Insiders’ NASD Affiliation. Based on questionnaires distributed to such persons, except as set forth on Schedule 2.18.4, no officer, director or any beneficial owner of the Company's unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Representative and its counsel if it learns that any officer, director or owner of at least 5% of the Company's outstanding Common Stock is or becomes an affiliate or associated person of an NASD member participating in the offering.
Appears in 27 contracts
Samples: Underwriting Agreement (Jaguar Acquisition Corp.), Underwriting Agreement (Paramount Acquisition Corp), Underwriting Agreement (Jaguar Acquisition Corp.)
Insiders’ NASD Affiliation. Based on questionnaires distributed to such persons, except as set forth on Schedule 2.18.42.17.4, no officer, director or any beneficial owner of the Company's unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Representative and its counsel if it learns that any officer, director or owner of at least 5% of the Company's outstanding Common Stock Shares is or becomes an affiliate or associated person of an NASD member participating in the offering.
Appears in 12 contracts
Samples: Underwriting Agreement (Stone Arcade Acquisition CORP), Underwriting Agreement (Media & Entertainment Holdings, Inc.), Underwriting Agreement (Pharmamatrix Acquisition CORP)
Insiders’ NASD Affiliation. Based on questionnaires distributed to such personsthe Questionnaires, except as set forth on Schedule 2.18.42.17.4, no officer, director or any beneficial owner of the Company's unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Representative Co-Representatives and its their counsel if it learns that any officer, director or beneficial owner of at least 5% of the Company's outstanding Common Stock is or becomes an affiliate or associated person of an NASD member participating in the offeringmember.
Appears in 3 contracts
Samples: Underwriting Agreement (Media & Entertainment Holdings, Inc.), Underwriting Agreement (Media & Entertainment Holdings, Inc.), Underwriting Agreement (Media & Entertainment Holdings, Inc.)
Insiders’ NASD Affiliation. Based on questionnaires distributed to such persons, except as set forth on Schedule 2.18.4, no officer, director or any beneficial owner of the Company's unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Representative Representatives and each of its counsel if it learns that any officer, director or owner of at least 5% of the Company's outstanding Common Stock is or becomes an affiliate or associated person of an NASD member participating in the offering.
Appears in 3 contracts
Samples: Underwriting Agreement (Coconut Palm Acquisition Corp.), Underwriting Agreement (Coconut Palm Acquisition Corp.), Underwriting Agreement (Coconut Palm Acquisition Corp.)
Insiders’ NASD Affiliation. Based on questionnaires the Questionnaires distributed to such persons, except as set forth on Schedule 2.18.4, no officer, director or any beneficial owner of the Company's unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Representative and its counsel if it learns that any officer, director or owner of at least 5% of the Company's outstanding Class A and Class B Common Stock (in the aggregate) is or becomes an affiliate or associated person of an NASD member participating in the offering.
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