Information Collection. The types of information we collect depend on whether you are a User or Client. We collect Personal Data from you when you voluntarily provide information to us. Examples of instances when we collect Personal Data include when you answer questions on our website or in our mobile application(s) to determine what kind of portfolio we might recommend if you were to become a Client, when you register to open an account, when you contact our client service organization with questions or when you become a Client. Wherever Wealthfront collects Personal Data, we make an effort to link to this Privacy Policy and other relevant terms, such as our Terms of Use. We collect personal information such as name, address, telephone number and other optional information you may provide, such as your age, investable assets, and risk tolerance, which may include your financial goals and objectives, income information and other financial planning information about your household. We may also collect your e-‐mail address and/or telephone number should you opt to engage via our website, mobile app, email or dedicated telephone number with our client service team. If you choose to become a Client, in addition to the information we collect from you as a User, as described above, we will ask you for certain information, including, but not limited to, your full legal name, contact information, birth date, Social Security Number, citizenship, investment objectives, approximate net worth, and other regulatory disclosures that may be necessary and required under Federal and certain statutory law (see our Client Agreement). We also collect account numbers and login credentials for the accounts (bank or brokerage) you choose to link to our Service, any challenge and/or security questions associated with those accounts and any information contained in those accounts. Wealthfront’s servers automatically record certain information (“Non-‐Identifiable” or “Aggregated Data”) about your use or evaluation of our Service. Similar to other technology platforms and services, Wealthfront records information such as browsing activity, data displayed or clicked on (such as UI elements, ads, and links), and other information (such as browser type, IP address, date and time of access, cookie ID, and referrer URL). Along with cookies, Wealthfront may also use third-‐party tracking technology, such as Google Analytics, to record similar information regarding you and your activity on the Site. Wealthfront stores, processes, and maintains data related to you in order to provide client support, offer new products or services and provide our Service to Clients in accordance with the rules of regulatory bodies such as the Securities and Exchange Commission and FINRA. You may choose not to provide such information to us, but if you choose not to provide such information, you will not be able to become a Client. We may share the information required to become a Client with our brokerage partner solely for the purpose of allowing our brokerage partner to provide services to you. Wealthfront may use your Personal Data to communicate with you regarding our Service or to tell you about blog posts or services that we believe will be of interest to you. If you decide at any time that you no longer wish to receive marketing communications from us, please follow the “unsubscribe” instructions provided in the communications. Please note that you cannot opt-‐out of administrative communications such as regulatory, billing or service notifications.
Appears in 5 contracts
Samples: Wealthfront Client Account Agreement, Wealthfront Traditional Ira Agreement, Wealthfront Client Account Agreement
Information Collection. The Younique may collect two different types of information: Personally Identifiable Information and Non- Personally Identifiable Information. Personally Identifiable Information (“PII”) is information we collect depend on whether you are a User or Clientan opinion about an identified individual or an individual that is reasonably identifiable. We collect Personal Data from you when you voluntarily provide information to us. Examples of instances when we collect Personal Data include when you answer questions on our website or in our mobile application(s) to determine what kind of portfolio we might recommend if you were to become a ClientThis may include, when you register to open an accountbut is not limited to, when you contact our client service organization with questions or when you become a Client. Wherever Wealthfront collects Personal Data, we make an effort to link to this Privacy Policy and other relevant terms, such as our Terms of Use. We collect personal information such as your name, address, telephone number number, birth date, Australian Business Number (“ABN”), email address, social media account information, credit card information, billing address, purchase history, and shipping information. Non-Personally Identifiable Information (“Non-PII”) is aggregate information. This may include demographic information, IP addresses, user behavior data from web interaction metrics tools, and any other optional information that does not reveal your specific identity. Non-PII may be connected to other information we collect from you. In connection with our Younique Independent Presenter enrollment process, Younique may collect the following PII from you when you enrol as a Presenter: your full name, address, telephone number, birth date, ABN (if you have one), email address, social media account information, including without limitation Facebook, Google+, and Instagram, credit card information, billing address, and shipping information. Once the enrolment process is complete, we also collect information with respect to your activities as a Younique Independent Presenter, including without limitation product purchases and royalties and commissions earned. If you are a customer, we may collect the following PII from you in connection with product purchases: your full name, address, birth date, telephone number, email address, social media account information, including without limitation Facebook, Google+, and Instagram, credit card information, billing address, and shipping information. Additionally, we may track your purchase habits, including products you viewed on Younique’s website, products you purchased, and amounts spent, as well as when you may provide, such as your age, investable assets, and risk tolerance, which may include your financial goals and objectives, income information and other financial planning information about your householdbe in need of product refills. We may also collect your e-‐mail address and/or telephone number should you opt to engage via track abandoned shopping cart items to, for example, better understand our website, mobile app, email or dedicated telephone number with our client service teamcustomers’ purchasing habits. If you choose to become are a Client, in addition to the information we collect from you as a User, as described above, we will ask you for certain information, including, but not limited tocustomer or host, your full legal name, contact information, birth date, Social Security Number, citizenship, investment objectives, approximate net worth, and other regulatory disclosures that personal information may be necessary and required under Federal and certain statutory law (see our Client Agreement)provided to us by the Presenter who took your order or who attended a party you hosted or attended. We also Younique may collect account numbers and login credentials for the accounts (bank or brokerage) PII about you choose from, among other places: information you provide directly to link to our Serviceus, any challenge and/or security questions associated with those accounts and any information contained in those accounts. Wealthfront’s servers automatically record certain information (“Non-‐Identifiable” or “Aggregated Data”) about your use or evaluation of our Service. Similar to other technology platforms and services, Wealthfront records information such as browsing activity, data displayed or clicked on (such as UI elements, ads, and links), and other information (such as browser type, IP address, date and time of access, cookie ID, and referrer URL). Along with cookies, Wealthfront may also use third-‐party tracking technology, such as Google Analytics, to record similar information regarding you and your activity on the Site. Wealthfront stores, processes, and maintains data related to you in order to provide client support, offer new products or services that Younique currently provides or has previously provided to you, information Younique receives from our affiliated entities or third parties, including Presenters, relating to the establishment of our relationship or the provision of products or services to you, and provide information gathered from activity on our Service to Clients website. This information can be received in accordance with the rules of regulatory bodies such as the Securities any manner, including in-person discussions, telephone conversations, and Exchange Commission and FINRAelectronic or other written communications. You may choose not to provide such information to us, but visit our site anonymously (if you choose have not to provide such informationcreated an account) and, on some occasions, you will may be able to deal with Younique anonymously or by using a pseudonym in relation to a particular matter. However, if you do not provide us with certain PII, we may not be able to become a Client. We may share provide you with the information required to become a Client with our brokerage partner solely for the purpose of allowing our brokerage partner to provide services to you. Wealthfront may use your Personal Data to communicate with you regarding our Service or to tell you about blog posts relevant products or services that you want or respond to your query. Younique may collect PII about you to establish or maintain our relationship with you, respond to your inquiries, provide you with the products and services you have requested, conduct direct marketing to keep you informed of products and services we believe will think may be of interest to you and to personalise your experience with us, and for other reasons you would reasonably expect, including to allow us to comply with our obligations under applicable laws. If you would like to stop receiving from Younique any communications about our latest products and services, company information, or promotional activities, such as competitions and surveys, you can opt out. If at any time you would like to stop receiving future emails, we include an unsubscribe link in each direct marketing email we send. However, please be aware that Younique will still need your essential PII to assist in the management of your account and purchases. Younique does not sell or lease PII about you to others. Younique may share PII about you with others as permitted by contractual agreement or as required by law, such as our affiliates, Presenters, third parties in connection with the provision of services to you, government entities and regulatory bodies, and those with whom you have requested us to share information. Younique requires third parties who perform services for us to agree to treat PII about you confidentially and securely. Unless restricted by law, regulation, contract, or professional standards, Younique may transfer PII about you outside of Australia to other countries for the purposes described in this Privacy Policy. These overseas recipients may be located in the United States, Canada, Mexico, the United Kingdom, Ireland, the Netherlands, Germany, France, Spain, Italy, Hong Kong, and New Zealand. Younique will not share PII about you with an unaffiliated third party who is not performing services for us without first obtaining your permission, except if such sharing is otherwise permitted by this Privacy Policy. Younique will provide PII about you to the following types of third parties for the associated reasons: Presenters: If you enquire about our products, services, or business opportunity, we may provide your contact details to a Presenter in your local area to respond to your query. Additionally, if you purchase Younique products or set up a customer account with us, we may share your name, location, contact details, and purchase history with Presenters to help them establish and maintain a relationship with you. If you decide at any time that you no longer wish to receive marketing communications from usare a Presenter, please follow the “unsubscribe” instructions provided in the communications. Please note that you cannot opt-‐out of administrative communications such as regulatoryyour name, billing or service notificationslocation, contact details, and performance may be shared with other Presenters.
Appears in 1 contract
Samples: Privacy Policy
Information Collection. The types of information we collect depend on whether you are a User or Client. We collect Personal Data from you when you voluntarily provide information to us. Examples of instances when we collect Personal Data include when you answer questions on our website or in our mobile application(s) to determine what kind of portfolio we might recommend if you were to become a Client, when you register to open an account, when you contact our client service organization with questions or when you become a Client. Wherever Wealthfront HustleWealth collects Personal Data, we make an effort to link to this Privacy Policy and other relevant terms, such as our Terms of Use. In General HustleWealth may automatically record certain information (“Non-Identifiable” or “Aggregated Data”) about your use or evaluation of our Service. Similar to other technology platforms and services, HustleWealth may record information such as browsing activity, data displayed or clicked on (such as UI elements, ads, and links), and other information (such as browser type, IP address, date and time of access, cookie ID, and referrer URL). Along with cookies, HustleWealth may also use third-party tracking technology, such as Google Analytics, to record similar information regarding you and your activity on the Site. Information Collection from Users We collect personal information such as name, address, telephone number and other optional information you may provide, such as your age, investable assets, and risk tolerance, which may include your financial goals and objectives, income information and other financial planning information about your household. We may also collect your e-‐mail e-mail address and/or telephone number should you opt to engage via our website, mobile app, email or dedicated telephone number with our client service team. We also collect account numbers and login credentials for the accounts (bank or brokerage) you choose to link to our Service, any challenge and/or security questions associated with those accounts and any information contained in those accounts. Information Collection from Clients If you choose to become a Client, in addition to the information we collect from you as a User, as described above, we will ask you for certain information, including, but not limited to, your full legal name, contact information, birth date, Social Security Number, citizenship, investment objectives, approximate net worth, and other regulatory disclosures that may be necessary and required under Federal and certain statutory law (see our Client Agreement). We also collect account numbers and login credentials for the accounts (bank or brokerage) you choose to link to our Service, any challenge and/or security questions associated with those accounts and any information contained in those accounts. Wealthfront’s servers automatically record certain information (“Non-‐Identifiable” or “Aggregated Data”) about your use or evaluation Use of our Service. Similar to other technology platforms and services, Wealthfront records information such as browsing activity, data displayed or clicked on (such as UI elements, ads, and links), and other information (such as browser type, IP address, date and time of access, cookie ID, and referrer URL). Along with cookies, Wealthfront may also use third-‐party tracking technology, such as Google Analytics, to record similar information regarding you and your activity on the Site. Wealthfront Information HustleWealth stores, processes, and maintains data related to you in order to provide client support, offer new products or services and provide our Service to Clients in accordance with the rules of regulatory bodies such as the Securities and Exchange Commission and FINRA. You may choose not to provide such information to us, but if you choose not to provide such information, you will not be able to become a Client. We may share the information required to become a Client with our brokerage partner solely for the purpose of allowing our brokerage partner to provide services to you. Wealthfront HustleWealth may use your Personal Data to communicate with you regarding our Service or to tell you about blog posts or services that we believe will be of interest to you. If you decide at any time that you no longer wish to receive marketing communications from us, please follow the “unsubscribe” instructions provided in the communications. Please note that you cannot opt-‐out opt-out of administrative communications such as regulatory, billing or service notifications. Information Sharing and Onward Transfer We will not sell, rent, or trade your Personal Data with any third parties except as required by law, such as when we reasonably believe it is necessary or appropriate to investigate, prevent, or take action regarding illegal activities, suspected fraud, front running or scalping, situations involving potential threats to the physical safety of any person, or violations of our Terms of Use. There are certain circumstances, outlined below, in which we may share your Personal Data without further disclosure to you. From time-to-time, we hire other companies to perform certain business and technology related functions (e.g. mailing information, database maintenance and payment processing). In the case we hire another company to perform a function of this kind, we only provide them with the minimum information they need to perform their specific function. HustleWealth maintains strict physical, electronic and procedural safeguards that comply with federal standards to guard your Non- Public personal information. Except as required by law or requested by regulatory authorities, HustleWealth agrees to maintain your non-public Personal Data in strict confidence. Your Choices and Obligations You may request deletion of personal information by emailing xxxxxxx@xxxxxxxxxxxxxxx.xxx and providing us enough information to identify your account and prove that you are the owner of the identified account. We will endeavor to make any deletion request effective as soon as reasonably practicable. However, we may retain residual information related to your account, as well as any data related to your trades, in accordance with applicable laws. In no case will we share any individual trading data unless required by regulators or other government bodies. You may decline to provide personal information to HustleWealth. Declining to provide personal information may disqualify you for HustleWealth services and Site features that require certain personal information. Other Important Information Security HustleWealth takes reasonable steps to protect your Personal Data from loss, misuse, and unauthorized access, alteration, disclosure, or destruction. No Internet, email, or electronic operating system that enables the transmission of data is ever fully secure or error free so, please take special care in deciding what information you send to us in this manner. Advertising We do not allow third-party advertising on our Website or Mobile applications. Social Media and Links to Other Web Sites and Apps: “Third Parties” This Privacy Policy and these terms apply only to HustleWealth operated services and applications. This Site may contain links that access other web sites and apps that are not operated or controlled by HustleWealth. The policies described herein do not apply to Third Party websites or applications. Minors HustleWealth is not to be used by anyone under the age of 18 and, as such does not knowingly collect Personal Data from anyone under the age of 18. If you are under the age of 18, please do not submit any Personal Data to HustleWealth. If a parent or guardian becomes aware that his or her child under the age of 18 has provided us with personally identifiable information without his or her consent, he or she should contact us at xxxxxxx@xxxxxxxxxxxxxxx.xxx and we will delete such information from our files. Other This Privacy Policy may change from time to time. We will post any Privacy Policy changes and, if the changes are substantial, we will provide a more prominent notice (including, for certain services, email notification of Privacy Policy changes). Each version of this Privacy Policy will be identified at the top of the page by its effective date. This document constitutes HustleWealth’s complete Privacy Policy for HustleWealth and the Services. If you have questions or comments about this Privacy Policy, please email us at xxxxxxx@xxxxxxxxxxxxxxx.xxx, by phone at 000.000.0000 or via physical mail at: HustleWealth LLC 0000 00xx Xx Newport News, VA 23607 Please note that you can obtain information about SIPC, including the SIPC brochure, by visiting the website xxx.xxxx.xxx or by calling (000) 000-0000. We are required by FINRA Conduct Rule 2280 to provide you with resources about the availability of information through FINRA’s BrokerCheck Program. Also, please be advised that FINRA offers an investor brochure describing the FINRA BrokerCheck. FINRA BrokerCheck Hotline Telephone Number: (000) 000-0000* *This number may be reached Monday – Friday from 8:00 am – 8:00 pm Eastern Time (ET). FINRA BrokerCheck P.O. Box 9495 Gaithersburg, Maryland 00000-0000 Fax: (000) 000-0000 FINRA Web Site xxx.xxxxx.xxx Click on link to FINRA BrokerCheck. The online search application is available the following hours: Monday – Friday from 7:00 a.m. to 11:00 p.m. ET Saturday - Sunday from 8:00 a.m. to 8:00 p.m. ET. Brochure Availability “FINRA’s BrokerCheck Brochure” This investor brochure is available by calling the FINRA BrokerCheck Hotline Telephone number or through the FINRA website. To help the government fight money laundering activities and the funding of terrorism, federal law requires financial institutions to obtain, verify and record information that identifies each person who opens an account. This notice answers some questions about HWIAM’s Client Identification Program. What types of information will you need to provide? When you open an account, HWIAM is required to collect the following information: Name Date of Birth Address Identification Number: o U.S. Citizen: taxpayer identification number (Social Security number or employer identification number) o Non-U.S. citizen: taxpayer identification number; passport number and country of issuance; alien identification card number; or government-issued identification showing nationality, residence and a photograph of you. You may also need to show your driver’s license or other identifying documents. A corporation, partnership, trust or other legal entity may need to provide other information, such as its principal place of business, local office, employer identification number, certified articles of incorporation, government-issued business license, a partnership agreement or a trust agreement. U.S. Department of the Treasury, Securities and Exchange Commission and FINRA rules already require you to provide most of this information. These rules also may require you to provide additional information, such as your net worth, annual income, occupation, employment information, investment experience and objectives and risk tolerance. What happens if you don’t provide the information requested or your identity can’t be verified? HWIAM may not be able to open an account or carry out transactions for you. If we have already opened an account for you, we may have to close it.
Appears in 1 contract
Samples: Client Account Agreement