Non-ACATS-Fund/SERV Transfers. For the purpose of expediting transfers that must be processed outside of NSCC's ACAT-Fund/SERV service, Fund Company agrees to transfer shares between accounts held directly with the Fund or by other street name brokers and the Account for a Fund by (i) accepting change of dealer maintenance or transaction instruction through Networking, or (ii) if Networking is not available, by accepting by facsimile transmission a summary sheet of information indicating the customers' names, account numbers, the Fund affected, and the number of shares to be re-registered or liquidated ("Summary Sheet").
Appears in 2 contracts
Samples: Load Fund Operating Agreement (JNL Investors Series Trust), Load Fund Operating Agreement (Alliancebernstein Large Cap Growth Fund Inc)
Non-ACATS-Fund/SERV Transfers. For the purpose of expediting transfers that must be processed outside of NSCC's ’s ACAT-Fund/SERV service, Fund Company agrees to transfer shares between accounts held directly with the Fund or by other other, street name brokers and the Account for a Fund by (i) accepting change of dealer maintenance or transaction instruction through Networking, or (ii) if Networking is not available, by accepting by facsimile transmission, or other secure electronic transmission as agreed by the parties, a summary sheet of information indicating the customers' ’ names, account numbers, the Fund affected, and the number of shares to be re-registered or liquidated ("“Summary Sheet"”).
Appears in 1 contract
Samples: Omnibus Order Processing Agreement (Tributary Funds, Inc.)
Non-ACATS-Fund/SERV Transfers. For the purpose of expediting transfers that must be processed outside of NSCC's ’s ACAT-Fund/SERV service, Fund Company agrees to transfer shares between accounts held directly with the Fund or by other street name brokers and the Account for a Fund by (i) accepting change of dealer maintenance or transaction instruction through Networking, or (ii) if Networking is not available, by accepting by facsimile transmission, or other secure electronic transmission as agreed by the parties, a summary sheet of information indicating the customers' ’ names, account numbers, the Fund affected, and the number of shares to be re-registered or liquidated ("“Summary Sheet"”).
Appears in 1 contract
Non-ACATS-Fund/SERV Transfers. For the purpose of expediting transfers that must be processed outside of NSCC's ’s ACAT-Fund/SERV service, Fund Company agrees to transfer shares between accounts held directly with the Fund or by other street name brokers and the Account for a Fund by (i) accepting change of dealer maintenance or transaction instruction through Networking, or (ii) if Networking is not available, by accepting by facsimile transmission a summary sheet of information indicating the customers' ’ names, account numbers, the Fund affected, and the number of shares to be re-registered or liquidated ("“Summary Sheet"”).
Appears in 1 contract
Samples: Load Fund Operating Agreement (Seligman Core Fixed Income Fund, Inc)