Common use of INTRODUCTION AND SCOPE Clause in Contracts

INTRODUCTION AND SCOPE. 1.1 During the course of providing Discretionary Management Services, Advisory Services and/or Execution Only Services to you, we may execute and arrange Investment Transactions on your behalf. In accordance with regulatory requirements set out by the FCA, we are required to provide you with information about the steps we take to obtain the best possible result when executing and arranging for your orders to be executed. We have established and implemented an Order Execution Policy covering these procedures and internal processes, which is designed so that we achieve the best result for you. A summary of this policy is shown below. 1.2 This Order Execution Policy does not apply to FX Spot Transactions and you should refer to Part 1, Section 1 paragraph 11 (FX Spot Transactions) for further information about how we price and execute FX Spot Transactions. 1.3 Where we arrange for your Investment Transactions to be executed by other members of the Deutsche Bank Group, if you are an Offshore Client or otherwise, then those companies will have their own order execution policies which will be disclosed to you as part of your relationship with them.

INTRODUCTION AND SCOPE. 1.1 During the course of providing Discretionary Management Services, Advisory Services and/or Execution Only Services to you, we may execute and arrange Investment Transactions on your behalf. In accordance with regulatory requirements set out by the FCA, we are required to provide you with information about the steps we take to obtain the best possible result when executing and arranging for your orders to be executed. We have established and implemented an Order Execution Policy covering these procedures and internal processes, which is designed so that we achieve the best result for you. A summary of this policy is shown below. 1.2 This Order Execution Policy does not apply to FX Spot Transactions and you should refer to Part 1, Section 1 paragraph 11 (FX Spot Transactions) for further information about how we price and execute FX Spot Transactions. 1.3 Where we arrange for your Investment Transactions to be executed by other members of the Deutsche Bank Group, if you are an Offshore Client or otherwise, then those companies will have their own order execution policies which will be disclosed to you as part of your relationship with them.