Liens and Levies. If for any reason my Account is subject to a lien or levy directed to Xxxxxxxx, Xxxxxxxx will abide by the directions of the federal, state, or other levying authority unless it receives a court order staying or quashing the lien or levy or some other form of release from the levying authority. In the event Xxxxxxxx receives a lien or levy on my Account, my Account may be assessed a reasonable processing fee.
Liens and Levies. If for any reason your account is subject to a lien or levy directed to the Clearing Agent or HFS, both parties will abide by the directions of the federal, state, or other levying authority unless it receives a court order staying or quashing the lien or levy, or some other form of release from the levying authority. In the event the Clearing Agent receives a lien or levy on the account, the account may be assessed reasonable processing fees.
Liens and Levies. If for any reason your account is subject to a lien or levy directed to the Clearing Agent or AFS, both parties will abide by the directions of the federal, state, or other levying authority unless it receives a court order staying or quashing the lien or levy, or some other form of release from the levying authority. In the event the Clearing Agent receives a lien or levy on the account, the account may be assessed reasonable processing fees. Responsibility for Investment Decisions. You are solely responsible for all trading and other activities conducted in relation to your account. In connection with the account, you are subject to the restrictions that are placed on the account by the Plan fiduciaries. Responsibility for Account Accuracy. AFS shall have no responsibility for monitoring and validating the balances, transactions, or valuations in your account. It is your responsibility to monitor and validate your account for accuracy and to advise AFS promptly by telephone about any discrepancies of which you become aware pertaining to balances, transactions, or valuations involving account property or investments. It also shall be your responsibility to promptly notify AFS by telephone at 0.000.000.0000 if you become aware of any of the following: • any failure to see reflected in the trade confirmations, accounts statements, or other expected communications received by you, an accurate entry indicating that an order, including a cancellation or modification of a prior order, was received, is being acted upon and/or was executed; • any failure to receive an accurate confirmation of an execution; • any discrepancies between what has been entered into the system and/or any status reported or other information we provide on trade confirmations, account statements, or other expected communication received by you; or • any receipt of any trade confirmation, account statement, or expected communication reflecting an order and/or report of the execution of a transaction which was not placed or authorized in the account. If you fail to promptly notify AFS of any of the above conditions or events of which you become aware, AFS shall not be liable for any consequences. If proper notification is given to AFS and AFS is determined to be responsible for any of the service failures, discrepancies, or other conditions or events noted above, AFS’ liability is limited as described in the section titled Limitation Of Liability. AFS’ Role. Please be aware of the followin...
