HEADWATERS INCORPORATED. The undersigned registered owner of this Note hereby irrevocably acknowledges receipt of a notice from Headwaters Incorporated (the “Company”) regarding the right of holders to elect to require the Company to repurchase the Notes upon the occurrence of a Designated Event with respect to the Company and requests and instructs the Company to repay the entire principal amount of this Note, or the portion thereof (which is $1,000 or an integral multiple thereof) below designated, in accordance with the terms of the Indenture at the price of 100% of such entire principal amount or portion thereof, together with accrued and unpaid Interest to, but excluding, the Designated Event Repurchase Date, to the registered holder hereof. Capitalized terms used herein but not defined shall have the meanings ascribed to such terms in the Indenture. The Notes shall be repurchased by the Company as of the portion thereof, together with accrued and unpaid Interest to, but excluding, the Designated Event Repurchase Date pursuant to the terms and conditions specified in the Indenture. $_______ principal amount of the Notes to which this Designated Event Repurchase Notice relates (if less than entire principal amount) Dated: Signature(s): NOTICE: The above signatures of the holder(s) hereof must correspond with the name as written upon the face of the Note in every particular without alteration or enlargement or any change whatever. Note Certificate Number (if applicable): Principal amount to be repurchased (if less than all): Social Security or Other Taxpayer Identification Number:
HEADWATERS INCORPORATED. By: /s/ Xxxx X. Xxxxxx --------------------------------------- Xxxx X. Xxxxxx, Chief Executive Officer
HEADWATERS INCORPORATED. By: /s/ Xxxx X. Xxxxxx ------------------------------------------ Xxxx X. Xxxxxx, Chief Executive Officer HYDROCARBON TECHNOLOGIES, INC. By: /s/ Xxxxxx X. Xxxxxxx ------------------------------------------ Xxxxxx X. Xxxxxxx, President HEADWATERS SUB CORPORATION /s/ Xxxx X. Xxxxxx ------------------------------------ By: Xxxx X. Xxxxxx Title: President /s/ Xxxxxx X. Xxxxxxx ------------------------------------ Xxxxxx X. Xxxxxxx
HEADWATERS INCORPORATED. By /s/ Xxxx X. Xxxxxx ---------------------------- Name: Xxxx X. Xxxxxx Title: CEO HEADWATERS OLYSUB INCORPORATED By /s/ Xxxx X. Xxxxxx ---------------------------- Name: Xxxx X. Xxxxxx Title: President INDUSTRIAL SERVICES GROUP, INC. By /s/ R. Xxxxx Xxxxxxx ---------------------------- Name: R. Xxxxx Xxxxxxx Title: CEO ISG RESOURCES, INC. By /s/ R. Xxxxx Xxxxxxx ---------------------------- Name: R. Xxxxx Xxxxxxx Title: CEO ANNEX A Knowledge of the Company R. Xxxxx Xxxxxxx Xxxx X. Xxxx Xxxx X. ("Chip") Everest Xxxxx X. Xxxxxxx Xxxxxxx Xxxxx Xxxxxxx X. Xxxxxxxx, III Xxxxxxx Xxxxx ANNEX B Knowledge of Parent Xxxx X. Xxxxxx Xxxxxx Xxxxxxx Xxxxxx X. Xxxxxxxx Xxxxx Xxxx Xxx Xxxxxxx SCHEDULE 4.14(b) - LIST OF EMPLOYEES
HEADWATERS INCORPORATED. By: ----------------------------------------
HEADWATERS INCORPORATED s/ Xxxxxx X. Xxxxxxx /s/ Xxxx X. Xxxxxx
HEADWATERS INCORPORATED. By: /s/ Xxxxxx X. Xxxxxxxx ---------------------------------- Title: Secretary, V.P. GENERAL ELECTRIC CAPITAL CORPORATION, as Agent and as Lender By: /s/ Xxxxxxx X. Xxxxxx ---------------------------------- Title: Manager-Operations ARK II CLO 2001-1, Limited By: Patriarch Partners II, LLC, as Collateral Manager By: /s/ Xxxx Xxxxxx ---------------------------------- Title: Manager Aurum CLO 2002-1 Ltd., by Columbia Management Advisors, Inc., as Investment Manager By: /s/ Xxxxx X. Xxxxxxx ----------------------------------- Title: Sr. Vice President & Portfolio Manager CIT LENDING SERVICES CORPORATION By: /s/ Xxxx X. Xxxxxx ----------------------------------- Title: Vice President Columbian Floating Rate Advantage Fund, by Columbian Management Advisors, Inc. as Advisor By: /s/ Xxxxx X. Xxxxxxx ------------------------------------ Title: Sr. Vice President & Portfolio Manager Franklin CLO I, Limited Franklin CLO II, Limited Franklin CLO III, Limited Franklin CLO IV, Limited Franklin Floating Rate Trust Franklin Floating Rate Master Series Franklin Floating Rate Daily Access Fund By: /s/ Xxxxx Xxxx ------------------------------------- Title: Asst. Vice President GoldenTree High Yield Opportunities II, LP By: GoldenTree Asset Management, LP By: /s/ Xxxx Xxxxxx --------------------------------------- Title: Portfolio Manager GoldenTree High Yield Opportunities I, LP By: GoldenTree Asset Management, LP By: /s/ Xxxx Xxxxxx -------------------------------------- Title: Portfolio Manager GoldenTree Loan Opportunities I, Limited By: GoldenTree Asset Management, LP By: /s/ Xxxx Xxxxxx ------------------------------------- Title: Portfolio Manager GoldenTree Loan Opportunities II, Limited By: GoldenTree Asset Management, LP By: /s/ Xxxx Xxxxxx -------------------------------------- Title: Portfolio Manager ORIX FUNDING LLC By: /s/ Xxx X. Xxxxxx -------------------------------------- Title: Asst. Vice President
HEADWATERS INCORPORATED. By: /s/ Xxxxxx X. Xxxxxxx ---------------------------- Xxxxxx X. Xxxxxxx Chief Financial Officer
HEADWATERS INCORPORATED. By: /s/ Xxxx X. Xxxxxx ------------------------------ Name: Xxxx X. Xxxxxx Title: Chief Executive Officer Accepted as of the date hereof
HEADWATERS INCORPORATED. [Except in respect of any conversion or continuation of a Borrowing, the undersigned hereby represents and warrants to the Administrative Agent and the Lenders that the conditions to lending specified in clauses (i) and (ii) of Section 4.02 of the Credit Agreement will be satisfied or waived as of the date of the Borrowing set forth above.](6) [The remainder of this page is intentionally left blank.]
