Insiders’ NASD Affiliation. Except as set forth on Schedule 2.19.4, to the Company’s knowledge, no (i) officer or director of the Company, (ii) owner of 5% or more of the Company’s unregistered securities or (iii) owner of any amount of the Company’s unregistered securities acquired within the 180-day period prior to the Filing Date, has any direct or indirect affiliation or association with any NASD member. The Company will advise the Underwriters and the NASD if any officer, director or stockholder of the Company is or becomes an affiliate or associated person of an NASD member participating in the offering.
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Samples: Underwriting Agreement (Gurunet Corp), Underwriting Agreement (Gurunet Corp)
Insiders’ NASD Affiliation. Except as set forth on Schedule SCHEDULE 2.19.4, to the Company’s knowledge, no (i) officer or director of the Company, (ii) owner of 5% or more of the Company’s 's unregistered securities or (iii) owner of any amount of the Company’s 's unregistered securities acquired within the 180-day period prior to the Filing Date, has any direct or indirect affiliation or association with any NASD member. The Company will advise the Underwriters and the NASD if any officer, director or stockholder of the Company is or becomes an affiliate or associated person of an NASD member participating in the offering.
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Insiders’ NASD Affiliation. Except as set forth on Schedule SCHEDULE 2.19.4, to the Company’s 's knowledge, no (i) officer or director of the Company, (ii) owner of 5% or more of the Company’s 's unregistered securities or (iii) owner of any amount of the Company’s 's unregistered securities acquired within the 180-day period prior to the Filing Date, has any direct or indirect affiliation or association with any NASD member. The Company will advise the Underwriters and the NASD if any officer, director or stockholder of the Company is or becomes an affiliate or associated person of an NASD member participating in the offering.
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