ALPS Virtual Access. The Trust has requested, and ALPS will provide, access to ALPS Virtual Access (“AVA”), an ALPS’s proprietary web-based platform that provides access to information and data maintained on behalf of the Trust and maintains a complete audit trail of all activity on the site. Through AVA, the Trust may have, based on the third-party services offered under separate contract: (i) access to AdLit, which permits the Trust to submit sales/marketing pieces for review by ALPS’s compliance and tracks the progress of the review; (ii) links to ALPS Virtual Policies (AVP), which provides the Trust with access to ALPS’s policies and procedures and also provides the Trust with regulatory updates; and (iii) secure access to transfer agency reports.
ALPS Virtual Access. The Fund has requested, and ALPS will provide, access to ALPS Virtual Access (“AVA”), an ALPS proprietary platform that provides web-based access to information and data maintained on behalf of the Fund and maintains a complete audit trail of all activity on the site. Through AVA, the Fund may have, based on the third-party services offered under separate contract: (i) shareholder data access, which interfaces with the transfer agency system and allows data retrieval and updates; (ii) Portfolio data access, which provides daily Portfolio and securities detail and permits the Fund to create and save its own customized reports; (iii) access to AdLit, which permits the Fund to submit sales/marketing pieces for review by ALPS’ compliance and tracks the progress of the review; and (iv) links to PolicyIQ, which provides the Fund with access to ALPS’ policies and procedures and also provides the Fund with regulatory updates.
ALPS Virtual Access. The Transfer Agent has requested, and ALPS will provide, access to ALPS Virtual Access (“AVA”), an ALPS proprietary platform that provides web-based access to information and data maintained on behalf of the Fund and maintains a complete audit trail of all activity on the site. Through AVA, the Transfer Agent, the Fund and broker-dealers and other financial institutions authorized by the Transfer Agent, deemed to be acting as a limited agent of the Fund (“Designated Agent(s)”), as applicable may have, based on the third party services offered under separate contract: (1) Fund shareholder data access, which interfaces with the transfer agency system and allows data retrieval and updates; (2) portfolio data access, which provides daily portfolio and securities detail and permits the Fund to create and save its own customized reports; and (3) links to PolicyIQ, which provides the Transfer Agent with access to ALPS’ policies and procedures and also provides the Transfer Agent with regulatory updates.
ALPS Virtual Access. Cortina has requested, and ALPS will provide, access to ALPS Virtual Access (“AVA”), an ALPS proprietary platform that provides web-based access to information and data maintained on behalf of the Funds and maintains a complete audit trail of all activity on the site. Through AVA, Cortina may have, based on the third-party services offered under separate contract: (i) shareholder data access, which interfaces with the transfer agency system and allows data retrieval and updates; (ii) Fund data access, which provides daily Fund and securities detail and permits Cortina to create and save its own customized reports; (iii) access to AdLit, which permits Cortina to submit sales/marketing pieces for review by ALPS’s compliance and tracks the progress of the review; and (iv) links to PolicyIQ, which provides Cortina with access to ALPS’s policies and procedures and also provides Cortina with regulatory updates.
