHIBIT B ADVERTISING AND SALES PROMOTION MATERIAL GUIDELINES FOR APPROVAL BY NATIONWIDE AND NISC In order to assure compliance with state and federal regulatory requirements and to maintain control over the distribution of promotional materials dealing with the Products, Nationwide and NISC require that all variable contract promotional materials be reviewed and approved by both Nationwide and NISC prior to their use. These guidelines are intended to provide appropriate regulatory and distribution controls.

Appears in 2 contracts

Samples: Marketing Coordination and Administrative Services Agreement (Nationwide Variable Account 11), Services Agreement (Nationwide Variable Account 14)

AutoNDA by SimpleDocs

FINANCIAL AND MANAGEMENT REPORTS. NATIONWIDE NISC - Provides periodic reports in accordance with the - Provides periodic reports in accordance with Schedule of Reports to be prepared jointly by Nationwide and NISC. (See EXHIBIT C) - Provides periodic reports in accordance with the Schedule of Reports to be prepared jointly by and NISC. (See EXHIBIT C) Nationwide and NISC. (See EXHIBIT C) M. AGENT LICENSE RECORDKEEPING NATIONWIDE NISC - Receives, establishes, processes, and maintains Agent appointment records. - Maintains securities registrations and Agent appointment records. assumes supervisory responsibility for representatives of affiliated sales and marketing companies involved in the wholesale distribution of Nationwide variable contract products. - Maintains training, supervisory, and other required records for and on behalf of registered representatives of NISC. EXHIBIT B ADVERTISING AND SALES PROMOTION MATERIAL GUIDELINES FOR APPROVAL BY NATIONWIDE AND NISC In order to assure compliance with state and federal regulatory requirements and to maintain control over the distribution of promotional materials dealing with the Products, Nationwide and NISC require that all variable contract promotional materials be reviewed and approved by both Nationwide and NISC prior to their use. These guidelines are intended to provide appropriate regulatory and distribution controls.

Appears in 1 contract

Samples: Administrative Services Agreement (Nationwide Variable Account Ii)

AutoNDA by SimpleDocs

FINANCIAL AND MANAGEMENT REPORTS. NATIONWIDE NISC - Provides periodic reports in accordance with the - Provides periodic reports in accordance accordance with the Schedule of with the Schedule of Reports to be Reports to be prepared jointly by Nationwide the Schedule of Reports to be prepared jointly by Nationwide and NISC. Nationwide and NISC. (See EXHIBIT C) Nationwide and NISC. (See EXHIBIT C) M. AGENT LICENSE RECORDKEEPING NATIONWIDE NISC - Receives, establishes, processes, and maintains - Maintains securities registrations and and maintains Agent appointment records. assumes supervisory responsibility for records. representatives of affiliated sales and marketing companies involved in the wholesale distribution of Nationwide variable contract products. - Maintains training, supervisory, and other required records for and on behalf of registered representatives of NISC. EXHIBIT B ADVERTISING AND SALES PROMOTION MATERIAL GUIDELINES FOR APPROVAL BY NATIONWIDE AND NISC In order to assure compliance with state and federal regulatory requirements and to maintain control over the distribution of promotional materials dealing with the Products, Nationwide and NISC require that all variable contract promotional materials be reviewed and approved by both Nationwide and NISC prior to their use. These guidelines are intended to provide appropriate regulatory and distribution controls.

Appears in 1 contract

Samples: Marketing Coordination and Administrative Services Agreement (Nationwide Fidelity Advisor Annuity Variable Account)

Time is Money Join Law Insider Premium to draft better contracts faster.