Officers of the Fund Sample Clauses

Officers of the Fund. The Fund's Directors and officers and their positions held with the Fund and length of service in such position(s) and the principal occupations and business affiliations during the past five years are listed below. Each of the Directors are independent directors, because they have no affiliation with the Manager as defined in the Investment Company Act. The information for the Directors also includes the dollar range of shares of the Fund as well as the aggregate dollar range of shares of the Board III Funds beneficially owned by the Director. All information is as of December 31, 2001. All of the Directors are also trustees or directors of the following Xxxxxxxxxxx funds (referred to as "Board III Funds"): Xxxxxxxxxxx Quest For Value Funds, a series fund Rochester Portfolio Series, a series fund having one series: having the following series: Limited-Term New York Municipal Fund Xxxxxxxxxxx Small Cap Value Fund, Bond Fund Series, a series fund having one series: Xxxxxxxxxxx Quest Balanced Value Fund Xxxxxxxxxxx Convertible Securities Fund Xxxxxxxxxxx Quest Opportunity Value Fund Rochester Fund Municipals Xxxxxxxxxxx Quest Global Value Fund, Inc. Xxxxxxxxxxx MidCap Fund Xxxxxxxxxxx Quest Capital Value Fund, Inc. Xxxxxxxxxxx Quest Value Fund, Inc. In addition to being a director or trustee of the Board III Funds, Xx. Xxxxx is also a director or trustee of 33 other portfolios in the Xxxxxxxxxxx Funds complex.
Sample 1
AutoNDA by SimpleDocs
Officers of the Fund. 7.9.1 The Manager, in its sole discretion, may appoint officers of the Fund at any time. The officers of the Fund, if appointed by resolution of the Manager, may include a president, vice president, secretary, and treasurer. The officers shall serve at the pleasure of the Manager. Any individual may hold any number of offices. The Manager’s officers may serve as officers of the Fund if appointed by resolution of the Manager. The officers shall exercise such powers and perform such duties as determined and authorized by the Manager. 7.9.2 Any officer may be removed, either with or without cause, by the Manager at any time. Any officer may resign at any time by giving written notice to the Manager. Any resignation shall take effect at the date of the receipt of that notice or at any later time specified in that notice; and, unless otherwise specified in that notice, the acceptance of the resignation shall not be necessary to make it effective. Any resignation is without prejudice to the rights, if any, of the Fund under any contract to which the officer is a party.
Sample 1Sample 2
Officers of the Fund. The Fund agrees to furnish to the Custodian a new Certificate in similar form in the event any such present Officer ceases to be an Officer of the Fund, or in the event that other or additional Officers are elected or appointed. Until such new Certificate shall be received, the Custodian shall be fully protected in acting under the provisions of this Agreement upon the signatures of the Officers as set forth in the last delivered Certificate.
Sample 1Sample 2
Officers of the Fund. Name, Address,4 Age, Position(s) Held with Principal Occupation(s) During Past 5 Years Fund and Length of Time Served ----------------------------------------------- ---------------------------------------------------------------------- ----------------------------------------------- ---------------------------------------------------------------------- Xxxx X. Xxxxxx, Chairman, Chief Executive Officer and director (since June 30, 2001) President (since October 2001) and President (since September 2000) of the Manager; President and a Age: 52 trustee of other Xxxxxxxxxxx funds; President and a director (since July 2001) of Xxxxxxxxxxx Acquisition Corp., the Manager's parent holding company, and of Xxxxxxxxxxx Partnership Holdings, Inc. (since July 2001), a holding company subsidiary of the Manager; Chairman and a director (since July 2001) of Shareholder Services, Inc. and of Shareholder Financial Services, Inc., transfer agent subsidiaries of the Manager; President (since November 1, 2001) and a director (since July 2001) of Xxxxxxxxxxx Real Asset Management, Inc., an investment advisor subsidiary of the Manager; President and a director (since July 2001) of OppenheimerFunds Legacy Program, a charitable trust program established by the Manager; a director (since November 2001) of Trinity Investment Management Corp. and Tremont Advisers, Inc., investment advisory affiliates of the Manager, and of OAM Institutional, Inc. (since November 2001), an investment advisory subsidiary of the Manager, and of HarbourView Asset Management Corporation and OFI Private Investments, Inc. (since July 2001), investment advisor subsidiaries of the Manager; formerly President and trustee (from November 1999 to November 2001) of MML Series Investment Fund and MassMutual Institutional Funds, open-end investment companies; Chief Operating Officer (from September 2000 to July 2001) of the Manager; Executive Vice President of Massachusetts Mutual Life Insurance Company (from February 1997 to August 2000); a director (from 1999 to 2000) of C.M. Life Insurance Company; President, Chief Executive Officer and a director (from 1999 to 2000) of MML Bay State Life Insurance Company; Executive Vice President, director and Chief Operating Officer (from 1995 to 1997) of Xxxxx X. Xxxxxx & Company, Inc., an investment advisor; Senior Vice President and director (from 1995 to 1997) of Potomac Babson Inc., an investment advisor subsidiary of Xxxxx X. Xxxxxx & Company, Inc.; Senior Vice Presiden...
Sample 1
Officers of the Fund. The Fund's Trustees and officers and their principal occupations and business affiliations and occupations during the past five (5) years are listed below. Trustees denoted with an asterisk (*) below are deemed to be "interested persons" of the Fund under the Investment Company Act. All of the Trustees are Trustees or Directors of the following New York-based Xxxxxxxxxxx funds1: Xxxxxxxxxxx California Municipal Fund Xxxxxxxxxxx International Growth Fund Xxxxxxxxxxx Capital Appreciation Fund Xxxxxxxxxxx International Small Company Fund Xxxxxxxxxxx Capital Preservation Fund Xxxxxxxxxxx Money Market Fund, Inc. Xxxxxxxxxxx Concentrated Growth Fund Xxxxxxxxxxx Multiple Strategies Fund Xxxxxxxxxxx Developing Markets Fund Xxxxxxxxxxx Multi-Sector Income Trust Xxxxxxxxxxx Discovery Fund Xxxxxxxxxxx Multi-State Municipal Trust Xxxxxxxxxxx Emerging Growth Fund Xxxxxxxxxxx Municipal Bond Fund Xxxxxxxxxxx Emerging Technologies Fund Xxxxxxxxxxx New York Municipal Fund Xxxxxxxxxxx Enterprise Fund Xxxxxxxxxxx Series Fund, Inc. Xxxxxxxxxxx Europe Fund Xxxxxxxxxxx Special Value Fund Xxxxxxxxxxx Global Fund Xxxxxxxxxxx Trinity Core Fund Xxxxxxxxxxx Global Growth & Income Fund Xxxxxxxxxxx Trinity Large Cap Growth Fund Xxxxxxxxxxx Gold & Special Minerals Fund Xxxxxxxxxxx Trinity Value Fund Xxxxxxxxxxx Growth Fund Xxxxxxxxxxx U.S. Government Trust Messrs. Xxxxxx, Xxxxx, Xxxxxx, Xxxx, Xxxxxx and Xxxxxx respectively hold the same offices with the other New York-based Xxxxxxxxxxx funds as with the Fund. As of November 7, 2001, the Trustees and Officers of the Fund as a group owned of record or beneficially less than 1% of the outstanding Class A shares of the Fund and owned no shares of Class B or C. The foregoing statement does not reflect ownership of shares of the Fund held of record by an employee benefit plan for employees of the Manager, other than the shares beneficially owned under the plan by the officers of the Fund listed above. Xx. Xxxxxx is a trustee of that Plan. Xxxx Xxxx, Chairman of the Board of Trustees, Age: 76. 0000 Xxxxx Xxxxxx Xxx, Xxxxxxxxx, Xxxxxxxx 00000 General Partner of Odyssey Partners, L.P. (investment partnership) (since 1982) and Chairman of the Board of Avatar Holdings, Inc. (real estate development) (since 1981). Xxxxxx X. Xxxxx, Vice Chairman of the Board of Trustees, Age: 76. 0000 Xxxxx Xxxxxx Xxx, Xxxxxxxxx, Xxxxxxxx 00000 Chairman Emeritus of the Manager (since 1991). Formerly he held the following positions: Chairman (November 1987 - January...
Sample 1
Officers of the Fund the Investment Manager may ask the Fund and the Fund may agree to pay a member of an exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of an exchange, broker or dealer would have charged for effecting that transaction, in such instances where it and the Investment Manager have determined in good faith that such amount of commission was reasonable in relation to the value of the brokerage and research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or the Investment Manager's overall responsibilities with respect to the Fund and to other funds and other advisory accounts for which the Investment Manager exercises investment discretion. 4. As compensation for the services to be rendered to the Fund by the Investment Manager under the provisions of this Agreement, the Fund shall pay to the Investment Manager monthly from the Series' assets a fee (at an annual rate) equal to .75% of the average daily net assets of the Series during the month. If this Agreement is terminated prior to the end of any calendar month, the management fee shall be prorated for the portion of any month in which this Agreement is in effect according to the proportion which the number of calendar days, during which the Agreement is in effect, bears to the number of calendar days in the month, and shall be payable within 10 days
Sample 1
Officers of the Fund. Name, Address,4 Age, Position(s) Held with Principal Occupation(s) During Past 5 Years Fund and Length of Time Served5 ----------------------------------------------- ---------------------------------------------------------------------- ----------------------------------------------- ---------------------------------------------------------------------- Xxxxx X. Xxxxxxxx, VP and Portfolio Manager, Senior Vice President (since January 1999) of the Manager; an Age: 51 officer and portfolio manager of other Xxxxxxxxxxx funds. Prior to joining the Manager in April, 1995, he was a Vice President and Senior Portfolio Manager at First of America Investment Corp. (September 1986 - April 1995). ----------------------------------------------- ---------------------------------------------------------------------- ----------------------------------------------- ----------------------------------------------------------------------
Sample 1
AutoNDA by SimpleDocs

Related to Officers of the Fund

  • Officers of the Company (a) The Manager may appoint a President, a General Manager, one or more Vice Presidents, a Secretary and such other officers of the Company (including, without limitation, Station Managers) as the Manager may designate. Officers of the Company shall exercise such powers and duties as provided or delegated in this Operating Agreement, including, without limitation, the power and authority to act for and on behalf of the Company and to bind the Company in the normal or ordinary course of its business, as such business has been conducted prior to the formation of the Company and proposed to be conducted by the Manager. Each officer shall hold office until his or her death, disability, resignation or removal or, if a term is specified, until a successor to such office is appointed upon the expiration of his or her term. (b) The President shall have general supervision, direction and control of the Company and shall perform all duties incidental to his or her office. The President shall be responsible for the administration and operation of the Company’s business and general supervision of its policies and affairs, subject to the direction of the Manager. (c) In the absence or disability of the President, the Vice President or General Manager, if any, as selected by the Manager, shall perform all of the duties of the President and, when so acting, shall have such other powers and perform such other powers and duties as may be prescribed from time to time by the Manager. (d) The Secretary shall record or cause to be recorded, and shall keep or cause to be kept, at the Company’s principal place of business (although copies may be kept at the principal place of business of the Member) and such other place as the Manager may order, a book of minutes of actions taken at all meetings of the Manager and of the Member, with the time and place of holding, the notice thereof given, the names of those present at Manager and Member meetings and the proceedings thereof. The Secretary shall keep, or cause to be kept, at the Company’s principal place of business (although copies may be kept at the principal place of business of the Member) (i) a current list of the Manager, including the full name and business or residence address of each such Manager, (ii) a copy of the Certificate of Formation, and all amendments thereto, (iii) copies of the Company’s federal, state and local income tax or information returns and reports, if any, for the six most recent taxable years, (iv) a copy of this Operating Agreement and any amendments thereto, (v) copies of the financial statements of the Company, if any, for the six most recent Fiscal Years, (vi) a register setting forth the full name and business address of the Member, the outstanding Membership Interests of the Company held by the Member, a copy of the Certificate of Interest evidencing the Membership Interests of the Company held by the Member and any pledge of such Membership Interests, and (vii) the books and records of the Company as they relate to the internal affairs of the Company for at least the current and past four Fiscal Years. (e) The officers of the Company and other parties performing services on behalf of the Company shall be entitled to compensation based on the reasonable value of their services, subject to the discretion and approval of the Manager.

  • Officers of the Surviving Corporation The officers of the Company immediately prior to the Effective Time shall be the initial officers of the Surviving Corporation, each to hold office until the earlier of their resignation or removal or until their respective successors are duly elected and qualified, as the case may be.

  • Directors and Officers of the Surviving Company From and after the Effective Time, until successors are duly elected or appointed and qualified in accordance with applicable law, the directors and officers of the Merger Company immediately prior to the Effective Time shall be the directors and officers of the Surviving Company.

  • Directors and Officers of the Surviving Corporation The directors of Merger Sub immediately prior to the Effective Time will, from and after the Effective Time, be the directors of the Surviving Corporation, and the officers of the Company immediately prior to the Effective Time will, from and after the Effective Time, be the officers of the Surviving Corporation, in each case, until their respective successors have been duly elected, designated or qualified, or until their earlier death, disqualification, resignation or removal in accordance with the Surviving Corporation’s certificate of incorporation and bylaws.

  • Officers and Directors of the Surviving Corporation The directors of Merger Sub immediately prior to the Effective Time shall be the directors of the Surviving Corporation, and the officers of Merger Sub immediately prior to the Effective Time shall be the officers of the Surviving Corporation, each to hold office in accordance with the certificate of incorporation and by-laws of the Surviving Corporation, in each case until their respective successors are duly elected and qualified.

  • Officers of Surviving Corporation The officers of the Company at the Effective Time shall, from and after the Effective Time, be the officers of the Surviving Corporation until their successors have been duly elected or appointed and qualified or until their earlier death, resignation or removal in accordance with the Surviving Charter and the Surviving By-Laws.

  • Officers The officers of the Company immediately prior to the Effective Time shall be the officers of the Surviving Corporation, until the earlier of their resignation or removal or until their respective successors are duly elected and qualified, as the case may be.

  • Directors and Officers of Surviving Corporation The directors and officers of Merger Sub at the Effective Time shall, from and after the Effective Time, be the initial directors and officers, respectively, of the Surviving Corporation until their successors have been duly elected or appointed and qualified.

  • Officers and Employees (a) The day-to-day operational management of the Company may be exercised by such officers of the Company as may be appointed from time to time in accordance with this Section 4.3 (the “Officers”). The Managers may appoint such Officers as they may determine from time to time. The Officers, subject to the direction and control of the Managers, shall do all things and take all actions necessary to run the business of the Company. Each Officer shall have the powers and duties as may be prescribed to him or her by the Managers and, to the extent not so prescribed, as generally pertain to their respective offices. Each Officer shall hold office at the pleasure of the Managers. Each Officer shall serve until the earlier of his or her death, resignation or removal, and any Officer may be removed at any time, with or without cause, by the Managers. Any vacancy in any office shall also be filled by the Managers. Any Officer may resign at any time by delivering his or her written resignation to the Managers. (b) The Company may employ such employees as the Officers of the Company deem reasonably necessary to effectuate the purpose of the Company as set forth in Section 1.3.

  • Directors The directors of Merger Sub immediately prior to the Effective Time shall be the directors of the Surviving Corporation until the earlier of their resignation or removal or until their respective successors are duly elected and qualified.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!