Laws Applicable to Funds Sample Clauses

Laws Applicable to Funds. Service Provider acknowledges that each Scudder Fund, as a registered investment company under the 1940 Axx, xx subject to the provisions of the 1940 Act and regulations thereunder, and that the offer and sale of its shares are subject to the provisions of federal and state laws and regulations applicable to the offer and sale of securities. The Transfer Agent and each Scudder Fund acknowledges that Service Provider is not resxxxxxxxe for such Scudder Fund's compliance with such laws and regulations. If the Xxxxxfer Agent or any Scudder Fund advises Service Provider that a procedure of Sexxxxx Provider related to the discharge of its obligations hereunder has or may have the effect of causing the Transfer Agent or any Scudder Fund to violate any of such laws or regulations, Service Xxxxxxxr shall develop a mutually agreeable alternative procedure which does not have such effect.
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Laws Applicable to Funds. VALIC acknowledges that the Trust is a registered investment company under the 1940 Act, is subject to the provisions of the 1940 Act and regulations thereunder, and that the offer and sale of Shares of the Funds are subject to the provisions of federal and state laws and regulations applicable to the offer and sale of securities. The Trust acknowledges that VALIC is not responsible for the Trust's or any Fund's compliance with such laws and regulations. If the Trust or any Fund notifies VALIC that a procedure or other activity of the VALIC related to the discharge of either of its obligations hereunder has or may have the effect of causing the Trust or any Fund to violate any of such laws or regulations,VALIC and the Trust, on behalf of the Funds, shall develop a mutually agreeable alternative procedure or activity which does not have such effect.
Sample 1Sample 2
Laws Applicable to Funds. The Service Provider acknowledges that the Trust is a registered investment company under the 1940 Act, is subject to the provisions of the 1940 Act and regulations thereunder, and that the offer and sale of the Shares of the Funds are subject to the provisions of federal and state laws and regulations applicable to the offer and sale of securities. The Trust acknowledges that the Service Provider and the Dealer are not responsible for the Trust's or any Fund's compliance with such laws and regulations. If the Trust or any Fund notifies the Service Provider and the Dealer that a procedure or other activity of the Service Provider or the Dealer related to the discharge of either of its obligations hereunder has or may have the effect of causing the Trust or any Fund to violate any of such laws or regulations, the Service Provider, the Dealer, and the Trust, on behalf of the Funds, shall develop a mutually agreeable alternative procedure or activity which does not have such effect.
Sample 1Sample 2
Laws Applicable to Funds. Service Provider acknowledges that each Fund, as a registered investment company under the 1940 Act, is subject to the provisions of the 1940 Act and regulations thereunder, and that the offer and sale of its shares are subject to the provisions of federal and state laws and regulations applicable to the offer and sale of securities. KDI, the Transfer Agent, and each Fund acknowledges that Service Provider is not responsible for such Fund's compliance with such laws and regulations. If KDI, the Transfer Agent, or any Fund advises Service Provider that a procedure of Service Provider related to the discharge of its obligations hereunder has or may have the effect of causing KDI, the Transfer Agent, or any Fund to violate any of such laws or regulations, Service Provider, KDI, the Transfer Agent, and the Funds shall develop a mutually agreeable alternative procedure which does not have such effect.
Sample 1Sample 2
Laws Applicable to Funds. Service Provider acknowledges that each Xxxxxxx Fund, as a registered investment company under the 1940 Act, is subject to the provisions of the 1940 Act and regulations thereunder, and that the offer and sale of its shares are subject to the provisions of federal and state laws and regulations applicable to the offer and sale of securities. Each Xxxxxxx Fund acknowledges that Service Provider is not responsible for such Xxxxxxx Fund's compliance with such laws and regulations. If the Transfer Agent or any Xxxxxxx Fund advises Service Provider that a procedure of Service Provider related to the discharge of its obligations hereunder has or may have the effect of causing the Transfer Agent or any Xxxxxxx Fund to violate any of such laws or regulations, Service Provider shall develop a mutually agreeable alternative procedure which does not have such effect.
Sample 1

Related to Laws Applicable to Funds

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  • Limitations Applicable to Section 16 Persons Notwithstanding any other provision of the Plan or this Agreement, if Participant is subject to Section 16 of the Exchange Act, the Plan, the Option and this Agreement shall be subject to any additional limitations set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 of the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by applicable law, this Agreement shall be deemed amended to the extent necessary to conform to such applicable exemptive rule.

  • Rules, Regulations and Policies Employee shall abide by and comply with all of the rules, regulations, and policies of Employer, including without limitation Employer's policy of strict adherence to, and compliance with, any and all requirements of the banking, securities, and antitrust laws and regulations.

  • Compliance with Laws, Rules and Regulations Tenant, at its sole cost and expense, shall comply with all laws, ordinances, orders, rules and regulations of state, federal, municipal, or other agencies or bodies having jurisdiction over use, condition, and occupancy of the Leased Premises. Tenant must use and maintain the Leased Premises in a clean, careful, safe, and proper manner and in compliance with all Applicable Laws, including Applicable Laws pertaining to health, safety, disabled persons, and the environment; provided, however, that Tenant shall not be required to make any structural changes or repairs to the Leased Premises unless the need for such structural changes or repairs is caused by Tenant, its agents, employees, invitees, or others for whom Tenant is responsible pursuant to the terms and provisions of this Lease. Notwithstanding anything to the contrary contained elsewhere in this section, it is expressly agreed and understood that Tenant’s obligation to comply with all Applicable Laws does not apply to any violations of Applicable Laws that (a) were in effect and (b) were being violated or with which the Leased Premises was not in compliance immediately prior to the time Tenant accepted the Leased Premises, including without limitation any existing environmental contamination. Tenant will comply with the rules and regulations of the Leased Premises adopted by Landlord in its reasonable discretion. All such rules and regulations and changes and amendments thereto will be sent by Landlord to Tenant in writing and shall thereafter be carried out and observed by Tenant.

  • Compliance with Rules and Policies The Executive shall perform all services in accordance with the lawful policies, procedures and rules established by the Company and the Board. In addition, the Executive shall comply with all laws, rules and regulations that are generally applicable to the Company or its subsidiaries and their respective employees, directors and officers.

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