Common use of License and Association Membership Clause in Contracts

License and Association Membership. Dealer's acceptance of this Selected Dealer Agreement constitutes a representation to the Company and the Dealer Manager that Dealer is a properly registered or licensed broker-dealer, duly authorized to sell Shares under Federal and state securities laws and regulations and in all states where it offers or sells Shares, and that it is a member in good standing of the NASD. This Selected Dealer Agreement shall automatically terminate if the Dealer ceases to be a member in good standing of such association, or in the case of a foreign dealer, so to conform. Dealer agrees to notify the Dealer Manager immediately if Dealer ceases to be a member in good standing, or in the case of a foreign dealer, so to conform. The Dealer Manager and Dealer each hereby agree to abide by applicable NASD Rules, specifically including, but not limited to, Rules 2340, 2420, 2730, 2740 and 2750.

Appears in 5 contracts

Samples: Dealer Manager Agreement (Hines Real Estate Investment Trust Inc), Dealer Manager Agreement (Hines Real Estate Investment Trust Inc), Dealer Manager Agreement (Hines Real Estate Investment Trust Inc)

AutoNDA by SimpleDocs

License and Association Membership. Participating Dealer's ’s acceptance of this Selected Dealer Agreement constitutes a representation to the Company and the Dealer Manager that Participating Dealer is a properly registered or licensed broker-dealer, duly authorized to sell Shares under Federal and state securities laws and regulations and in all states where it offers or sells Shares, and that it is a member in good standing of the NASD. This Selected Dealer Agreement shall automatically terminate if the Participating Dealer ceases to be a member in good standing of such association, or in the case of a foreign dealer, so to conform. Participating Dealer agrees to notify the Dealer Manager immediately if Participating Dealer ceases to be a member in good standing, or in the case of a foreign dealer, so to conform. The Dealer Manager and Dealer each also hereby agree agrees to abide by applicable the Rules of Fair Practice of the NASD Rules, specifically including, but not limited to, and to comply with Rules 2340, 2420, 2730, 2740 and 27502750 of the NASD Conduct Rules.

Appears in 4 contracts

Samples: Dealer Manager Agreement (Paladin Realty Income Properties Inc), Dealer Manager Agreement (Paladin Realty Income Properties Inc), Dealer Manager Agreement (Paladin Realty Income Properties Inc)

License and Association Membership. Dealer's acceptance of this Selected Dealer Agreement constitutes a representation to the Company Issuer, the Manager and the Dealer Manager that Dealer is a properly registered or licensed broker-dealer, duly authorized to sell Class A Common Shares under Federal and state securities laws and regulations and in all states where it offers or sells Class A Common Shares, and that it is a member in good standing of the NASDFINRA. This Selected Dealer Agreement shall automatically terminate if the Dealer ceases to be a member in good standing of such association, or in the case of a foreign dealer, so to conform. Dealer Xxxxxx agrees to notify the Dealer Manager immediately if Dealer ceases to be a member in good standing, or in the case of a foreign dealer, so to conform. The Dealer Manager and Dealer each hereby agree also xxxxxx agrees to abide by applicable the NASD Conduct Rules, specifically including, but not limited to, Rules 2340, 2420, 2730, 2740 2740, 2420 and 2750.

Appears in 3 contracts

Samples: Dealer Agreement (New School Properties, Inc.), Selected Dealer Agreement (New School Properties, Inc.), Dealer Agreement (New School Properties, Inc.)

License and Association Membership. Dealer's ’s acceptance of this Selected Dealer Agreement constitutes a representation to the Company and the Dealer Manager that Dealer is a properly registered or licensed broker-dealer, duly authorized to sell Shares under Federal and state securities laws and regulations and in the securities laws and regulations of all states where it Dealer offers or sells Shares, and that it is a member in good standing of the NASDFINRA. This Selected Dealer Agreement shall automatically terminate if the Dealer ceases to be a member in good standing of such association, or in the case of a foreign dealer, so to conform. Dealer agrees to notify the Dealer Manager immediately if Dealer ceases to be a member in good standing, or in the case of a foreign dealer, so to conform. The In addition, each of the Dealer Manager and Dealer each hereby agree agrees to abide by applicable NASD Rulescomply with the Conduct Rules of the NASD, specifically including, including but not limited to, to Rules 2340, 2420, 2730, 2740 and 2750.

Appears in 2 contracts

Samples: Dealer Manager Agreement (Behringer Harvard Multifamily Reit I Inc), Dealer Manager Agreement (Behringer Harvard Multifamily Reit I Inc)

License and Association Membership. Dealer's acceptance of this Selected Dealer Agreement constitutes a representation to the Company Issuer, the Manager and the Dealer Manager that Dealer is a properly registered or licensed broker-dealer, duly authorized to sell Common Shares under Federal and state securities laws and regulations and in all states where it offers or sells Common Shares, and that it is a member in good standing of the NASDFINRA. This Selected Dealer Agreement shall automatically terminate if the Dealer ceases to be a member in good standing of such association, or in the case of a foreign dealer, so to conform. Dealer Xxxxxx agrees to notify the Dealer Manager immediately if Dealer ceases to be a member in good standing, or in the case of a foreign dealer, so to conform. The Dealer Manager and Dealer each hereby agree also xxxxxx agrees to abide by applicable the NASD Conduct Rules, specifically including, but not limited to, Rules 2340, 2420, 2730, 2740 2740, 2420 and 2750.

Appears in 2 contracts

Samples: Dealer Agreement (Medical Hospitality Group, Inc.), Dealer Agreement (Medical Hospitality Group, Inc.)

License and Association Membership. Dealer's ’s acceptance of this Selected Dealer Agreement constitutes a representation to the Company and the Dealer Manager that Dealer is a properly registered or licensed broker-dealer, duly authorized to sell Shares under Federal and state securities laws and regulations and in the securities laws and regulations of all states where it Dealer offers or sells Shares, and that it is a member in good standing of the NASDFINRA. This Selected Dealer Agreement shall automatically terminate if the Dealer ceases to be a member in good standing of such association, or in the case of a foreign dealer, so to conform. Dealer agrees to notify the Dealer Manager immediately if Dealer ceases to be a member in good standing, or in the case of a foreign dealer, so to conform. The In addition, each of the Dealer Manager and Dealer each hereby agree agrees to abide by comply with the applicable rules of FINRA and the NASD Conduct Rules, specifically including, including but not limited to, to Rules 2340, 2420, 2730, 2740 and 2750.

Appears in 2 contracts

Samples: Dealer Manager Agreement (Behringer Harvard Opportunity REIT II, Inc.), Dealer Manager Agreement (Behringer Harvard Opportunity REIT II, Inc.)

License and Association Membership. Dealer's ’s acceptance of this Selected Dealer Agreement constitutes a representation to the Company and the Dealer Manager that Dealer is a properly registered or licensed broker-dealer, duly authorized to sell Shares under Federal and state securities laws and regulations and in the securities laws and regulations of all states where it Dealer offers or sells Shares, and that it is a member in good standing of the NASD. This Selected Dealer Agreement shall automatically terminate if the Dealer ceases to be a member in good standing of such association, or in the case of a foreign dealer, so to conform. Dealer agrees to notify the Dealer Manager immediately if Dealer ceases to be a member in good standing, or in the case of a foreign dealer, so to conform. The In addition, each of the Dealer Manager and Dealer each hereby agree agrees to abide by applicable NASD Rulescomply with the Conduct Rules of the NASD, specifically including, including but not limited to, to Rules 2340, 2420, 2730, 2740 and 2750.

Appears in 1 contract

Samples: Dealer Manager Agreement (Behringer Harvard Opportunity REIT II, Inc.)

AutoNDA by SimpleDocs

License and Association Membership. Dealer's ’s acceptance of this Selected Dealer Agreement constitutes a representation to the Company and the Dealer Manager that Dealer is a properly registered or licensed broker-dealer, duly authorized to sell Shares under Federal and state securities laws and regulations and in the securities laws and regulations of all states where it Dealer offers or sells Shares, and that it is a member in good standing of the NASDFINRA. This Selected Dealer Agreement shall automatically terminate if the Dealer ceases to be a member in good standing of such association, or in the case of a foreign dealer, so to conform. Dealer agrees to notify the Dealer Manager immediately if Dealer ceases to be a member in good standing, or in the case of a foreign dealer, so to conform. The In addition, each of the Dealer Manager and Dealer each hereby agree agrees to abide by applicable NASD Rulescomply with the Conduct Rules of FINRA, specifically including, including but not limited to, to Rules 2340, 2420, 2730, 2740 and 2750.

Appears in 1 contract

Samples: Dealer Manager Agreement (Behringer Harvard REIT II, Inc.)

License and Association Membership. Dealer's acceptance of this Selected Dealer Agreement constitutes a representation to the Company Issuer, the Manager and the Dealer Manager that Dealer is a properly registered or licensed broker-dealer, duly authorized to sell Common Shares under Federal and state securities laws and regulations and in all states where it offers or sells Common Shares, and that it is a member in good standing of the NASDFINRA. This Selected Dealer Agreement shall automatically terminate if the Dealer ceases to be a member in good standing of such association, or in the case of a foreign dealer, so to conform. Dealer Xxxxxx agrees to notify the Dealer Manager immediately if Dealer ceases to be a member in good standing, or in the case of a foreign dealer, so to conform. The Dealer Manager and Dealer each also hereby agree agrees to abide by applicable the NASD Conduct Rules, specifically including, but not limited to, Rules 2340, 2420, 2730, 2740 2740, 2420 and 2750, and FINRA Conduct Rules.

Appears in 1 contract

Samples: Dealer Agreement (Medical Hospitality Group, Inc.)

License and Association Membership. Dealer's acceptance of this Selected Dealer Agreement constitutes a representation to the Company and the Dealer Manager that Dealer is a properly registered or licensed broker-dealer, duly authorized to sell Shares under Federal and state securities laws and regulations and in all states where it offers or sells Shares, and that it is a member in good standing of the NASD. This Selected Dealer Agreement shall automatically terminate if the Dealer ceases to be a member in good standing of such association, or in the case of a foreign dealer, so to conform. Dealer agrees to notify the Dealer Manager immediately if Dealer ceases to be a member in good standing, or in the case of a foreign dealer, so to conform. The Dealer Manager and Dealer each hereby agree to abide by applicable the Rules of Fair Practice of the NASD Rules, specifically including, but not limited to, and to comply with Rules 2340, 2420, 2730, 2740 and 27502750 of the NASD Conduct Rules.

Appears in 1 contract

Samples: Dealer Manager Agreement (Hines Real Estate Investment Trust Inc)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!