No Association with NASD. Neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 12 contracts
Samples: u.s. Purchase Agreement (99 Cents Only Store), Purchase Agreement (CSK Auto Corp), u.s. Purchase Agreement (Packard Bioscience Co)
No Association with NASD. Neither such the Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 10 contracts
Samples: Purchase Agreement (CSK Auto Corp), Underwriting Agreement (Teligent Inc), International Purchase Agreement (Tiffany & Co)
No Association with NASD. Neither such the Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 9 contracts
Samples: Purchase Agreement (Hecla Mining Co/De/), Purchase Agreement (Timken Co), Purchase Agreement (Equity Corp International)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 7 contracts
Samples: Purchase Agreement (Idex Corp /De/), International Purchase Agreement (Liberty Financial Companies Inc /Ma/), Purchase Agreement (Shaw Group Inc)
No Association with NASD. Neither such Selling Stockholder nor any of his or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 5 contracts
Samples: Purchase Agreement (Sunstone Hotel Investors, Inc.), Purchase Agreement (Sunstone Hotel Investors, Inc.), Purchase Agreement (Sunstone Hotel Investors, Inc.)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of his/her/its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with is an associated person (within the meaning of Article I, Section 1(m(dd) of the By-laws of the National Association of Securities Dealers, Inc.)) of, any member firm of the National Association of Securities Dealers, Inc., other than as set forth on an exhibit to such Selling Shareholder’s Power of Attorney and Custody Agreement.
Appears in 5 contracts
Samples: Purchase Agreement (RBC Bearings INC), Purchase Agreement (RBC Bearings INC), Purchase Agreement (RBC Bearings INC)
No Association with NASD. Neither such Selling Stockholder nor any of his/her/its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 5 contracts
Samples: Purchase Agreement (Checkfree Holdings Corp \Ga\), Placement Agreement (Boston Private Bancorp Inc), Underwriting Agreement (Community Bancorp)
No Association with NASD. Neither such the Selling Stockholder nor any of its his affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 5 contracts
Samples: Purchase Agreement (Capitol Bancorp LTD), Purchase Agreement (Philadelphia Consolidated Holding Corp), u.s. Purchase Agreement (Agco Corp /De)
No Association with NASD. Neither such the Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 4 contracts
Samples: Purchase Agreement (Us Airways Inc), Purchase Agreement (Eastshore Aviation, LLC), Purchase Agreement (Republic Airways Holdings Inc)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 3 contracts
Samples: Purchase Agreement (Altra Holdings, Inc.), Purchase Agreement (Altra Holdings, Inc.), Purchase Agreement (Altra Holdings, Inc.)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its his affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(m1(q) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 3 contracts
Samples: Purchase Agreement (MSC Industrial Direct Co Inc), Purchase Agreement (MSC Industrial Direct Co Inc), Purchase Agreement (MSC Industrial Direct Co Inc)
No Association with NASD. Neither Except as disclosed in the Registration Statement, neither such Selling Stockholder Shareholder nor any of his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 3 contracts
Samples: Underwriting Agreement (Ctrip Com International LTD), International Purchase Agreement (Ctrip Com International LTD), u.s. Underwriting Agreement (Ctrip Com International LTD)
No Association with NASD. Neither such the Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 3 contracts
Samples: Underwriting Agreement (Babyuniverse, Inc.), Purchase Agreement (Otis Spunkmeyer Holdings Inc), Underwriting Agreement (Pilgrims Pride Corp)
No Association with NASD. Neither such Selling Stockholder nor any of his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: u.s. Purchase Agreement (National Oilwell Inc), International Purchase Agreement (National Oilwell Inc)
No Association with NASD. Neither Except as disclosed to the Underwriters in writing, neither such Selling Stockholder nor any of his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Underwriting Agreement (GNC Corp), Underwriting Agreement (GNC Corp)
No Association with NASD. Neither such Except as disclosed in writing to the Underwriters, neither the Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Purchase Agreement (Rhythms Net Connections Inc), International Underwriting Agreement (Wellpoint Health Networks Inc /De/)
No Association with NASD. Neither Other than as disclosed to the Underwriter in writing, neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 2 contracts
Samples: Purchase Agreement (Endurance Specialty Holdings LTD), Purchase Agreement (Endurance Specialty Holdings LTD)
No Association with NASD. Neither such Each Selling Stockholder Shareholder severally represents that neither he nor any of its his affiliates directly, or indirectly through one or more intermediaries, controls, controls or is controlled by, by or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Underwriting Agreement (Access National Corp), Underwriting Agreement (Access National Corp)
No Association with NASD. Neither such the Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(dd) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 2 contracts
Samples: Purchase Agreement (Orient Express Hotels LTD), Sales Agreement (Orient Express Hotels LTD)
No Association with NASD. Neither such Selling Stockholder nor any of its his or her affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Purchase Agreement (Flagstar Bancorp Inc), u.s. Purchase Agreement (Nu Skin Asia Pacific Inc)
No Association with NASD. Neither Except as set forth on Schedule E hereto, neither such Selling Stockholder nor any affiliates of its affiliates such Selling Shareholder directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: International Purchase Agreement (Aether Systems LLC), u.s. Purchase Agreement (Aether Systems LLC)
No Association with NASD. Neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Purchase Agreement (Iconix Brand Group, Inc.), Purchase Agreement (Iconix Brand Group, Inc.)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(q) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: u.s. Purchase Agreement (Scripps E W Co /De), International Purchase Agreement (Scripps E W Co /De)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.Inc. (the “NASD”).
Appears in 2 contracts
Samples: Purchase Agreement (Lincoln Educational Services Corp), Purchase Agreement (Lincoln Educational Services Corp)
No Association with NASD. Neither such Selling Stockholder nor any of its his affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: u.s. Purchase Agreement (Brightpoint Inc), u.s. Purchase Agreement (Brightpoint Inc)
No Association with NASD. Neither such the Selling Stockholder nor ------------------------ any of its his affiliates directly, or indirectly through one or more intermediaries, controlscontrol, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Purchase Agreement (Microstrategy Inc), Purchase Agreement (Microstrategy Inc)
No Association with NASD. Neither Except as set forth in an annex to the Selling Stockholder Agreement, neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m(ee) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 2 contracts
Samples: International Purchase Agreement (Oil States International Inc), u.s. Purchase Agreement (Oil States International Inc)
No Association with NASD. Neither such Selling Stockholder nor any of his or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI(dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Purchase Agreement (Superior Offshore International Inc.), Purchase Agreement (Superior Offshore International Inc.)
No Association with NASD. Neither such the Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(ee) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: u.s. Purchase Agreement (Mih LTD), International Purchase Agreement (Mih LTD)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its his or her affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(a) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: International Purchase Agreement (Hayes Wheels International Inc), u.s. Purchase Agreement (Hayes Wheels International Inc)
No Association with NASD. Neither To such Selling Shareholder's knowledge, neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.Inc. (the "NASD") that is participating as an underwriter or selling group member in the offering of the Securities.
Appears in 2 contracts
Samples: Purchase Agreement (American Axle & Manufacturing Holdings Inc), Purchase Agreement (American Axle & Manufacturing Holdings Inc)
No Association with NASD. Neither such the Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 2 contracts
Samples: Purchase Agreement (Istar Financial Inc), Purchase Agreement (Interstate Bakeries Corp/De/)
No Association with NASD. Neither such the Selling Stockholder nor ------------------------ any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of subparagraph (q) of Article I, Section 1(m) I of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc., other than First USA Capital Markets, Inc. and its officers and employees.
Appears in 2 contracts
Samples: International Purchase Agreement (First Usa Paymentech Inc), u.s. Purchase Agreement (First Usa Paymentech Inc)
No Association with NASD. Neither such Except as provided in Schedule 1(b)(viii) hereto, neither the Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Purchase Agreement (Phoenix Companies Inc/De), Purchase Agreement (Hilb Rogal & Hamilton Co /Va/)
No Association with NASD. Neither such Selling Stockholder Shareholder nor ------------------------ any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: u.s. Purchase Agreement (Federal Mogul Corp), International Purchase Agreement (Federal Mogul Corp)
No Association with NASD. Neither such Selling Stockholder nor any of its his or her affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(msub-section (dd) of the By-laws Laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such the Selling Stockholder nor ------------------------ any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Arch Coal Inc)
No Association with NASD. Neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such the Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc., except for Welsh, Carson, Xxxxxxxx & Xxxxx and Bridge Trading Company.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of ------------------------ his/her/its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m2(e) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Firstamerica Automotive Inc /De/)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with is an associated person of (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Tropical Sportswear International Corp)
No Association with NASD. Neither Other than the Xxxxxxx Xxxxx Xxxxxxx ------------------------ (as defined in Schedule B hereto), neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under direct or indirect common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither Except as previously disclosed to the Representatives, neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws Bylaws of the National Association of Securities Dealers, Inc.), ) any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such the Selling ------------------------ Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control withwith a member, or has any other association is a "person associated with a member" (within the meaning of given to such phrase in Article I, Section 1(m1(ee) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such the Selling Stockholder Shareholder nor any of its the Selling Shareholder's affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder nor ------------------------ any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: International Purchase Agreement (Ixl Enterprises Inc)
No Association with NASD. Neither Except as otherwise disclosed the Selling Shareholder Questionnaire, neither such Selling Stockholder Shareholder nor any of his/her/its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Precise Software Solutions LTD)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its such Selling Shareholder's affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(mDefinition (q) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.Inc. (the "NASD").
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc., except for such affiliations and associations as have been disclosed in writing to the Representatives or counsel to the Underwriters on or prior to the date of this Agreement.
Appears in 1 contract
No Association with NASD. Neither such the Selling Stockholder nor any of his/her/its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I1, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Shareholder, nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(q) of the By-laws of the National Association of Securities Dealers, Inc.), Inc. (the “NASD”) any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
Samples: Underwriting Agreement (Community Health Systems Inc)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of his/her/its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Valor Communications Group Inc)
No Association with NASD. Neither such Selling Stockholder nor ------------------------ any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(ee) of the By-laws of the National Association of Securities Dealers, Inc., the "NASD"), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder nor ------------------------ any of its his affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Heska Corp)
No Association with NASD. Neither such the Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.Inc (the "NASD").
Appears in 1 contract
Samples: Purchase Agreement (Heico Corp)
No Association with NASD. Neither such the Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Wellpoint Health Networks Inc /Ca/)
No Association with NASD. Neither such Selling Stockholder nor any of its his/her affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the “NASD”)), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such the Selling Stockholder ------------------------ nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.Inc. ("NASD")), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
Samples: Underwriting Agreement (Yuasa Inc)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m2(e) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its such Selling Shareholder's affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(ml(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Republic Banking Corp of Florida)
No Association with NASD. Neither such Selling Stockholder nor any of its his/her affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither Except as set forth on Schedule F hereto, neither such Selling Stockholder nor any of its his affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder nor any of its his affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither Except as set forth on SCHEDULE D hereto, neither such Selling Stockholder nor any affiliates of its affiliates such Selling Stockholder directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Heritage Property Investment Trust Inc)
No Association with NASD. Neither To such Selling Stockholder Shareholder's knowledge, neither such Selling Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.Inc. (the "NASD") that is participating as an underwriter or selling group member in the offering of the Securities.
Appears in 1 contract
Samples: Underwriting Agreement (American Axle & Manufacturing Holdings Inc)
No Association with NASD. Neither such Except as disclosed in writing to the Underwriter, neither the Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: u.s. Underwriting Agreement (Wellpoint Health Networks Inc /De/)
No Association with NASD. Neither such Selling Stockholder Shareholder, nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(q) of the By-laws of the National Association of Securities Dealers, Inc.), Inc. (the "NASD") any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
Samples: Underwriting Agreement (Community Health Systems Inc)
No Association with NASD. Neither such the Selling ------------------------ Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Cabot Industrial Properties Lp)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder ------------------------ nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc., except as has been disclosed to the Company in writing.
Appears in 1 contract
Samples: Shares of Common Stock Purchase Agreement (Provant Inc)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its his/her affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Shareholder nor any affiliates of its affiliates such Selling Shareholder directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its affiliates (other than CIT Capital Securities LLC) directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Paetec Corp)
No Association with NASD. Neither such Selling ------------------------ Stockholder nor any of its his/her affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Shareholder ------------------------ nor any of his/her/its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such the Selling Stockholder ------------------------ nor any of its his affiliates directly, or indirectly through one or more intermediaries, controlscontrol, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its affiliates is participating in the distribution of the offering of the Securities, and neither such Selling Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph (dd) of Article I, Section 1(m) I of the By-laws Laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.Underwriter.
Appears in 1 contract
Samples: Underwriting Agreement (Cross Country Healthcare Inc)
No Association with NASD. Neither such the Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the “NASD”)), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
Samples: Purchase Agreement (Fei Co)
No Association with NASD. Neither Except as disclosed to the Representatives, neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Blue Nile Inc)
No Association with NASD. Neither such Selling Stockholder nor any of his or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.)NASD, any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such the Selling Stockholder Shareholders nor any of its their affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder nor any of his/her/its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its affiliates is participating in the distribution of the offering of the Securities, and neither such Selling Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph (dd) of Article I, Section 1(m) I of the By-laws Laws of the National Association of Securities Dealers, Inc.Inc. (the “NASD”)), any member firm of the National Association of Securities Dealers, Inc.Underwriter.
Appears in 1 contract
Samples: Underwriting Agreement (Cross Country Healthcare Inc)
No Association with NASD. Neither Except as disclosed in writing to the Representatives, neither such Selling Stockholder Shareholder nor any of its such Selling Shareholder's affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.within
Appears in 1 contract
Samples: Purchase Agreement (Advancepcs)
No Association with NASD. Neither Except as set forth on Schedule G hereto, neither such Selling Stockholder Shareholder nor any of its his affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder ------------------------ nor any of its his or her affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Shareholder, nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m(ee) of the By-laws of the National Association of Securities Dealers, Inc.), Inc. (the "NASD") any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such the Selling Stockholder Shareholder nor any ------------------------ of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Amgen Inc)
No Association with NASD. || Neither such Selling Stockholder nor any of its his or her affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Titan Corp)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its his affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such the Selling Stockholder Shareholder nor any of its their respective affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither Except as previously disclosed in ------------------------ writing by the Selling Stockholders to Xxxxxxx Xxxxx on behalf of the Underwriters, neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Except as has been separately disclosed in writing by NCC to the Representatives, neither NCC nor Sorexxxx xxx any of its Selling Shareholder's affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Lets Talk Cellular & Wireless Inc)
No Association with NASD. Neither such the Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such the Selling Stockholder nor any of its this affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
Samples: Underwriting Agreement (Midcoast Energy Resources Inc)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its his affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Play by Play Toys & Novelties Inc)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Shareholder, nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m(ee) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD"), ) any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
