Material Legal or Disciplinary Event. There are no legal or disciplinary events that are material to Client’s evaluation of Municipal Advisor or the integrity of Municipal Advisor’s management or advisory personnel disclosed, or that should be disclosed, on any Form MA or Form MA-I filed with the SEC.
Appears in 3 contracts
Samples: Municipal Advisor Engagement Letter, Municipal Advisor Engagement Letter, Municipal Advisor Engagement Letter
Material Legal or Disciplinary Event. There are no legal or disciplinary events that are material to Client’s 's evaluation of Municipal Advisor or the integrity of Municipal Advisor’s 's management or advisory personnel disclosed, or that should be disclosed, on any Form MA or Form MA-I filed with the SEC.
Appears in 1 contract
Samples: Uniform Contract for Services
