Limitations on Services. The parties recognize that certain responsibilities and obligations are imposed by federal and state securities laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, in-house "due diligence" or "compliance" departments of brokerage houses, etc. Accordingly, CONSULTANT agrees: (a) CONSULTANT shall NOT release any financial or other information or data about the COMPANY without the consent, approval and signature of the COMPANY, signatures on press releases are necessary. (b) CONSULTANT shall NOT conduct any meetings with financial investors without informing the COMPANY in advance of the proposed meeting and the format or agenda of such meeting and the COMPANY may elect to have a representative of the COMPANY attend at such meeting. (c) CONSULTANT shall NOT release any information or data about the COMPANY to any selected or limited person(s), entity, or group if CONSULTANT is aware that such information or data has not been generally released or promulgated. (d) After notice by the COMPANY of filing for a proposed public offering of securities of the COMPANY, and during any period of restriction on publicity, CONSULTANT shall not engage in any public relations efforts not in the normal course without approval of counsel for the COMPANY and of counsel for the underwriter(s), if any.
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Samples: Financial Public Relations Consulting Agreement (Platinum & Gold Inc), Financial Public Relations Consulting Agreement (Ip Voice Com Inc), Financial Public Relations Consulting Agreement (National Boston Medical Inc)
Limitations on Services. The parties recognize that certain responsibilities and obligations are imposed by federal and state securities laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, in-house "due diligence" or "compliance" departments of brokerage houses, etc. Accordingly, CONSULTANT agrees:
(a) CONSULTANT shall NOT release any financial or other information or data about the COMPANY without the consent, written consent and approval and signature of at least one officer of the COMPANY, signatures on press releases are necessary.
(b) CONSULTANT shall NOT conduct any meetings with financial investors analysts without informing the COMPANY in advance of the proposed meeting meetings and the format or agenda of such meeting and the COMPANY may elect to have a representative of the COMPANY attend at any such meeting.
meetings. (c) CONSULTANT shall NOT release any information or data about the COMPANY to any selected or limited person(s), entity, or group if CONSULTANT is aware that such information or data has not been generally released or promulgated.
(d) CONSULTANT shall NOT release or use for any other purpose, data on the COMPANY'S investors or potential investors without the written commission of the COMPANY.
(e) After notice by the COMPANY of a filing for a proposed public offering of securities of the COMPANY, and during any period of restriction on publicity, CONSULTANT shall not engage in any public relations efforts not in the normal course without approval of counsel for the COMPANY and of counsel for the underwriter(s), if any.
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Limitations on Services. The parties recognize that certain responsibilities and obligations are imposed by federal and state securities laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, in-house "βdue diligence" β or "compliance" compliance departments of brokerage houses, etc. Accordingly, Accordingly CONSULTANT agrees:
(a) CONSULTANT shall NOT release any financial or other information or data about the COMPANY without the consent, consent and approval and signature of the COMPANY, signatures on press areas releases are necessarynecessary by COMPANY counsel.
(b) CONSULTANT shall NOT conduct any meetings with financial investors analysts without informing the COMPANY in advance of the proposed meeting and the format or agenda of such meeting and the COMPANY may elect to have a representative of the COMPANY attend at such meeting.
(c) CONSULTANT shall NOT release any information or data about the COMPANY to any selected or limited person(s), entity, or group if CONSULTANT is aware that such information or data has not been generally released or promulgated.
(d) After notice by the COMPANY of filing for a proposed public offering of securities of the COMPANY, and during any period of restriction on publicity, CONSULTANT shall not engage in any public relations efforts not in the normal course without approval of counsel for the COMPANY and of counsel for the underwriter(s), if any.
(e) CONSULTANT shall comply with and make all necessary disclosure as required under the federal securities laws, including but not limited to, sections 17(a) and 17(b) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934.
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