Common use of Further Proceedings Clause in Contracts

Further Proceedings. 77. If the Commission approves this Settlement Agreement, Staff will not commence or continue any proceeding against the Respondents under Ontario securities law in relation to the facts set out in Part III of this Settlement Agreement, unless one or all of the Respondents fail to comply with any term in this Settlement Agreement (including the Undertaking), in which case Staff may bring proceedings under Ontario securities law against that or those Respondents that may be based on, among other things, the facts set out in Part III of this Settlement Agreement as well as the breach of this Settlement Agreement.

Appears in 1 contract

Samples: Settlement Agreement

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Further Proceedings. 7764. If the Commission approves this the Settlement Agreement, Staff will not commence or continue any proceeding against the Respondents under Ontario securities law in relation to based on the facts set out misconduct described in Part III of this the Settlement Agreement, unless one or all of the Respondents fail to comply with any term in this the Settlement Agreement (including the Undertaking)Agreement, in which case Staff may bring proceedings under Ontario securities law against that or those the Respondents that may be based on, among other things, the facts set out in Part III of this the Settlement Agreement as well as the breach of this the Settlement Agreement.

Appears in 1 contract

Samples: www.osc.gov.on.ca

Further Proceedings. 7727. If the Commission approves this Settlement Agreement, Staff will not commence or continue any other proceeding against the Respondents under Ontario securities law in relation to against the facts set out Respondent based on the misconduct described in Part III of this Settlement Agreement, unless one or all of the Respondents fail Respondent fails to comply with any term terms in this Settlement Agreement (including the Undertaking)Agreement. In that case, in which case Staff may bring proceedings under Ontario securities law against that or those Respondents the Respondent that may be based on, among other things, the facts set out in Part III of this Settlement Agreement as well as the breach of this Settlement Agreement.

Appears in 1 contract

Samples: www.capitalmarketstribunal.ca

Further Proceedings. 77100. If the Commission approves this Settlement Agreement, Staff will not commence or continue any proceeding against the Respondents Respondent under Ontario securities law in relation to based on the facts set out misconduct described in Part III of this Settlement Agreement, unless one or all of the Respondents fail Respondent fails to comply with any term in this Settlement Agreement Agreement, with the exceptions of the terms set out in sub-paragraphs 95 (including h) and (i) (a “Breach”). In the Undertaking)event that a Breach occurs, in which case Staff may bring proceedings under Ontario securities law against that or those Respondents the Respondent that may be based on, among other things, the facts set out in Part III of this Settlement Agreement as well as the breach of this Settlement Agreement.

Appears in 1 contract

Samples: www.osc.gov.on.ca

Further Proceedings. 7749. If the Commission approves this Settlement Agreement, Staff will not commence or continue any other proceeding against the Respondents under Ontario securities law in relation to against the facts set out Respondent based on the misconduct described in Part III of this Settlement Agreement, unless one or all of the Respondents fail Respondent fails to comply with any term terms in this Settlement Agreement (including or the Undertaking). In that case, in which case Staff may bring proceedings under Ontario securities law against that or those Respondents the Respondent that may be based on, among other things, the facts set out in Part III of this Settlement Agreement as well as the breach of this Settlement AgreementAgreement or Undertaking.

Appears in 1 contract

Samples: www.capitalmarketstribunal.ca

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Further Proceedings. 7722. If the Commission approves this Settlement Agreement, Staff will not commence or continue any proceeding against the Respondents Respondent under Ontario securities law in relation to based on the facts set out misconduct described in Part III of this Settlement Agreement, unless one or all of the Respondents fail Respondent fails to comply with any term in this Settlement Agreement (including the Undertaking)Agreement, in which case Staff may bring proceedings under Ontario securities law against that or those Respondents the Respondent that may be based on, among other things, the facts set out in Part III of this Settlement Agreement as well as the breach of this Settlement Agreement.

Appears in 1 contract

Samples: www.osc.ca

Further Proceedings. 7721. If the Commission approves this Settlement Agreement, Staff will not commence or continue any proceeding against the Respondents Respondent under Ontario securities law in relation to based on the facts set out misconduct described in Part III of this Settlement Agreement, unless one or all of the Respondents fail Respondent fails to comply with any term in this Settlement Agreement (including the Undertaking)Agreement, in which case Staff may bring proceedings under Ontario securities law against that or those Respondents the Respondent that may be based on, among other things, the facts set out in Part III of this Settlement Agreement as well as the breach of this Settlement Agreement.

Appears in 1 contract

Samples: Settlement Agreement

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