LIST OF PORTFOLIOS. Funds NYSE EGShares GEMS Composite ETF AGEM EGShares Emerging Markets Metals & Mining ETF EMT EGShares Emerging Markets Consumer ETF ECON EGShares Energy GEMS ETF OGEM EGShares Financials GEMS ETF FGEM EGShares India Infrastructure ETF INXX EGShares China Infrastructure ETF CHXX EGShares Brazil Infrastructure ETF BRXX EGShares India Small Cap ETF SCIN EGShares Basic Materials GEMS ETF LGEM EGShares Health Care GEMS ETF HGEM EGShares Industrials GEMS ETF IGEM EGShares Consumer Goods GEMS ETF GGEM EGShares Consumer Services GEMS ETF VGEM EGShares Technology GEMS ETF QGEM EGShares Telecom GEMS ETF TGEM EGShares Utilities GEMS ETF UGEM EGShares China Mid Cap ETF CHMC EGShares Brazil Mid Cap ETF BZMC Emerging Global Shares INDXX Russia Small Cap Index Fund Emerging Global Shares INDXX Thailand Small Cap Index Fund Emerging Global Shares INDXX Malaysia Small Cap Index Fund EGShares India Consumer ETF INCO EGShares India Financials ETF INFS EGShares India Health Care ETF INHK EGShares India Energy ETF INEN EGShares India Basic Materials ETF INBA EGShares India Utilities ETF INUT EGShares India Technology ETF INQQ EGShares India Industrials ETF INID EGShares India Telecom ETF INTM Emerging Global Shares INDXX Mexico Small/Mid Cap Index Fund Emerging Global Shares INDXX Indonesia Small Cap Index Fund EGShares Emerging Markets Food and Agriculture ETF EATS EGShares Low Volatility Emerging Markets Dividend ETF HILO EGShares Low Volatility India Dividend ETF LVIN Emerging Global Shares INDXX Emerging Markets REIT Index Fund Emerging Global Shares Xxxxxx/XXX 000 Xxxxx Index Fund EGShares Beyond BRICS ETF EGShares Beyond BRICs Emerging Asia Consumer ETF EGShares Beyond BRICs Emerging Asia Infrastructure ETF EGShares Beyond BRICs Emerging Asia Small Cap ETF EGShares Emerging Markets Balanced Income ETF EGShares Emerging Markets Consumer Small Cap ETF EGShares Emerging Markets Domestic Demand ETF EGShares Emerging Markets Real Estate ETF EGShares India Consumer Goods ETF EGShares Low Volatility China Dividend ETF EGShares Low Volatility Brazil Dividend ETF EGShares South Africa Small Cap ETF
LIST OF PORTFOLIOS. Appendix A (List of Portfolios) of the Administration Agreement is deleted in its entirety and replaced with the Appendix A (List of Portfolios) attached hereto.
LIST OF PORTFOLIOS. Schedule A (List of Portfolios) of the Distribution Agreement is deleted in its entirety and replaced with the Schedule A (List of Portfolios) attached hereto.
LIST OF PORTFOLIOS. Appendix A (List of Portfolios) of the Existing Agreement is deleted in its entirety and replaced with the Appendix A below. Appendix A List of Portfolios Heartland Value Fund Heartland Value Plus Fund Heartland Mid Cap Value Fund Schedule B to this Amendment General Terms
LIST OF PORTFOLIOS. Appendix A (List of Portfolios) of the TA ICS Agreement is deleted in its entirety and replaced with the Appendix A (List of Portfolios) attached hereto.
LIST OF PORTFOLIOS. Effective as of November 1, 2012 Whitebox Tactical Opportunities Fund Whitebox Long Short Equity Fund
LIST OF PORTFOLIOS. Exhibit A (List of Portfolios) of the Distribution Fee Letter Agreement is deleted in its entirety and replaced with the Exhibit A (List of Portfolios) attached hereto.
LIST OF PORTFOLIOS. Whitebox Tactical Opportunities Fund Whitebox Long Short Equity Fund Whitebox Enhanced Convertible Fund APPENDIX B SERVICES Medallion Distribution • Act as legal underwriter/distributor • Maintain licensing of sponsor’s staff: • Coordinate testing • File documentation • Maintain and supervise existing registrations • Prepare, update, execute and maintain broker/dealer selling agreements • Review/ file all marketing materials with FINRA • Oversee and administer 12b-1 plans
LIST OF PORTFOLIOS. PORTFOLIO CLASSES OFFERED AQR Large Cap Momentum Style Fund Class I Class N Class R6 AQR Small Cap Momentum Style Fund Class I Class N Class R6 AQR International Momentum Style Fund Class I Class N Class R6 AQR Global Equity Fund Class N Class I Class Y Class R6 AQR Diversified Arbitrage Fund Class N Class I Class R6 AQR Managed Futures Strategy Fund Class N Class I Class R6 AQR Multi-Asset Fund Class N Class I Class R6 AQR TM Large Cap Momentum Style Fund Class I Class N Class R6 AQR TM Small Cap Momentum Style Fund Class I Class N Class R6 AQR TM International Momentum Style Fund Class I Class N Class R6 AQR Large Cap Defensive Style Fund Class N Class I Class R6 AQR International Defensive Style Fund Class N Class I Class R6 AQR Risk-Balanced Commodities Strategy Fund Class N Class I Class R6 AQR Risk Parity II MV Fund Class N Class I Class Y Class R6 AQR Large Cap Multi-Style Fund Class N Class I Class R6 AQR Small Cap Multi-Style Fund Class N Class I Class R6 AQR International Multi-Style Fund Class N Class I Class R6 AQR Long-Short Equity Fund Class N Class I Class R6 AQR Managed Futures Strategy HV Fund Class N Class I Class R6 AQR Global Macro Fund Class N Class I Class R6 AQR Emerging Multi-Style Fund Class I Class N Class R6 AQR Equity Market Neutral Fund Class I Class N Class R6 AQR Style Premia Alternative Fund Class I Class N Class R6 AQR TM Large Cap Multi-Style Fund Class I Class N Class R6 AQR TM Small Cap Multi-Style Fund Class I Class N Class R6 AQR TM International Multi-Style Fund Class I Class N Class R6 AQR TM Emerging Multi-Style Fund Class I Class N Class R6 AQR Style Premia Alternative II Fund Class I Class N Class R6 AQR Alternative Risk Premia Fund Class I Class N Class R6 AQR Core Plus Bond Fund Class I Class N Class R6 AQR High Yield Bond Fund Class I Class N Class R6 AQR Diversifying Strategies Fund Class I Class N Class R6 Schedule B to this Amendment General Terms
LIST OF PORTFOLIOS. The following is a list of Portfolios referred to in the first WHEREAS clause of the above-referenced Custodian Agreement. Alleghany/Montag & Xxxxxxxx Growth Fund Alleghany/Chicago Trust Growth & Income Fund Alleghany/Chicago Trust Talon Fund Alleghany/Chicago Trust Balanced Fund Alleghany/Montag & Xxxxxxxx Balanced Fund Alleghany/Chicago Trust Bond Fund Alleghany/Chicago Trust Municipal Bond Fund Alleghany/Chicago Trust Money Market Fund Alleghany/Chicago Trust SmallCap Value Fund Alleghany/Veredus Aggressive Growth Fund Alleghany/Veredus SciTech Fund
