Common use of Municipal Advisor Clause in Contracts

Municipal Advisor. The COMPANY is not a Municipal Advisor registered with the Security and Exchange Commission (SEC) as defined in the Xxxx-Xxxxx Xxxx Street Reform and Consumer Protection Act. When the CLIENT is a municipal entity as defined by said Act, and the CLIENT requires project financing information for the services performed under this AGREEMENT, the CLIENT will provide the COMPANY with a letter detailing who their independent registered municipal advisor is and that the CLIENT will rely on the advice of such advisor. A sample letter can be provided to the CLIENT upon request. This AGREEMENT is approved and accepted by the CLIENT and COMPANY upon both parties signing and dating the AGREEMENT. Services will not begin until COMPANY receives a signed agreement. COMPANY’s services shall be limited to those expressly set forth in this AGREEMENT and COMPANY shall have no other obligations or responsibilities for the Project except as agreed to in writing. The effective date of the AGREEMENT shall be the last date entered below. Sincerely, XX XXXXX, INC. Xxxx Xxxxxx, PE – Regional Director Author Name Approved by: Printed/Typed Name: Title: Date: City of Arden Hills, MN Accepted by: Printed/Typed Name: Title: Date:

Municipal Advisor. The COMPANY is not a Municipal Advisor registered with the Security and Exchange Commission (SEC) as defined in the Xxxx-Xxxxx Xxxx Street Reform and Consumer Protection Act. When the CLIENT is a municipal entity as defined by said Act, and the CLIENT requires project financing information for the services performed under this AGREEMENT, the CLIENT will provide the COMPANY with a letter detailing who their independent registered municipal advisor is and that the CLIENT will rely on the advice of such advisor. A sample letter can be provided to the CLIENT upon request. This AGREEMENT is approved and accepted by the CLIENT and COMPANY upon both parties signing and dating the AGREEMENT. Services will not begin until COMPANY receives a signed agreement. COMPANY’s services shall be limited to those expressly set forth in this AGREEMENT and COMPANY shall have no other obligations or responsibilities for the Project except as agreed to in writing. The effective date of the AGREEMENT shall be the last date entered below. Sincerely, XX XXXXX, INC. Xxxx XxxxxxXxxxxxx X. Xxxxxxx, PE – Regional Director Author Name Approved by: Printed/Typed Name: Title: Date: City of Arden HillsCITY OF BLOOMFIELD, MN IA Accepted by: Printed/Typed Name: Title: Date:

Municipal Advisor. The COMPANY is not a Municipal Advisor registered with the Security and Exchange Commission (SEC) as defined in the Xxxx-Xxxxx Xxxx Street Reform and Consumer Protection Act. When the CLIENT is a municipal entity as defined by said Act, and the CLIENT requires project financing information for the services performed under this AGREEMENT, the CLIENT will provide the COMPANY with a letter detailing who their independent registered municipal advisor is and that the CLIENT will rely on the advice of such advisor. A sample letter can be provided to the CLIENT upon request. This AGREEMENT is approved and accepted by the CLIENT and COMPANY upon both parties signing and dating the AGREEMENT. Services will not begin until COMPANY receives a signed agreement. COMPANY’s services shall be limited to those expressly set forth in this AGREEMENT and COMPANY shall have no other obligations or responsibilities for the Project except as agreed to in writing. The effective date of the AGREEMENT shall be the last date entered below. Sincerely, XX XXXXX, INC. Xxxx Xxxxxx, PE – Regional Director Xxxxx Xxxxxxxx Author Name Approved by: Printed/Typed Name: Xxxxx X. Xxxxxxxxx Title: Vice President Date: City of Arden Hills, MN 09/14/2022 CITY OF OSKALOOSA Accepted by: Printed/Typed Name: Title: Date:

Municipal Advisor. The COMPANY is not a Municipal Advisor registered with the Security and Exchange Commission (SEC) as defined in the Xxxx-Xxxxx Xxxx Street Reform and Consumer Protection Act. When the CLIENT is a municipal entity as defined by said Act, and the CLIENT requires project financing information for the services performed under this AGREEMENT, the CLIENT will provide the COMPANY with a letter detailing who their independent registered municipal advisor is and that the CLIENT will rely on the advice of such advisor. A sample letter can be provided to the CLIENT upon request. This AGREEMENT is approved and accepted by the CLIENT and COMPANY upon both parties signing and dating the AGREEMENT. Services will not begin until COMPANY receives a signed agreement. COMPANY’s services shall be limited to those expressly set forth in this AGREEMENT and COMPANY shall have no other obligations or responsibilities for the Project except as agreed to in writing. The effective date of the AGREEMENT shall be the last date entered below. Sincerely, XX XXXXX, INC. Xxxx Xxxxxx, PE – Regional Director Author Name Xxxxxxx Xxxxxx Project Manager Approved by: Printed/Typed Name: Xxxxxx Xxxxxxxxxx Title: Vice President Date: May 12, 2022 City of Arden Hills, MN Hills Accepted by: Printed/Typed Name: Title: Date:

Municipal Advisor. The COMPANY is not a Municipal Advisor registered with the Security and Exchange Commission (SEC) as defined in the Xxxx-Xxxxx Xxxx Street Reform and Consumer Protection Act. When the CLIENT is a municipal entity as defined by said Act, and the CLIENT requires project financing information for the services performed under this AGREEMENT, the CLIENT will provide the COMPANY with a letter detailing who their independent registered municipal advisor is and that the CLIENT will rely on the advice of such advisor. A sample letter can be provided to the CLIENT upon request. This AGREEMENT is approved and accepted by the CLIENT and COMPANY upon both parties signing and dating the AGREEMENT. Services will not begin until COMPANY receives a signed agreement. COMPANY’s services shall be limited to those expressly set forth in this AGREEMENT and COMPANY shall have no other obligations or responsibilities for the Project except as agreed to in writing. The effective date of the AGREEMENT shall be the last date entered below. Sincerely, XX XXXXX, INC. Xxxx XxxxxxXxxxxxx X. Xxxxxxx, PE – Regional Director Author Name P.E. Approved by: Printed/Typed Name: Xxxxx X. Xxxxxx Title: President – Transportation Date: City of Arden Hills, MN 10/10/2016 VILLAGE OF OSWEGO Accepted by: Printed/Typed Name: Title: Date: