Initial Stockholders’ NASD Affiliation. Based on questionnaires distributed to such persons, no officer, director or any beneficial owner of the Company’s unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Representative and its counsel if it learns that any officer, director or owner of at least 5% of the Company’s outstanding Common Shares is or becomes an affiliate or associated person of an NASD member participating in the offering.
Appears in 15 contracts
Samples: Underwriting Agreement (India Globalization Capital, Inc.), Underwriting Agreement (China Healthcare Acquisition Corp.), Underwriting Agreement (India Globalization Capital, Inc.)
Initial Stockholders’ NASD Affiliation. Based on questionnaires Questionnaires distributed to such persons, no officer, director or any beneficial owner of the Company’s unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Representative and its counsel if it learns that any officer, director or owner of at least 5% of the Company’s outstanding Common Shares Stock is or becomes an and affiliate or associated person of an NASD member participating in the offeringOffering.
Appears in 4 contracts
Samples: Underwriting Agreement (JK Acquisition Corp.), Underwriting Agreement (JK Acquisition Corp.), Underwriting Agreement (JK Acquisition Corp.)
Initial Stockholders’ NASD Affiliation. Based on questionnaires distributed to such persons, no officer, director or any beneficial owner of the Company’s 's unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Representative and its counsel if it learns that any officer, director or owner of at least 5% of the Company’s outstanding Common Shares is or becomes an affiliate or associated person of an NASD member participating in the offering.
Appears in 3 contracts
Samples: Underwriting Agreement (Great Wall Acquisition Corp), Underwriting Agreement (Great Wall Acquisition Corp), Underwriting Agreement (Great Wall Acquisition Corp)
Initial Stockholders’ NASD Affiliation. Based on questionnaires Questionnaires distributed to such persons, no officer, director or any beneficial owner of the Company’s 's unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Representative and its counsel if it learns that any officer, director or owner of at least 5% of the Company’s 's outstanding Common Shares Stock is or becomes an and affiliate or associated person of an NASD member participating in the offeringOffering.
Appears in 3 contracts
Samples: Underwriting Agreement (Harbor Acquisition Corp.), Underwriting Agreement (Harbor Acquisition Corp.), Underwriting Agreement (Energy Services Acquisition Corp.)
Initial Stockholders’ NASD Affiliation. Based on questionnaires distributed to such persons, no officer, director or any beneficial owner of the Company’s unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Representative and its counsel if it learns that any officer, director or owner of at least 5% of the Company’s outstanding shares of Common Shares Stock is or becomes an affiliate or associated person of an NASD member participating in the offering.
Appears in 1 contract
Initial Stockholders’ NASD Affiliation. Based on questionnaires distributed to such persons, no officer, director or any beneficial owner of the Company’s unregistered securities has any direct or indirect affiliation or association with any NASD member. The For a period of one year from the Effective Date, the Company will advise the Representative and its counsel if it learns that any officer, director or owner of at least 5% of the Company’s outstanding shares of Common Shares Stock is or becomes an affiliate or associated person of an NASD member participating in the offeringOffering.
Appears in 1 contract
