Common use of Financial Information and Audit Clause in Contracts

Financial Information and Audit. UVACCU may from time to time request information from Member in order to evaluate a continuation of the Service to be provided by UVACCU hereunder and/or adjustment of any limits set by this Agreement. Member agrees to provide the requested financial information immediately upon request by UVACCU, in the form required by UVACCU. Member authorizes UVACCU to investigate or reinvestigate at any time any information provided by Member in connection with this Agreement or the Service. Upon request by UVACCU, Member hereby authorizes UVACCU to enter Member’s business premises for the purpose of ensuring that Member is in compliance with this Agreement and Member specifically authorizes UVACCU to perform an audit of Member’s operational controls, risk management practices, staffing and the need for training and ongoing support, and information technology infrastructure. Member hereby acknowledges and agrees that UVACCU shall have the right to mandate specific internal controls at Member’s location(s) and Member shall comply with any such mandate. In addition, Member hereby agrees to allow UVACCU to review available reports of independent audits performed at the Member location related to information technology, the Service and any associated operational processes. Member agrees that if requested by UVACCU, Member will complete a self-assessment of Member’s operations, management, staff, systems, internal controls, training and risk management practices that would otherwise be reviewed by UVACCU in an audit of Member. If Member refuses to provide the requested financial information, or if UVACCU concludes, in its sole discretion, that the risk of Member is unacceptable, if Member violates this Agreement or the Rules, or if Member refuses to give UVACCU access to Member’s premises, UVACCU may terminate the Service and this Agreement according to the provisions hereof.

Financial Information and Audit. UVACCU may from time to time request information from Member in order to evaluate a continuation of the Service to be provided by UVACCU hereunder and/or adjustment of any limits set by this Agreement. Member agrees to provide the requested financial information immediately upon request by UVACCU, in the form required by UVACCU. Member authorizes UVACCU to investigate or reinvestigate at any time any information provided by Member in connection with this Agreement or the Service. Upon request by UVACCU, Member hereby authorizes UVACCU to enter Member’s business premises for the purpose of ensuring that Member is in compliance with this Agreement and Member specifically authorizes UVACCU to perform an audit of Member’s operational controls, risk management practices, staffing and the need for training and ongoing support, and information technology infrastructure. Member hereby acknowledges and agrees that UVACCU shall have the right to mandate specific internal controls at Member’s location(s) and Member shall comply with any such mandate. In addition, Member hereby agrees to allow UVACCU to review available reports of independent audits performed at the Member location related to information technology, the Service and any associated operational processes. Member agrees that if requested by UVACCU, Member will complete a self-self- assessment of Member’s operations, management, staff, systems, internal controls, training and risk management practices that would otherwise be reviewed by UVACCU in an audit of Member. If Member refuses to provide the requested financial information, or if UVACCU concludes, in its sole discretion, that the risk of Member is unacceptable, if Member violates this Agreement or the Rules, or if Member refuses to give UVACCU access to Member’s premises, UVACCU may terminate the Service and this Agreement according to the provisions hereof.

Financial Information and Audit. UVACCU Bank may from time to time request information from Member Customer in order to evaluate a continuation of the Service to be provided by UVACCU Bank hereunder and/or adjustment of any limits set by this AgreementBooklet. Member Customer agrees to provide the requested financial information immediately upon request by UVACCUBank, in the form required by UVACCUBank. Member Customer authorizes UVACCU Bank to investigate or reinvestigate at any time any information provided by Member Customer in connection with this Agreement or Booklet and the ServiceServices. Upon request by UVACCUBank, Member Customer hereby authorizes UVACCU Bank to enter MemberCustomer’s business premises on reasonable notice for the purpose of ensuring that Member Customer is in compliance with the terms of this Agreement Booklet, applicable laws and Member regulations, and the National Automated Clearing House Association (NACHA) Rules and Customer specifically authorizes UVACCU Bank to perform an audit of MemberCustomer’s operational controls, risk management practices, staffing and the need for training and ongoing support, compliance with the NACHA Rules and this Booklet, and information technology infrastructure. Member Customer hereby acknowledges and agrees that UVACCU Bank shall have the right to mandate specific internal controls at MemberCustomer’s location(s) and Member Customer shall comply with any such mandate. In addition, Member Customer hereby agrees to allow UVACCU Bank to review available reports of independent audits performed at the Member Customer location related to information technology, the Service Services and any associated operational processes. Member Customer agrees that if requested by UVACCUBank, Member Customer will complete a self-assessment of MemberCustomer’s operations, management, staff, systems, internal controls, training and risk management practices that would otherwise be reviewed by UVACCU Bank in an audit of MemberCustomer. If Member Customer refuses to provide the requested financial information, or if UVACCU Bank concludes, in its sole discretion, that the risk of Member Customer is unacceptable, if Member Customer violates this Agreement the Service terms and conditions or the Rules, or if Member Customer refuses to give UVACCU Bank access to MemberCustomer’s premises, UVACCU Bank may terminate the Service Services and this Agreement Booklet according to the provisions hereof.

Financial Information and Audit. UVACCU Financial Institution may from time to time request information from Member Client in order to evaluate a continuation of the Service to be provided by UVACCU Financial Institution hereunder and/or adjustment of any limits set by this Agreementthe Financial Institution. Member Client agrees to provide or make available the requested financial information immediately upon request by UVACCUFinancial Institution, in the form required by UVACCUFinancial Institution. Member Client authorizes UVACCU Financial Institution to investigate or reinvestigate at any time any information provided by Member Client in connection with this Agreement or the Service. Upon request by UVACCUFinancial Institution, Member Client hereby authorizes UVACCU Financial Institution to enter MemberMember Client’s business premises for the purpose of ensuring that Member Client is in compliance with this Agreement and Member Client specifically authorizes UVACCU Financial Institution to perform an audit of MemberMember Client’s operational controls, risk management practices, staffing and the need for training and ongoing support, and information technology infrastructure. Member Client hereby acknowledges and agrees that UVACCU Financial Institution shall have the right to mandate specific internal controls at MemberMember Client’s location(s) and Member Client shall comply with any such mandate. In addition, Member Client hereby agrees to allow UVACCU Financial Institution to review available reports of independent audits performed at the Member Client location related to information technology, the Service and any associated operational processes. Member Client agrees that if requested by UVACCUFinancial Institution, Member Client will complete a self-assessment of MemberMember Client’s operations, management, staff, systems, internal controls, training and risk management practices that would otherwise be reviewed by UVACCU Financial Institution in an audit of MemberMember Client. If Member Client refuses to provide the requested financial information, or if UVACCU Financial Institution concludes, in its sole discretion, that the risk of Member Client is unacceptable, if Member Client violates this Agreement or the Rules, or if Member Client refuses to give UVACCU Financial Institution access to MemberMember Client’s premises, UVACCU Financial Institution may terminate the Service and this Agreement according to the provisions hereof.