Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 537 contracts
Samples: Underwriting Agreement (Wing Yip Food Holdings Group LTD), Underwriting Agreement (Uni-Fuels Holdings LTD), Underwriting Agreement (Ming Shing Group Holdings LTD)
Information. All information provided by the Company in its FINRA questionnaire to Representative Representative’s Counsel specifically for use by Representative Representative’s Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 88 contracts
Samples: Underwriting Agreement (Kairos Pharma, LTD.), Underwriting Agreement (Know Labs, Inc.), Underwriting Agreement (OS Therapies Inc)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 74 contracts
Samples: Underwriting Agreement (Creatd, Inc.), Underwriting Agreement (Inspira Technologies OXY B.H.N. LTD), Underwriting Agreement (Inspira Technologies OXY B.H.N. LTD)
Information. All To the Company’s knowledge, all information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 38 contracts
Samples: Underwriting Agreement (Nano Nuclear Energy Inc.), Underwriting Agreement (Nano Nuclear Energy Inc.), Underwriting Agreement (Nano Nuclear Energy Inc.)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Representative’s Counsel specifically for use by Representative Representative’s Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 19 contracts
Samples: Underwriting Agreement (SAMFINE CREATION HOLDINGS GROUP LTD), Underwriting Agreement (SAMFINE CREATION HOLDINGS GROUP LTD), Underwriting Agreement (HomesToLife LTD)
Information. All information provided by the Company in its FINRA questionnaire to Representative Representatives’ Counsel specifically for use by Representative Representatives’ Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 15 contracts
Samples: Underwriting Agreement (Know Labs, Inc.), Underwriting Agreement (Know Labs, Inc.), Underwriting Agreement (Fitell Corp)
Information. All information provided by the Company in its the FINRA questionnaire to Representative Representative’s Counsel specifically for use by Representative Representative’s Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 12 contracts
Samples: Underwriting Agreement (EVmo, Inc.), Underwriting Agreement (EVmo, Inc.), Underwriting Agreement (EVmo, Inc.)
Information. All information provided by the Company and its officers and directors in its their FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 12 contracts
Samples: Underwriting Agreement (My Size, Inc.), Underwriting Agreement (Kaspien Holdings Inc.), Underwriting Agreement (Avinger Inc)
Information. All information provided by the Company Parties in its the FINRA questionnaire to Representative Representative’s Counsel specifically for use by Representative Representative’s Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 9 contracts
Samples: Underwriting Agreement (Toughbuilt Industries, Inc), Underwriting Agreement (Toughbuilt Industries, Inc), Underwriting Agreement (Toughbuilt Industries, Inc)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System public offering system filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 8 contracts
Samples: Underwriting Agreement (Health in Tech, Inc.), Underwriting Agreement (SOBR Safe, Inc.), Underwriting Agreement (Emulate Therapeutics, Inc.)
Information. All information provided by the Company and its officers and directors in its their FINRA questionnaire questionnaires to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 7 contracts
Samples: Underwriting Agreement (Sg Blocks, Inc.), Underwriting Agreement (Sg Blocks, Inc.), Underwriting Agreement (Sg Blocks, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by the Representative Counsel in connection with its any Public Offering System filings (and related disclosure) with FINRA and any bring-down thereto is true, correct and complete in all material respects.
Appears in 7 contracts
Samples: Underwriting Agreement (FG Financial Group, Inc.), Underwriting Agreement (FG Financial Group, Inc.), Underwriting Agreement (FG Financial Group, Inc.)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System COBRADesk filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 6 contracts
Samples: Underwriting Agreement (Genspera Inc), Underwriting Agreement (AspenBio Pharma, Inc.), Underwriting Agreement (AspenBio Pharma, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Representatives Counsel specifically for use by Representative Representatives Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 6 contracts
Samples: Underwriting Agreement (New Age Beverages Corp), Underwriting Agreement (Sachem Capital Corp.), Underwriting Agreement (Immuron LTD)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Representatives Counsel specifically for use by Representative Representatives Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 6 contracts
Samples: Underwriting Agreement (Guardion Health Sciences, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to the Representative Counsel specifically for use by or Representative Counsel in connection with its Public Offering System Representative’s filings (and related disclosure) with FINRA under FINRA Rule 5110, including, without limitation, in any FINRA Questionnaire and representation letter, is true, correct and complete in all material respects.
Appears in 6 contracts
Samples: Underwriting Agreement (Biofrontera AG), Underwriting Agreement (Biofrontera AG), Underwriting Agreement (Biofrontera AG)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Representatives’ Counsel specifically for use by Representative Representatives’ Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 6 contracts
Samples: Underwriting Agreement (HiTek Global Inc.), Underwriting Agreement (YSX Tech Co., LTD), Underwriting Agreement (AeroClean Technologies, LLC)
Information. All information provided by the Company in its FINRA questionnaire to Representative the Representative’s Counsel specifically for use by Representative the Representative’s Counsel in connection with its Public Offering System public offering system filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 5 contracts
Samples: Underwriting Agreement (iOThree LTD), Underwriting Agreement (Hong Kong Pharma Digital Technology Holdings LTD), Underwriting Agreement (Primega Group Holdings LTD)
Information. All information provided by the Company Company’s officers and directors in its the FINRA questionnaire Questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 5 contracts
Samples: Underwriting Agreement (PARETEUM Corp), Underwriting Agreement (PARETEUM Corp), Underwriting Agreement (NanoVibronix, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Representative’s Counsel specifically for use by Representative Representative’s Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct correct, and complete in all material respects.
Appears in 5 contracts
Samples: Underwriting Agreement (Oranco Inc), Underwriting Agreement (Pixie Dust Technologies, Inc.), Underwriting Agreement (Pixie Dust Technologies, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct correct, and complete in all material respects.
Appears in 4 contracts
Samples: Underwriting Agreement (Treasure Global Inc), Underwriting Agreement (Treasure Global Inc), Underwriting Agreement (Verb Technology Company, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative the Representative’s Counsel specifically for use by Representative the Representative’s Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 4 contracts
Samples: Underwriting Agreement (RoyaLand Co Ltd.), Underwriting Agreement (RoyaLand Co Ltd.), Underwriting Agreement (Brera Holdings PLC)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 4 contracts
Samples: Underwriting Agreement (China Commercial Credit Inc), Underwriting Agreement (China Commercial Credit Inc), Underwriting Agreement (China Commercial Credit Inc)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by the Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 3 contracts
Samples: Underwriting Agreement (cbdMD, Inc.), Underwriting Agreement (Level Brands, Inc.), Underwriting Agreement (Level Brands, Inc.)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Representative’s Counsel specifically for use by Representative Representative’s Counsel in connection with its Public Offering System filings (and related disclosure) determination of the Offering’s compliance with applicable FINRA rules is true, correct and complete in all material respects.
Appears in 3 contracts
Samples: Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Tg Therapeutics, Inc.), Underwriting Agreement (Stemline Therapeutics Inc)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel the Representative’s counsel specifically for use by Representative Counsel the Representative’s counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 3 contracts
Samples: Underwriting Agreement (OMS Energy Technologies Inc.), Underwriting Agreement (1847 Goedeker Inc.), Underwriting Agreement (Gaucho Group Holdings, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Representative’s US Counsel specifically for use by Representative Representative’s US Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 3 contracts
Samples: Underwriting Agreement (Therapix Biosciences Ltd.), Underwriting Agreement (Therapix Biosciences Ltd.), Underwriting Agreement (Therapix Biosciences Ltd.)
Information. All To the Company’s knowledge, all information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct correct, and complete in all material respects.
Appears in 3 contracts
Samples: Underwriting Agreement (CW Petroleum Corp), Underwriting Agreement (CW Petroleum Corp), Underwriting Agreement (CW Petroleum Corp)
Information. All information provided by the Company and all information provided by its officers and directors in its their respective FINRA questionnaire questionnaires to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 2 contracts
Samples: Underwriting Agreement (Silynxcom Ltd.), Underwriting Agreement (Silynxcom Ltd.)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Representatives’ Counsel specifically for use by Representative Representatives’ Counsel in connection with its Public Offering System filings (and related disclosure) determination of the Offering’s compliance with applicable FINRA rules is true, correct and complete in all material respects.
Appears in 2 contracts
Samples: Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Stemline Therapeutics Inc)
Information. All information provided by the Company and all information provided by its officers and directors in its their respective FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 2 contracts
Samples: Underwriting Agreement (Sushi Ginza Onodera, Inc.), Underwriting Agreement (Sushi Ginza Onodera, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Representative’s Counsel specifically for use by Representative Representative’s Counsel in connection with its Public Offering System Representative’s filings (and related disclosure) with FINRA under FINRA Rule 5110 is true, correct and complete in all material respects.
Appears in 2 contracts
Samples: Underwriting Agreement (Lemeng Holdings LTD), Underwriting Agreement (Jayud Global Logistics LTD)
Information. All information provided by the Company in its FINRA questionnaire questionnaires to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 2 contracts
Samples: Underwriting Agreement (Treasure Global Inc), Underwriting Agreement (Treasure Global Inc)
Information. All To the Company's knowledge, all information provided by the Company in its FINRA questionnaire to Xxxxxxxxx Xxxxxx PLLC (“Representative Counsel Counsel”) specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 2 contracts
Samples: Underwriting Agreement (Gamer Pakistan Inc), Underwriting Agreement (Gamer Pakistan Inc)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel the Representative’s counsel specifically for use by Representative Counsel the Representative’s counsel in connection with its Public Offering System public offering system filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 2 contracts
Samples: Underwriting Agreement (Advanced Biomed Inc.), Underwriting Agreement (Advanced Biomed Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its FINRA’s Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 2 contracts
Samples: Underwriting Agreement (GEE Group Inc.), Underwriting Agreement (GEE Group Inc.)
Information. All information provided by the Company and all information provided by its officers and directors in its their FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 2 contracts
Samples: Underwriting Agreement (Beamr Imaging Ltd.), Underwriting Agreement (Beamr Imaging Ltd.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respectscomplete.
Appears in 1 contract
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by the Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA and any bring down thereto is true, correct and complete in all material respects.
Appears in 1 contract
Samples: Underwriting Agreement (cbdMD, Inc.)
Information. All all information provided by the Company in its FINRA questionnaire to Sxxxxxxxx Xxxxxxx Xxxx Xxxxxx LLP, counsel to the Representative Counsel (“Representative Counsel”), specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its FINRA Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Samples: Underwriting Agreement (Oculus Innovative Sciences, Inc.)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to the Representative Counsel specifically for use by or Representative Counsel in connection with its Public Offering System Representative’s filings (and related disclosure) with FINRA under FINRA Rule 5110 is true, correct and complete in all material respects.
Appears in 1 contract
Information. All information provided by the Company in its FINRA questionnaire to counsel to the Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Samples: Underwriting Agreement (Eleison Pharmaceuticals Inc)
Information. All To the Company’s knowledge, all information provided by the Company in its FINRA questionnaire Questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Samples: Underwriting Agreement (Heart Test Laboratories, Inc.)
Information. All information provided by the Company in its FINRA questionnaire Questionnaire to Representative Counsel Representative’s counsel specifically for use by Representative Counsel Representative’s counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Information. All information provided by the Company and its Subsidiaries, and to the knowledge of the Company, all information provided by their officers, directors and principal stockholders in its their respective, FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Samples: Underwriting Agreement (Direct Communication Solutions, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to the Representative Counsel specifically for use by Representative Counsel Hxxxxx and Bxxxx, LLP (“Representative’s Counsel”) in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Information. All information provided by the Company and all the information provided by its officers and directors in their in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract
Samples: Underwriting Agreement (Ipsidy Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA (the “FINRA Questionnaire”) is true, correct and complete in all material respects.
Appears in 1 contract
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects..
Appears in 1 contract
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel specifically for use by the Representative Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA and any bring-down thereto is true, correct and complete in all material respects.
Appears in 1 contract
Samples: Underwriting Agreement (cbdMD, Inc.)
Information. All information provided by the Company in its FINRA questionnaire to Representative Counsel counsel (the “Representative’s Counsel”) specifically for use by Representative Representative’s Counsel in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
Appears in 1 contract