LIST OF PORTFOLIOS. Operational Funds NYSE EGShares Beyond BRICS ETF BBRC EGShares Brazil Infrastructure ETF BRXX EGShares China Infrastructure ETF CHXX EGShares EM Dividend High Income ETF EMHD EGShares Emerging Markets Consumer ETF ECON EGShares Emerging Markets Core ETF EMCR EGShares Emerging Markets Dividend Growth ETF EMDG EGShares Emerging Markets Domestic Demand ETF EMDD EGShares India Consumer ETF INCO EGShares India Infrastructure ETF INXX EGShares India Small Cap ETF SCIN EGShares Low Volatility Emerging Markets Dividend ETF HILO EGShares TCW EM Short Term Investment Grade Bond ETF SEMF EGShares TCW EM Intermediate Term Investment Grade Bond ETF IEMF EGShares TCW XX Xxxx Term Investment Grade Bond ETF LEMF Non-Operational Funds with Effective Registration Statements NYSE EGShares Beyond BRICs Emerging Asia Consumer ETF ACON EGShares Beyond BRICs Emerging Asia Infrastructure ETF EAXX EGShares Beyond BRICs Emerging Asia Small Cap ETF SCEA EGShares Brazil Mid Cap ETF BZMC EGShares China Mid Cap ETF CHMC EGShares EM Asia Consumer ETF ACON EGShares Emerging Markets Balanced Income ETF EBAL EGShares Emerging Markets Consumer Small Cap ETF SCON EGShares Emerging Markets Core Balanced ETF CRBL EGShares Emerging Markets Core Dividend ETF CRDV EGShares Emerging Markets Food and Agriculture ETF EATS EGShares Emerging Markets Natural Resources ETF EMNR EGShares Emerging Markets Real Estate ETF EMRE EGShares India Basic Materials ETF INBA EGShares India Consumer Goods ETF INCG EGShares India Energy ETF INEN EGShares India Financials ETF INFS EGShares India Health Care ETF INHK EGShares India Industrials ETF INID EGShares India Technology ETF INQQ EGShares Low Volatility China Dividend ETF LVCH EGShares Low Volatility Brazil Dividend ETF LVBZ EGShares South Africa Small Cap ETF SASC EGShares Turkey Small Cap ETF TUSC EGShares Low Volatility India Dividend ETF LVIN Non-Operational Funds without Effective Registration Statements NYSE EGShares Blue Chip EM Achievers ETF EGShares XX Xxxx ETF EGShares XX Xxxx Investment Grade ETF EGShares EM Equal Weight Sector ETF EGShares EM Strategic Sector Allocation ETF EGShares EM Strategic Sector Allocation ETF (active) EGShares EM Tactical Sector Allocation ETF EGShares EM Tactical Sector Allocation ETF (active) XXXXXXXX X
LIST OF PORTFOLIOS. Appendix A (List of Portfolios) of the Administration Agreement is deleted in its entirety and replaced with the Appendix A (List of Portfolios) attached hereto.
LIST OF PORTFOLIOS. Appendix A (List of Portfolios) of the Existing Agreement is deleted in its entirety and replaced with the Appendix A below. Appendix A List of Portfolios Heartland Value Fund Heartland Value Plus Fund Heartland Mid Cap Value Fund Schedule B to this Amendment General Terms
LIST OF PORTFOLIOS. Schedule A (List of Portfolios) of the Distribution Agreement is deleted in its entirety and replaced with the Schedule A (List of Portfolios) attached hereto.
LIST OF PORTFOLIOS. Appendix A (List of Portfolios) of the TA ICS Agreement is deleted in its entirety and replaced with the Appendix A (List of Portfolios) attached hereto.
LIST OF PORTFOLIOS. Effective as of November 1, 2012 Whitebox Tactical Opportunities Fund Whitebox Long Short Equity Fund
LIST OF PORTFOLIOS. Exhibit A (List of Portfolios) of the Distribution Fee Letter Agreement is deleted in its entirety and replaced with the Exhibit A (List of Portfolios) attached hereto.
LIST OF PORTFOLIOS. Whitebox Tactical Opportunities Fund Whitebox Long Short Equity Fund Whitebox Enhanced Convertible Fund APPENDIX B SERVICES Medallion Distribution • Act as legal underwriter/distributor • Maintain licensing of sponsor’s staff: • Coordinate testing • File documentation • Maintain and supervise existing registrations • Prepare, update, execute and maintain broker/dealer selling agreements • Review/ file all marketing materials with FINRA • Oversee and administer 12b-1 plans
LIST OF PORTFOLIOS. PORTFOLIO CLASSES OFFERED AQR Large Cap Momentum Style Fund Class I Class N Class R6 AQR Small Cap Momentum Style Fund Class I Class N Class R6 AQR International Momentum Style Fund Class I Class N Class R6 AQR Global Equity Fund Class N Class I Class Y Class R6 AQR Diversified Arbitrage Fund Class N Class I Class R6 AQR Managed Futures Strategy Fund Class N Class I Class R6 AQR Multi-Asset Fund Class N Class I Class R6 AQR TM Large Cap Momentum Style Fund Class I Class N Class R6 AQR TM Small Cap Momentum Style Fund Class I Class N Class R6 AQR TM International Momentum Style Fund Class I Class N Class R6 AQR Large Cap Defensive Style Fund Class N Class I Class R6 AQR International Defensive Style Fund Class N Class I Class R6 AQR Risk-Balanced Commodities Strategy Fund Class N Class I Class R6 AQR Risk Parity II MV Fund Class N Class I Class Y Class R6 AQR Large Cap Multi-Style Fund Class N Class I Class R6 AQR Small Cap Multi-Style Fund Class N Class I Class R6 AQR International Multi-Style Fund Class N Class I Class R6 AQR Long-Short Equity Fund Class N Class I Class R6 AQR Managed Futures Strategy HV Fund Class N Class I Class R6 AQR Global Macro Fund Class N Class I Class R6 AQR Emerging Multi-Style Fund Class I Class N Class R6 AQR Equity Market Neutral Fund Class I Class N Class R6 AQR Style Premia Alternative Fund Class I Class N Class R6 AQR TM Large Cap Multi-Style Fund Class I Class N Class R6 AQR TM Small Cap Multi-Style Fund Class I Class N Class R6 AQR TM International Multi-Style Fund Class I Class N Class R6 AQR TM Emerging Multi-Style Fund Class I Class N Class R6 AQR Style Premia Alternative II Fund Class I Class N Class R6 AQR Alternative Risk Premia Fund Class I Class N Class R6 AQR Core Plus Bond Fund Class I Class N Class R6 AQR High Yield Bond Fund Class I Class N Class R6 AQR Diversifying Strategies Fund Class I Class N Class R6 Schedule B to this Amendment General Terms
LIST OF PORTFOLIOS. The following is a list of Portfolios referred to in the first WHEREAS clause of the above-referenced Custodian Agreement. Alleghany/Montag & Xxxxxxxx Growth Fund Alleghany/Chicago Trust Growth & Income Fund Alleghany/Chicago Trust Talon Fund Alleghany/Chicago Trust Balanced Fund Alleghany/Montag & Xxxxxxxx Balanced Fund Alleghany/Chicago Trust Bond Fund Alleghany/Chicago Trust Municipal Bond Fund Alleghany/Chicago Trust Money Market Fund Alleghany/Chicago Trust SmallCap Value Fund Alleghany/Veredus Aggressive Growth Fund Alleghany/Veredus SciTech Fund Alleghany/TAMRO Large Cap Value Fund Alleghany/TAMRO Small Cap Fund
