Maintenance of Accounting Records. Except as set for above, CMIS shall maintain and hold, on behalf of and as agent for CUNA Brokerage, those records pertaining to variable annuity contracts required to be maintained and preserved by the 1934 Act, any regulations thereunder, and any applicable FINRA rules. All such books and records are, and shall at all times remain, the property of CUNA Brokerage and shall at all times be subject to inspection by duly authorized officers, auditors, and representatives of CUNA Brokerage and by the Securities and Exchange Commission, FINRA, and other regulatory authorities having proper jurisdiction.
Appears in 4 contracts
Samples: Distribution Agreement (Cuna Mutual Variable Annuity Account), Distribution Agreement (Cuna Mutual Variable Annuity Account), Distribution Agreement (Cuna Mutual Variable Annuity Account)
Maintenance of Accounting Records. Except as set for forth above, CMIS shall maintain and hold, on behalf of and as agent for CUNA Brokerage, those records pertaining to variable annuity universal life contracts required to be maintained and preserved by the 1934 Act, any regulations thereunder, and any applicable FINRA rules. All such books and records are, and shall at all times remain, the property of CUNA Brokerage and shall at all times be subject to inspection by duly authorized officers, auditors, and representatives of CUNA Brokerage and by the Securities and Exchange Commission, FINRA, and other regulatory authorities having proper jurisdiction.
Appears in 3 contracts
Samples: Distribution Agreement (Cuna Mutual Variable Life Insurance Account), Distribution Agreement (Cuna Mutual Variable Life Insurance Account), Distribution Agreement (Cuna Mutual Variable Life Insurance Account)
