Fund Accounting and Fund Administration Services Sample Clauses

Fund Accounting and Fund Administration Services. The Administrator shall provide the fund accounting and fund administration services listed on Schedules A-1 and A-2, respectively, attached hereto, subject to the authorization and direction of the Fund and, in each case where appropriate, the review and comment by the Fund’s independent accountants and legal counsel and in accordance with procedures which may be established from time to time between the Fund and the Administrator. The Administrator shall perform such other services for the Fund that are mutually agreed to by the parties from time to time, for which the Fund will pay such fees as may be mutually agreed upon, including the Administrator’s reasonable out-of-pocket expenses. The provision of such services shall be subject to the terms and conditions of this Agreement. The Administrator shall provide the office facilities and the personnel determined by it to perform the services contemplated herein.
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Fund Accounting and Fund Administration Services. Annual Fixed Charge (non Multi-Managed) Based on average net assets: Fund assets less than $100 million $ 15,000 Fund assets greater than $100 million $ 20,000 Annual Fixed Charge (Multi-Managed) Composite Fee $ 2,000 Per Sleeve Fee $ 25,000 Basis Point Charge Based on average net assets: First $3 billion 1.50 bp Next $3 billion 1.25 bp Next $4 billion 1.00 bp Next $10 billion 0.75 bp Out of Pocket Charges FMG LLC and/or the Funds will reimburse JPMorgan reasonable out-of-pocket expenses incurred on their behalf. MUTUAL FUNDS SUB-ADMINSTRATION AGREEMENT SCHEDULE B GENERAL DESCRIPTION OF TRUST ADMINISTRATION AND COMPLIANCE SERVICES
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Fund Accounting and Fund Administration Services. Annual Fixed Charge (non Multi-Managed) Based on average net assets: Fund assets less than $100 million $ 15,000 Fund assets greater than $100 million $ 20,000 Annual Fixed Charge (Multi-Managed) Composite Fee $ 2,000 Per Sleeve Fee $ 25,000 Basis Point Charge Based on average net assets: First $3 billion 1.50 bp Next $3 billion 1.25 bp Next $4 billion 1.00 bp Next $10 billion 0.75 bp Out of Pocket Charges Equitable and/or the Funds will reimburse JPMorgan reasonable out-of-pocket expenses incurred on their behalf. Schedule B, Item 1 F is replaced and restated as follows:
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Fund Accounting and Fund Administration Services. The Administrator shall provide the services listed on Appendix B, attached hereto, subject to the authorization and direction of each Fund and, in each case where appropriate, the review and comment by each Fund’s independent accountants and legal counsel and in accordance with procedures which may be established from time to time between the Fund and the Administrator. The Administrator shall perform such other services for the Fund(s) that are mutually agreed to by the parties from time to time, for which each Fund will pay such fees, including the Administrator’s reasonable out-of-pocket expenses, as may be mutually agreed upon. The provision of such services shall be subject to the terms and conditions of this Agreement.
Sample 1
Fund Accounting and Fund Administration Services. Annual Fixed Charge Based on average Net assets: Composite Fee n/a Per Sleeve Fee $ 35,000 Basis Point Charges Based on aggregate average net assets: First $5 billion 1.75 bp Next $3 billion 1.50 bp Next $2 billion 1.25 bp Over $10 billion 1.00 bp Out of Pocket Charges The Funds will reimburse Chase for reasonable out-of-pocket expenses incurred on their behalf. Equitable Life The Chase Manhattan Bank /s/ Xxxxxx X. Xxxxx /s/ Xxxx Breitwig Signature Signature Xxxxxx X. Xxxxx Xxxx Breitwig Print Name Print Name Senior Vice President Vice President Title Title May 2, 2000 May 2, 2000 Date Date EQ Advisors Trust Fee Schedule May 1, 2000
Sample 1
Fund Accounting and Fund Administration Services. The Sub-Administrator shall provide the fund accounting and fund administration services listed on Schedules A-1 and A-2, respectively, attached hereto, subject to the authorization and direction of the Administrator and, in each case where appropriate, the review and comment by each Fund's independent accountants and legal counsel and in accordance with procedures which may be established from time to time between the Administrator and the Sub-Administrator. The Sub-Administrator shall perform such other services for the Administrator that are mutually agreed to by the parties from time to time, for which the Administrator will pay such fees, including the Sub-Administrator's reasonable out-of-pocket expenses, as may be mutually agreed upon. The provision of such services shall be subject to the terms and conditions of this Agreement. The Sub-Administrator shall provide the office facilities and the personnel determined by it to perform the services contemplated herein.
Sample 1
Fund Accounting and Fund Administration Services. Annual Fixed Charge (non Multi-Managed) Based on average Net assets: Fund assets less than $100 million $ 20,000 Fund assets greater than $100 million $ 30,000 Annual Fixed Charge (Multi-Managed) Composite Fee $ 2,000 Per Sleeve Fee $ 30,000 Basis Point Charges based on aggregate average net assets: First $3 billion 1.75 bp Next $3 billion 1.50 bp Next $4 billion 1.25 bp Over $10 billion 1.00 bp Out of Pocket Charges The Funds will reimburse JPMorgan for reasonable out-of-pocket expenses incurred on their behalf. Equitable Life The Chase Manhattan Bank /s/ Xxxxxxx X. Xxxxxxxxx /s/ Xxxx Breitwig Signature Signature Xxxxxxx X. Xxxxxxxxx Xxxx Breitwig Print Name Print Name Controller Vice President Title Title November 16, 2001 November 16, 2001 Date Date MUTUAL FUNDS SUB-ADMINSTRATION AGREEMENT SCHEDULE B GENERAL DESCRIPTION OF TRUST ADMINISTRATION AND COMPLIANCE SERVICES
Sample 1
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Fund Accounting and Fund Administration Services. Annual Fixed Charge (non Multi-Managed) Based on average net assets: Monthly prorate charge to each fund.* $ 150,000 Annual Fixed Charge (Multi-Managed) Composite Fee $ 2,000 Per Sleeve Fee $ 25,000 Basis Point Charge Based on average net assets*: First $3 billion 1.50 bp Next $3 billion 1.25 bp Next $4 billion 1.00 bp Next $10 billion 0.75 bp Out of Pocket Charges Equitable and/or the Fund will reimburse X.X. Xxxxxx reasonable out-of-pocket expenses incurred on their behalf. * Fund list aggregated with those of The Enterprise Group of Funds. MUTUAL FUNDS SUB-ADMINISTRATION AGREEMENT SCHEDULE B GENERAL DESCRIPTION OF TRUST ADMINISTRATION AND COMPLIANCE SERVICES
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Related to Fund Accounting and Fund Administration Services

  • FUND ADMINISTRATION SERVICES BNY Mellon shall provide the following fund administration services for each Fund, Series and class:  Calculate Fund approved income and per share amounts required for periodic distributions to be made by the applicable Fund, Series or class;  Coordinate a Fund’s annual audit and respond timely and completely to related requests;  Cooperate with each Fund’s independent auditors;  Supply various normal and customary portfolio and Fund statistical data as requested on an ongoing basis; and  If the chief executive officer or chief financial officer of a Fund is required to provide a certification as part of the Fund’s Form N-Q or Form N-CSR filing pursuant to regulations promulgated by the SEC under Section 302 of the Xxxxxxxx-Xxxxx Act of 2002, provide a sub-certification in support of certain matters set forth in the aforementioned certification. Such sub-certification is to be in such form and relating to such matters as reasonably agreed to by BNY Mellon in advance. BNY Mellon shall be required to provide the sub-certification only during the term of this Agreement with respect to the applicable Fund or Series and only if it receives such cooperation as it may request to perform its investigations with respect to the sub-certification. For clarity, the sub-certification is not itself a certification under the Xxxxxxxx-Xxxxx Act of 2002 or under any other law, rule or regulation. REGULATORY ADMINISTRATION SERVICES BNY Mellon shall provide the following regulatory administration services for each Fund and Series:  Assist the Fund in responding to SEC examination requests by providing requested documents in the possession of BNY Mellon that are on the SEC examination request list and by making employees responsible for providing services available to regulatory authorities having jurisdiction over the performance of such services as may be required or reasonably requested by such regulatory authorities;  Assist with and/or coordinate such other filings, notices and regulatory matters and other due diligence requests or requests for proposal on such terms and conditions as BNY Mellon and the applicable Fund on behalf of itself and its Series may mutually agree upon in writing from time to time; and

  • Fund Administration ● Prepare annual and semi-annual financial statements utilizing templates for standard layout and printing ● Prepare Forms N-CSR and N-PX ● Prepare and file Forms N-PORT and N-CEN* ● Host annual audits ● Calculate monthly SEC standardized total return performance figures ● Prepare required reports for quarterly Board meetings ● Monitor expense ratios ● Maintain budget vs. actual expenses ● Manage fund invoice approval and bill payment process ● Assist with placement of Fidelity Bond and E&O insurance ● Assist with proxy statements and shareholder meetings Fund Accounting ● Calculate daily NAVs ● Transmit NAVs to NASDAQ, transfer agent, adviser and other third parties ● Compute yields, expense ratios, portfolio turnover rates, etc. ● Reconcile cash and investment balances with the Custodian ● Support preparation of financial statements ● Prepare and maintain required Fund Accounting records in accordance with the 1940 Act ● Obtain security valuations from appropriate sources consistent with the Trust’s pricing and valuation policies Legal Administration ● Coordinate EDGARization and file Forms N-CSR, N-PX and other SEC filings ● File Fidelity Bond with SEC ● Coordinate and assist with annual shareholder proxy filing and mailing process ● Send notices of press releases to Fund’s securities exchange and maintain compliance with such exchange requirements. ● Compile and distribute board materials for quarterly board meetings ● Attend and prepare initial draft of minutes for quarterly board meetings ● Maintain board compliance calendar for the Trust with schedule for quarterly board matters and items ● Support secondary offerings through coordination with legal counsel. Compliance Administration ● Perform daily prospectus & SAI, SEC investment restriction monitoring ● Provide warning/Alert notification with supporting documentation ● Provide quarterly compliance testing certification to Board of Directors Tax Administration ● Calculate dividend and capital gain distribution rates ● Prepare ROCSOP and required tax designations for Annual Report ● Prepare and coordinate filing of income and excise tax returns o Audit firm to sign all returns as paid preparer ● Calculate/monitor book-to-tax differences ● Provide quarterly Subchapter M compliance monitoring and reporting ● Provide tax re-allocation data for shareholder 1099 reporting ● Prepare and coordinate distribution of 19a-1 filings as required Trust Officers ● Provide the Trust with individuals to serve in the Trust’s President (PEO), Treasurer (PFO), Secretary and Chief Compliance Officer positions. +

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