Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 551 contracts
Samples: Securities Purchase Agreement (Blue Star Foods Corp.), Securities Purchase Agreement (La Rosa Holdings Corp.), Securities Purchase Agreement (iCoreConnect Inc.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 77 contracts
Samples: Security Purchase Agreement (Amyris, Inc.), Securities Purchase Agreement (EVINE Live Inc.), Securities Purchase Agreement (Oramed Pharmaceuticals Inc.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the Securities (other than for the placement agent’s placement of the Securities), or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 52 contracts
Samples: Securities Purchase Agreement (Clinical Data Inc), Securities Purchase Agreement (Advanced Cell Technology, Inc.), Securities Purchase Agreement (New Dragon Asia Corp)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 51 contracts
Samples: Securities Purchase Agreement (Madison Technologies Inc.), Securities Purchase Agreement (White River Energy Corp.), Securities Purchase Agreement (AmeriCrew Inc.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the Securities (other than for the placement agent's placement of the Securities), or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 28 contracts
Samples: Securities Purchase Agreement (Linux Gold Corp), Securities Purchase Agreement (Spectre Gaming Inc), Securities Purchase Agreement (Navstar Media Holdings, Inc.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) other than the Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) other than the Agent, paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 28 contracts
Samples: Securities Purchase Agreement (Minerva Neurosciences, Inc.), Securities Purchase Agreement (Avanex Corp), Securities Purchase Agreement (Phantom Fiber Corp)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) other than the Placement Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) other than the Placement Agent, paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 22 contracts
Samples: Securities Purchase Agreement (Adcare Health Systems Inc), Securities Purchase Agreement (A-Power Energy Generation Systems, Ltd.), Securities Purchase Agreement (Earth Biofuels Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, ; (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, ; or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 20 contracts
Samples: Securities Purchase Agreement (Blue Star Foods Corp.), Securities Purchase Agreement (SIMPLICITY ESPORTS & GAMING Co), Securities Purchase Agreement (SIMPLICITY ESPORTS & GAMING Co)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 14 contracts
Samples: Securities Purchase Agreement (Emergent Capital, Inc.), Securities Purchase Agreement (Minrad International, Inc.), Securities Purchase Agreement (Act Teleconferencing Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) except in private transactions not involving a market maker, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, securities of the Company or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company, other than, in the case of clauses (ii) and (iii), compensation paid to the Company’s placement agent in connection with the placement of the Securities.
Appears in 13 contracts
Samples: Securities Purchase Agreement (CannLabs, Inc.), Note Purchase Agreement (CannLabs, Inc.), Securities Purchase Agreement (CannLabs, Inc.)
Manipulation of Price. The Company has not, and and, to its the knowledge of the Company, no one Person acting on its behalf has: (i) taken, directly or indirectly, (i) taken any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 13 contracts
Samples: Securities Purchase Agreement (Nuburu, Inc.), Securities Purchase Agreement (Nuburu, Inc.), Securities Purchase Agreement (Mullen Automotive Inc.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) other than the Agent sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) other than the Agent paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 10 contracts
Samples: Securities Purchase Agreement (SouthPeak Interactive CORP), Securities Purchase Agreement (SouthPeak Interactive CORP), Securities Purchase Agreement (China Bak Battery Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to resultresult in, or that could has constituted or which might reasonably be expected to cause or resultconstitute, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid anyone any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 8 contracts
Samples: Subscription Agreement (Liquidmetal Technologies Inc), Securities Purchase Agreement (Epiq Systems Inc), Securities Purchase and Exchange Agreement (Liquidmetal Technologies Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) other than the Placement Agents, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) other than the Placement Agents, paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 8 contracts
Samples: Securities Purchase Agreement, Securities Purchase Agreement (Genesis Biopharma, Inc), Securities Purchase Agreement (Nova Biosource Fuels, Inc.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) other than the Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, Securities or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Us Dataworks Inc), Securities Purchase Agreement (General Steel Holdings Inc), Securities Purchase Agreement (Javo Beverage Co Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Comstock Inc.), Warrant Issuance Agreement (Quest Patent Research Corp), Form of Securities Purchase Agreement (Summit Wireless Technologies, Inc.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.. SECURITIES PURCHASE AGREEMENT | PAGE 8
Appears in 5 contracts
Samples: Securities Purchase Agreement (Code Green Apparel Corp), Securities Purchase Agreement (Code Green Apparel Corp), Securities Purchase Agreement (Code Green Apparel Corp)
Manipulation of Price. The Company has not, and to its knowledge Knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the Securities (other than for the placement agent's placement of the Securities), or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 5 contracts
Samples: First Senior Secured Convertible Loan Agreement (Navstar Media Holdings, Inc.), Securities Purchase Agreement (Tidelands Oil & Gas Corp/Wa), Securities Purchase Agreement (China Biopharmaceuticals Holdings Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the Securities, or (iiiii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Ambient Water Corp), Securities Purchase Agreement (Ambient Water Corp), Securities Purchase Agreement (Ambient Water Corp)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesSecurities (except for customary placement fees payable in connection with this transaction), or (iii) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the CompanyCompany (except for customary placement fees payable in connection with this transaction).
Appears in 4 contracts
Samples: Securities Purchase Agreement (Tribeworks Inc), Securities Exchange Agreement (Maverick Oil & Gas, Inc.), Securities Purchase Agreement (Maverick Oil & Gas, Inc.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities (other than for the placement agent’s placement of the Securities), or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Small World Kids Inc), Securities Purchase Agreement (Marathon Fund L P V), Securities Purchase Agreement (Wilsons the Leather Experts Inc)
Manipulation of Price. The Company has not, and and, to its knowledge the Knowledge of the Company, no one Person acting on its behalf has: (i) taken, directly or indirectly, (i) taken any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesPurchased Shares, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesPurchased Shares, or (iii) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 4 contracts
Samples: Securities Purchase Agreement (STRATA Skin Sciences, Inc.), Securities Purchase Agreement (STRATA Skin Sciences, Inc.), Securities Purchase Agreement (STRATA Skin Sciences, Inc.)
Manipulation of Price. The Neither the Company has notnor any of its Subsidiaries has, and and, to its the knowledge of the Company, no one Person acting on its their behalf has: (i) taken, directly or indirectly, (a) taken any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company or any of its Subsidiaries to facilitate the sale or resale of any of the Securities, (iib) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iiic) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the CompanyCompany or any of its Subsidiaries.
Appears in 4 contracts
Samples: Exchange Agreement (Oncobiologics, Inc.), Purchase Agreement (Oncobiologics, Inc.), Purchase Agreement
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, securities of the Company or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Syzygy Entertainment LTD), Securities Purchase Agreement (Knobias, Inc.), Securities Purchase Agreement (Gulfstream International Group Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , in violation of applicable law, (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, Securities or (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the Securities, or Securities (iii) paid or agreed to pay to any person any compensation other than for soliciting another to purchase any other securities the placement agent's placement of the CompanySecurities).
Appears in 3 contracts
Samples: Securities Purchase Agreement (China Bak Battery Inc), Escrow Agreement (China Bak Battery Inc), Escrow Agreement (China Bak Battery Inc)
Manipulation of Price. The Company has and its Subsidiaries have not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, result or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 3 contracts
Samples: Securities Purchase Agreement (MFC Development Corp), Securities Purchase Agreement (MDwerks, Inc.), Securities Purchase Agreement (Catuity Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) other than the Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) other than the Agent, paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Cempra, Inc.), Securities Purchase Agreement (Kv Pharmaceutical Co /De/), Securities Purchase Agreement (Sequenom Inc)
Manipulation of Price. The Neither the Company has notnor, and to its the knowledge no one of the Company, any Person acting on its behalf has: (i) takenbehalf, directly or indirectly, (i) has taken any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesCommon Shares, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesCommon Shares, or (iii) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Liquidia Corp), Common Stock Purchase Agreement (Liquidia Corp), Common Stock Purchase Agreement (Liquidia Corp)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesCommon Stock, purchased by Purchaser, (ii) sold, bid for, purchasedpurchase, or paid any compensation for soliciting purchases of, any of the Common Stock purchased by Purchaser (other than for the fees to Crusader Securities), or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any an other securities of the Company.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Consumer Direct of America), Common Stock Purchase Agreement (Consumer Direct of America), Common Stock Purchase Agreement (Crusader Capital Partners II LLC)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases in the marketplace of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase in the marketplace any other securities of the Company.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Microvision Inc), Securities Purchase Agreement (Microvision Inc), Securities Purchase Agreement (Microvision Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesSecurities (except for customary placement fees payable in connection with this transaction), or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the CompanyCompany (except for customary placement fees payable in connection with this transaction).
Appears in 3 contracts
Samples: Securities Purchase Agreement (PNG Ventures Inc), Securities Purchase Agreement (Maverick Oil & Gas, Inc.), Final Execution (Sandell Asset Management Corp)
Manipulation of Price. The Company has not, and to its knowledge the Company’s Knowledge no one acting on its behalf has: , in violation of Regulation M, (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesCommon Shares, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesCommon Shares, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 3 contracts
Samples: Series a Note Purchase Agreement (Storm Cat Energy CORP), Series a Note Purchase Agreement (Storm Cat Energy CORP), Series B Note Purchase Agreement (Storm Cat Energy CORP)
Manipulation of Price. The Neither the Company has notnor any of the Subsidiaries has, and to its their knowledge no one Person acting on its their behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company or any of the Subsidiaries to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the CompanyCompany or any of the Subsidiaries.
Appears in 3 contracts
Samples: Exchange Agreement (Workstream Inc), Exchange Agreement (Workstream Inc), 2010 Exchange and Share Purchase Agreement (Workstream Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the Securities (other than for the placement agent’s placement of the Securities), or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company, except with respect to compensation payable in connection with the transactions contemplated hereby.
Appears in 3 contracts
Samples: Securities Subscription Agreement (Marshall Edwards Inc), Securities Subscription Agreement (Marshall Edwards Inc), Securities Subscription Agreement (Marshall Edwards Inc)
Manipulation of Price. The Neither the Company has notnor any of its Subsidiaries has, and to its knowledge no one Person acting on its their behalf has: (i) taken, directly or indirectly, (i) taken any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company or any of its Subsidiaries to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the CompanyCompany or any of its Subsidiaries.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Neurotrope, Inc.), Securities Purchase Agreement (Tapimmune Inc), Securities Purchase Agreement (Tapimmune Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) except as set forth on Schedule 3.1(jj), sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, securities of the Company or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company, other than, in the case of clauses (ii) and (iii), compensation paid to the Company’s placement agent in connection with the placement of the Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Telzuit Medical Technologies, Inc.), Securities Purchase Agreement (Global Diversified Industries Inc), Securities Purchase Agreement (Global Diversified Industries Inc)
Manipulation of Price. The Neither the Company has notnor any of its Subsidiaries has, and and, to its the knowledge of the Company, no one Person acting on its their behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company or any of its Subsidiaries to facilitate the sale or resale of any of the SecuritiesShares, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesShares, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the CompanyCompany or any of its Subsidiaries.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Lakeland Bancorp Inc), Securities Purchase Agreement (First Busey Corp /Nv/), Securities Purchase Agreement (Rentech Inc /Co/)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares, (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the SecuritiesShares (other than for the placement agent’s placement of the Shares), or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Simtek Corp), Securities Purchase Agreement (Genta Inc De/), Stock Purchase Agreement (Endologix Inc /De/)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) other than the Agents, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) other than the Agents, paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Maple Mountain Explorations Inc.), Securities Purchase Agreement (Maple Mountain Explorations Inc.), Securities Purchase Agreement (Electro Optical Sciences Inc /Ny)
Manipulation of Price. The Company has not, and and, to its knowledge the Company’s Knowledge, no one Person acting on its behalf has: has (ia) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares, (iib) sold, bid for, purchased, purchased or paid any compensation for soliciting purchases of, any of the Securities, Shares in violation of Regulation M under the 1934 Act or (iiic) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Inseego Corp.), Securities Purchase Agreement (Inseego Corp.), Securities Purchase Agreement (Inseego Corp.)
Manipulation of Price. The Company has not, and to its the actual knowledge of the directors and officers of the Company, no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Smart Video Technologies Inc), Securities Purchase Agreement (Smart Video Technologies Inc), Securities Purchase Agreement (Smart Video Technologies Inc)
Manipulation of Price. The Company has not, and to its knowledge the Knowledge of the Company, no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesShares, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Patient Safety Technologies, Inc), Common Stock Purchase Agreement (Kinderhook Partners, Lp), Common Stock Purchase Agreement (Patient Safety Technologies, Inc)
Manipulation of Price. The Neither the Company has notnor any of its Subsidiaries has, and and, to its the knowledge of the Company, no one Person acting on its their behalf has: (i) taken, directly or indirectly, (i) taken any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company or any of its Subsidiaries to facilitate the sale or resale of any of the SecuritiesShares, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesShares, or (iii) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the CompanyCompany or any of its Subsidiaries.
Appears in 3 contracts
Samples: Equity Purchase Agreement (Niocorp Developments LTD), Exchange Agreement (SANUWAVE Health, Inc.), Purchase Agreement (Unwired Planet, Inc.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Spatialight Inc), Securities Purchase Agreement (Millennium Cell Inc), Securities Purchase Agreement (Spatialight Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesOramed Shares, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesOramed Shares, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Oramed Pharmaceuticals Inc.), Securities Purchase Agreement (Oramed Pharmaceuticals Inc.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securitiesits securities, (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the Securitiesits securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Novo Energies Corp), Securities Purchase Agreement (New Media Lottery Services Inc)
Manipulation of Price. The Neither the Company has notnor any of its Subsidiaries has, and and, to its the knowledge of the Company, no one Person acting on its their behalf has: (i) taken, directly or indirectly, (i) taken any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesSecurities (other than the Agents), or (iii) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the CompanyCompany or any of its Subsidiaries.
Appears in 2 contracts
Samples: Subscription Agreement (Canopy Growth Corp), Subscription Agreement (Canopy Growth Corp)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesOrdinary Shares, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases subscriptions of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase subscribe for any other securities of the Company.
Appears in 2 contracts
Samples: Subscription Agreement (Quotient LTD), Subscription Agreement (Quotient LTD)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) other than the Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Maui Land & Pineapple Co Inc), Securities Purchase Agreement (Image Entertainment Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesCommon Shares, (ii) other than the Agent sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesCommon Shares, or (iii) other than the Agent paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Viewpoint Corp), Securities Purchase Agreement (Viewpoint Corp)
Manipulation of Price. The Neither the Company has notnor any of its Subsidiaries has, and to its the Company’s knowledge no one acting on its behalf of any such Person has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Ascendia Brands, Inc.), Securities Purchase Agreement (Ascendia Brands, Inc.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) other than the Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, Securities or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Form of Amendment and Exchange Agreement (WorldSpace, Inc), Redemption and Exchange Agreement (WorldSpace, Inc)
Manipulation of Price. The Company has not, and and, to its the knowledge of the Company, no one Person acting on its behalf has: (i) taken, directly or indirectly, (i) taken any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesSecurities (other than the Placement Agent), or (iii) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Emisphere Technologies Inc), Securities Purchase Agreement (Emisphere Technologies Inc)
Manipulation of Price. The Company has and its Subsidiaries have not, and to its the Company’s knowledge no one acting on its their behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Global Earth Energy, Inc.), Securities Purchase Agreement (GreenHunter Energy, Inc.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesStock, (ii) ), sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, Stock or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities stock of the Company.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Neomagic Corp), Stock Purchase Agreement (Neomagic Corp)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) ), sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, Securities or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Neomagic Corp), Stock Purchase Agreement (Neomagic Corp)
Manipulation of Price. The Company has not, and and, to its the knowledge of the Company, no one Person acting on its their behalf has: (i) taken, directly or indirectly, (i) taken any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesSecurities (other than the Placement Agent), or (iii) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Emisphere Technologies Inc), Securities Purchase Agreement (Emisphere Technologies Inc)
Manipulation of Price. The Neither the Company has notnor any of its Subsidiaries has, and and, to its the knowledge of the Company, no one Person acting on its their behalf has: (i) taken, directly or indirectly, (i) taken any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesSecurities (other than the Agent), or (iii) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the CompanyCompany or any of its Subsidiaries.
Appears in 2 contracts
Samples: Subscription Agreement (Canopy Growth Corp), Subscription Agreement (Canopy Growth Corp)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, other than the Agents’ placement of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Jmar Technologies Inc), Securities Purchase Agreement (Jmar Technologies Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesStock, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, Stock or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities stock of the Company.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Neomagic Corp), Stock Purchase Agreement (Neomagic Corp)
Manipulation of Price. The Company Purchaser has not, and and, to its the knowledge of the Purchaser, no one Person acting on its behalf has: has (ia) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares, (iib) sold, bid for, purchased, purchased or paid any compensation for soliciting purchases of, any of the Securities, Shares in violation of Regulation M under the Exchange Act or (iiic) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (G42 Investments AI Holdings RSC Ltd.), Common Stock Purchase Agreement (vTv Therapeutics Inc.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) soldother than the Agent, bid for, purchased, sold or been paid any compensation for soliciting purchases of, any of the Securities, or (iii) other than the Agent, paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement, Securities Purchase Agreement (Comscore, Inc.)
Manipulation of Price. The Company Buyer has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company Common Stock to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement, Securities Purchase Agreement (Quest Patent Research Corp)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesPurchased Shares, (ii) other than with respect to the Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesPurchased Shares, or (iii) other than with respect to the Agent, paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Pacific Mercantile Bancorp), Stock Purchase Agreement (Pacific Mercantile Bancorp)
Manipulation of Price. The Company has not, and to its knowledge Knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the Securities (other than for the placement agent’s placement of the Securities), or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Lu Pingji), Securities Purchase Agreement (China Housing & Land Development, Inc.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesSecurities (other than to the Agents), or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Cheetah Oil & Gas Ltd.), Securities Purchase Agreement (Broadvision Inc)
Manipulation of Price. The Company has not, and to its knowledge Knowledge no one Person acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any Company security of the Company to facilitate the sale or resale of any of the Securitiessuch securities, (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the SecuritiesCompany securities, or (iii) paid or agreed to pay to any person Person any compensation for soliciting another to purchase purchaser any other securities of the CompanyCompany securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Telkonet Inc), Securities Purchase Agreement (Telkonet Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesCommon Stock Shares, (ii) other than with respect to the Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesCommon Stock Shares, or (iii) other than with respect to the Agent, paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Pacific Mercantile Bancorp), Common Stock Purchase Agreement (Pacific Mercantile Bancorp)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company Common Stock to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement, Securities Purchase Agreement (Quest Patent Research Corp)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, Securities or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Javo Beverage Co Inc), Securities Purchase Agreement (Javo Beverage Co Inc)
Manipulation of Price. The Company has not, and and, to its the knowledge of the Company, no one Person acting on its behalf has: has (ia) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares, (iib) sold, bid for, purchased, purchased or paid any compensation for soliciting purchases of, any of the Securities, Shares in violation of Regulation M under the Exchange Act or (iiic) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (G42 Investments AI Holdings RSC Ltd.), Common Stock Purchase Agreement (vTv Therapeutics Inc.)
Manipulation of Price. The Neither the Company has notnor any of the Subsidiaries has, and to its their knowledge no one Person acting on its their behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company or any of the Subsidiaries to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the CompanyCompany or any of the Subsidiaries.
Appears in 2 contracts
Samples: Transaction Agreement (Workstream Inc), Transaction Agreement (Magnetar Financial LLC)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, or (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company, other than, in the case of clause (ii), compensation paid to the Company’s placement agent in connection with the placement of the Securities.
Appears in 2 contracts
Samples: Share Purchase Agreement (Tefron LTD), Share Purchase Agreement (Lieberman Martin)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: not (ia) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesInvestment Shares, (iib) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesInvestment Shares, or (iiic) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Molycorp, Inc.), Securities Purchase Agreement (Molibdenos Y Metales S.A.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares, (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the SecuritiesShares (other than for the placement agent’s placement of the Shares), or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities Shares of the Company.
Appears in 2 contracts
Samples: Purchase Agreement (Cambridge Heart Inc), Securities Purchase Agreement (Cambridge Heart Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesShares, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Zap), Stock Purchase Agreement (Silicon Graphics Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) other than the Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) other than the Agent, paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company...
Appears in 2 contracts
Samples: Securities Purchase Agreement (Kinderhook Partners, Lp), Securities Purchase Agreement (Liberator Medical Holdings, Inc.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) other than any placement agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) other than any placement agent, paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Cord Blood America, Inc.), Securities Purchase Agreement (VeruTEK Technologies, Inc.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the Securities (other than for any placement agent’s placement of the Securities), or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Clinical Data Inc), Securities Purchase Agreement (Avalon Pharmaceuticals Inc)
Manipulation of Price. The Neither the Company has notnor any Subsidiary has, and and, to its the knowledge of the Company, no one Person acting on its their behalf has: (i) taken, directly or indirectly, (i) taken any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company or any Subsidiary to facilitate the sale or resale of any of the SecuritiesCommon Shares, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesCommon Shares (other than the Placement Agent), or (iii) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the CompanyCompany or any Subsidiary.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Aradigm Corp), Securities Purchase Agreement (Aradigm Corp)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) other than the Placement Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) other than the Placement Agent, paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Nova Biosource Fuels, Inc.), Securities Purchase Agreement (Nova Biosource Fuels, Inc.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) other than the Advisor, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) other than the Advisor or in connection with the PIPE Transaction, paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 1 contract
Manipulation of Price. The Company has not, and and, to its knowledge the Company’s Knowledge, no one Person acting on its behalf has: has (ia) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares, (iib) sold, bid for, purchased, purchased or paid any compensation for soliciting purchases of, any of the Securities, Shares in violation of Regulation M under the 1934 Act or (iiic) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 1 contract
Samples: Securities Purchase Agreement (Spectrum Pharmaceuticals Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its or any of its officers’ or Affiliates’ behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the Securities, Securities or (iii) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Falconstor Software Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesCommon Stock, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesCommon Stock, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 1 contract
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesCommon Shares, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesCommon Shares, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 1 contract
Manipulation of Price. The Company has not, and to its knowledge the Company’s knowledge, no one acting on its behalf has: (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, ; (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, ; or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 1 contract
Samples: Securities Purchase Agreement (FiscalNote Holdings, Inc.)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) other than the Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) other than the Agent paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 1 contract
Samples: Securities Purchase Agreement (Toreador Resources Corp)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the Securities (other than for the placement agent's placement of the Securities), or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company; provided, however, that the Company shall not be deemed to have made this representation with respect to actions taken directly or indirectly by any of the Purchasers with respect to the purchase and sale of the Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Interactive Systems Worldwide Inc /De)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares, (ii) other than the Financial Advisor or the Placement Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesShares, or (iii) other than the Financial Advisor or the Placement Agent, paid or agreed to pay to any person any compensation for soliciting another person to purchase any other securities of the Company.
Appears in 1 contract
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesDebentures, (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the SecuritiesDebentures (other than for the placement agent’s placement of the Debentures), or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 1 contract
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) other than the Placement Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) other than the Placement Agent, paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 1 contract
Samples: Loan Restructuring Agreement (Broadcast International Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.. dd. [Intentionally Omitted]
Appears in 1 contract
Samples: Securities Purchase Agreement (Guided Therapeutics Inc)
Manipulation of Price. The Company Corporation has not, and and, to its knowledge knowledge, no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company Corporation to facilitate the sale or resale of any of the SecuritiesShares, (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the CompanyCorporation.
Appears in 1 contract
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: (i) has taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company or to facilitate the sale or resale of any of the Securities. The Company has not, and to its knowledge no one acting on its behalf has (iii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, or (iiiii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 1 contract
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, other than the Agent's placement of the Securities, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 1 contract
Samples: Securities Purchase Agreement (Paincare Holdings Inc)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities, Securities (except for the Agent) or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 1 contract
Samples: Securities Purchase Agreement (China XD Plastics Co LTD)
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares, (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the SecuritiesShares, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 1 contract
Manipulation of Price. The Neither the Company has notnor any of its Subsidiaries has, and and, to its the knowledge of the Company, no one Person acting on its their behalf has: (i) taken, directly or indirectly, (a) taken any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company or any of its Subsidiaries to facilitate the sale or resale of any of the SecuritiesShares, (iib) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the SecuritiesShares, or (iiic) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the CompanyCompany or any of its Subsidiaries.
Appears in 1 contract
Manipulation of Price. The Company has not, and to its knowledge no one acting on its behalf has: , (i) taken, directly or indirectly, any action designed to cause or to result, or that could reasonably be expected to cause or result, result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or or, paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any person Person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 1 contract
Samples: Securities Purchase Agreement (Startech Environmental Corp)
