We use cookies on our site to analyze traffic, enhance your experience, and provide you with tailored content.

For more information visit our privacy policy.

Common use of Fund Responsibilities Clause in Contracts

Fund Responsibilities. In connection with its use of TA IVR, the Fund shall: (a) complete a configuration form clearly designating which features and controls should be used in the Fund’s implementation; (b) provide ALPS with such other written instructions as its may request from time to time relating to the performance of ALPS’ obligations hereunder; (c) provide ALPS with: a contact for receipt of enhancement and maintenance notices and a completed IVR questionnaire that includes a list of site functionality options and trading rules; and (d) provide written guidance for any custom graphic design or programmatic modifications.

Appears in 8 contracts

Samples: Transfer Agency and Service Agreement (Whitebox Mutual Funds), Transfer Agency and Services Agreement (GLG Investment Series Trust), Transfer Agency and Services Agreement (Wakefield Alternative Series Trust)

Fund Responsibilities. In connection with its use of TA IVR, the Fund shall: (a) complete a configuration form clearly designating which features and controls should be used in the Fund’s implementation; (b) provide ALPS with such other written instructions as its may request from time to time relating to the performance of ALPS’ obligations hereunder; (c) perform all other Fund obligations as set forth in this Agreement; and (d) provide ALPS with: a contact for receipt of enhancement and maintenance notices and a completed IVR questionnaire that includes a list of site functionality options and trading rules; and (d) provide written guidance for any custom graphic design or programmatic modifications.

Appears in 4 contracts

Samples: Transfer Agency Interactive Client Services Agreement (Caldwell & Orkin Funds Inc), Transfer Agency Interactive Client Services Agreement (Cook & Bynum Funds Trust), Transfer Agency Interactive Client Services Agreement (AQR Funds)

Fund Responsibilities. In connection with its use of TA IVR, the Fund shall: (a) complete a configuration form clearly designating which features and controls should be used in the Fund’s implementation; (b) provide ALPS with such other written instructions as its may request from time to time relating to the performance of ALPS’ obligations hereunder;; and (c) perform all other Fund obligations as set forth in the Agreement. (d) provide ALPS with: a contact for receipt of enhancement and maintenance notices notices; and a completed IVR questionnaire that questionnaire, which includes a list of site functionality options and trading rules; and (d) provide written guidance for any custom graphic design or programmatic modifications.

Appears in 3 contracts

Samples: Transfer Agent Interactive Client Services Agreement (Forward Funds), Transfer Agency and Services Agreement (Forward Funds), Transfer Agency and Services Agreement (Forward Funds)

Fund Responsibilities. In connection with its use of TA IVR, the Fund shall: (a) complete a configuration form clearly designating which features and controls should be used in the Fund’s implementation; (b) provide ALPS with such other written instructions as its it may request from time to time relating to the performance of ALPS’ obligations hereunder; (c) provide ALPS with: a contact for receipt of enhancement and maintenance notices and a completed IVR questionnaire that includes a list of site functionality options and trading rules; and (d) provide written guidance for any custom graphic design or programmatic modifications.

Appears in 1 contract

Samples: Transfer Agency and Services Agreement (Northeast Investors Growth Fund Inc)

Fund Responsibilities. In connection with its use of TA IVR, the Fund shall: (a) complete a configuration form clearly designating which features and controls should be used in the Fund’s implementation; (b) provide ALPS with such other written instructions as its it may request from time to time relating to the performance of ALPS’ obligations hereunder;; and (c) perform all other Fund obligations as set forth in the Agreement. (d) provide ALPS with: a contact for receipt of enhancement and maintenance notices notices; and a completed IVR questionnaire that questionnaire, which includes a list of site functionality options and trading rules; and (d) provide written guidance for any custom graphic design or programmatic modifications.

Appears in 1 contract

Samples: Transfer Agent Interactive Client Services Agreement (MTB Funds)

Fund Responsibilities. In connection with its use of TA IVR, the Fund shall: (a) complete a configuration form clearly designating which features and controls should be used in the Fund’s implementation; (b) provide ALPS with such other written instructions as its may request from time to time relating to the performance of ALPS’ obligations hereunder; (c) perform all other Fund obligations as set forth in the Agreement; and (d) provide ALPS with: with a contact for receipt of enhancement and maintenance notices and a completed IVR questionnaire that includes a list of site functionality options and trading rules; and (d) provide written guidance for any custom graphic design or programmatic modifications.

Appears in 1 contract

Samples: Transfer Agency Interactive Client Services Agreement (Heartland Group Inc)

Fund Responsibilities. In connection with its use of TA IVR, the Fund shall: (a) complete a configuration form clearly designating which features and controls should be used in the Fund’s implementation; (b) provide ALPS with such other written instructions as its may request from time to time relating to the performance of ALPS’ obligations hereunder; (c) perform all other Fund obligations as set forth in the Agreement; and (d) provide ALPS with: a contact for receipt of enhancement and maintenance notices and a completed IVR questionnaire that includes a list of site functionality options and trading rules; and (d) provide written guidance for any custom graphic design or programmatic modifications.

Appears in 1 contract

Samples: Transfer Agency Interactive Client Services Agreement (Financial Investors Trust)

Fund Responsibilities. In connection with its use of TA IVR, the Fund Funds shall: (a) complete a configuration form clearly designating which features and controls should be used in the Fund’s Funds’ implementation; (b) provide ALPS with such other written instructions as its it may request from time to time relating to the performance of ALPS’s obligations hereunder; (c) provide ALPS with: a contact for receipt of enhancement and maintenance notices and a completed IVR questionnaire that includes a list of site functionality options and trading rules; and (d) provide written guidance for any custom graphic design or programmatic modifications.

Appears in 1 contract

Samples: Transfer Agency and Services Agreement (Financial Investors Trust)