License and Association Membership. Dealer’s acceptance of this Agreement constitutes a representation to the Company and the Dealer Manager that Dealer is a broker-dealer properly registered with the SEC, duly authorized to sell Shares under federal and state securities laws and regulations and in all states where it offers or sells Shares, and that it is a member in good standing of FINRA. This Agreement shall automatically terminate if the Dealer ceases to be a member in good standing of such association. Dealer agrees to notify the Dealer Manager immediately if Dealer ceases to be a member in good standing.
Appears in 18 contracts
Samples: Participating Broker Dealer Agreement (Carter Validus Mission Critical REIT II, Inc.), Participating Broker Dealer Agreement (Carter Validus Mission Critical REIT II, Inc.), Dealer Manager Agreement (Griffin-American Healthcare REIT III, Inc.)
License and Association Membership. Dealer’s acceptance of this Agreement constitutes a representation to the Company and the Dealer Manager that Dealer is a broker-dealer properly registered with the SEC, duly authorized to sell Shares under federal and state securities laws and regulations and in all states where it offers or sells Shares, and that it is a member in good standing of FINRA. This Agreement shall automatically terminate if the Dealer ceases to be a member in good standing of such associationFINRA. Dealer agrees to notify the Dealer Manager immediately if Dealer ceases to be a member in good standingstanding of FINRA.
Appears in 16 contracts
Samples: Dealer Manager Agreement (NexPoint Capital, Inc.), Dealer Manager Agreement (Nexpoint Multifamily Realty Trust, Inc.), Dealer Manager Agreement (Sierra Income Corp)
License and Association Membership. The Dealer’s acceptance of this Agreement constitutes a representation to the Company and Trust that the Dealer Manager that Dealer is a properly registered or licensed broker-dealer properly registered with the SECdealer, duly authorized to sell Shares under federal and state securities laws and regulations and in all states where it offers or sells Shares, and that it is a member in good standing of FINRA. This Agreement shall automatically terminate if the Dealer ceases to be a member in good standing of such association. Dealer agrees to notify the Dealer Manager immediately if Dealer ceases to be a member in good standing.of
Appears in 2 contracts
Samples: Selected Dealer Agreement (United Development Funding IV), Selected Dealer Agreement (United Development Funding IV)
License and Association Membership. Dealer’s acceptance of this Agreement constitutes a representation to the Company and the Dealer Manager that Dealer is a broker-dealer properly registered with the SEC, duly authorized to sell Shares under federal and state securities laws and regulations and in all states where it offers or sells Shares, and that it is a member in good standing of FINRA. This Agreement shall automatically terminate if the Dealer ceases to be a member in good standing of such associationFINRA. Dealer Dxxxxx agrees to notify the Dealer Manager immediately if Dealer ceases to be a member in good standing.
Appears in 1 contract
Samples: Dealer Manager Agreement (Pacific Office Properties Trust, Inc.)
License and Association Membership. Dealer’s acceptance of this Agreement constitutes a representation to the Company and the Dealer Manager that Dealer is a broker-dealer properly registered with the SEC, duly authorized to sell Shares under federal and state securities laws and regulations and in all states where it offers or sells Shares, and that it is a member in good standing of the FINRA. This Agreement shall automatically terminate if the Dealer ceases to be a member in good standing of such association. Dealer agrees to notify the Dealer Manager immediately if Dealer ceases to be a member in good standing.
Appears in 1 contract
Samples: Dealer Manager Agreement (Grubb & Ellis Healthcare REIT, Inc.)
License and Association Membership. Dealer’s acceptance of this Participating Dealer Agreement constitutes a representation to the Company and the Dealer Manager that Dealer is a properly registered broker-dealer properly registered with under the SECExchange Act, is duly licensed as a broker-dealer and authorized to sell Shares under federal Federal and state securities laws and regulations and in all states where it offers or sells Shares, and that it is a member in good standing of FINRA. This Agreement shall automatically terminate if the Dealer ceases to be a member in good standing of such association. Dealer agrees to notify the Dealer Manager immediately if Dealer ceases to be a member in good standing.of
Appears in 1 contract
Samples: Dealer Manager Agreement (Griffin-American Healthcare REIT IV, Inc.)
