Common use of Notices; Notification of Changes Clause in Contracts

Notices; Notification of Changes. All notices and notifications required under this Agreement shall be in writing or via such electronic means as are specified in XXX Form 1. Notices and notifications required under this Agreement shall be deemed to have been served (a) three (3) Business Days after the time of posting if sent by registered post or (b) the next Business Day after the sending of an electronic transmission. By By Name Name Xxxxxx Xxxxxxx Title Title Head of Sales Date Date NZX Limited Xxxxx 0, XXX Xxxxxx 00 Xxxxx Xxxxxx XX Xxx 0000 Xxxxxxxxxx 0000 Xxx Xxxxxxx +64 4 472 7599 xxxx@xxx.xxx Licensee name (Full Company Name Here) Address City Postal Code Country Email Invoicing Address (if different) City Postal Code Country Email Invoicing Frequency * [ ] Monthly [ ] Quarterly [ ] Bi-Annually [ ] Annually [ ] Direct Debit. Please specify frequency: Company Registration Number NZX Member / Participant Firm Yes [ ] No [x] Affiliated Companies to be covered by Agreement Yes* [ ] No [ ] * If Yes, complete Section C Table 6.1 Service Facilitators to be covered by this Agreement Yes* [ ] No [ ] * If Yes, complete Section C Table 6.2 Receipt of Information Tick all that apply [ ] Direct from NZX. Please specify: [ ] MDF [ ] FIX [ ] Other: [ ] Via other Distributor(s) (Name Distributor(s) below) Other Distributor(s) supplying Information to Licensee 1. 2. 3. * Invoicing frequency is not applicable to the monthly reporting requirements specified in See XXX Schedule 4 unless otherwise agreed in advance. Table 2 Information Products (See XXX Schedule 2 for Product description) Add / Del Date*(DD/MM/YY) Equity Market All Information [ ] [ ] / / Prices - Xxxxx 0 [ ] [ ] / / Prices - Xxxxx 0 [ ] [ ] / / Indices [ ] [ ] / / Announcement Attachments - Polling Service [ ] [ ] / / Global Dairy Trade [ ] [ ] / / Commodities Derivatives [ ] [ ] / / Custom Products Description: Agreed Fee: [ ] [ ] / / Table 3 Use and Distribution of Information Real Time Information Delayed Information Add / Del Date* (DD/MM/YY) Add / Del Date* (DD/MM/YY) Notes Public Website Display by: Licensee’s Group Subscribers [[ ]] [[ ] / ] / / / [ [ ] ] [ [ ] / ] / / / 1 Use of Information for Trading Purposes by: Licensee’s Group Subscribers Private Use Subscribers [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / 1,2 Use in Licensee’s Revenue Generating Non-Display Applications by: Licensee’s Group [ ] [ ] / / [ ] [ ] / / 1 Use in Licensee’s Non-Revenue Generating Non-Display Applications by: Licensee’s Group [ ] [ ] / / [ ] [ ] / / 1 Index creation [ ] [ ] / / [ ] [ ] / / 1,3 Pricing of Financial Products [ ] [ ] / / [ ] [ ] / / 1,3 Creation of other New Original Works by: Licensee’s Group Subscribers [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / 1 Other uses (please specify): (a) (b) [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / 3,4 * Date addition/deletion effective Table 3 .1 Global Dairy Trade (GDT) Use and Distribution of Information Real Time Information Delayed Information Add / Del Date* (DD/MM/YY) Add / Del Date* (DD/MM/YY) Notes Distribution outside Licensee’s Group: Global Dairy Trade [ ] [ ] / / 1 Use in Licensee’s Revenue Generating Non-Display Applications by: Licensee’s Group [ ] [ ] / / 1 Use in Licensee’s Non-Revenue Generating Non- Display Applications by: Licensee’s Group [ ] [ ] / / 1 Table 4 GDT Fees and Administration Options Notes Community Licences: Use by Licensee’s Group Add / Del Date* (DD/MM/YY) 5 Non-Display Applications [ ] [ ] / / Unit of Count: Tick all that apply to use of Information in Licensee’s Service 1 Device [ ] User ID [ ] User [ ] Revenue Generating Non-Display Application (insert number of applications) Non-Revenue Generating Non-Display Application (insert number of applications) [ ] [ ] Other (specify) [ ] Reporting of Internal Use by Licensee Tick all that apply 1 Direct to NZX [ ] Via other Distributor(s) [ ]

Notices; Notification of Changes. All notices and notifications required under this Agreement shall be in writing or via such electronic means as are specified in XXX Form 1. Notices and notifications required under this Agreement shall be deemed to have been served (a) three (3) Business Days after the time of posting if sent by registered post or (b) the next Business Day after the sending of an electronic transmission. By By Name Name Signed on behalf of Licensee Signature: Name: Title: Date: Signed on behalf of NZX Limited Signature: Name: Xxxxxx Xxxxxxx Title Title Title: Head of Sales Date Date NZX Limited Xxxxx 0, XXX Xxxxxx 00 Xxxxx Xxxxxx XX Xxx 0000 Xxxxxxxxxx 0000 Xxx Xxxxxxx +64 4 472 7599 xxxx@xxx.xxx Information Services Date: Licensee name (Full Company Name Here) Address City company registration number: Address: City: Postal Code Country Email / Zip Code: Country: Email: Invoicing Address (if different) City ): City: Postal Code Country Email / Zip Code: Country: Email: ☐ Monthly ☐ Quarterly Invoicing Frequency * [ ] Monthly [ ] Quarterly [ ] Frequency:* ☐ Bi-Annually [ ] ☐ Annually [ ] ☐ Direct Debit. Please specify frequency: Company Registration Number Debit NZX Member / Participant Firm Firm: ☐ Yes [ ] ☐ No [x] Affiliated Companies to be covered by Agreement Yes* [ ] No [ ] * Agreement: ☐ Yes If Yes, complete Section C F Table 6.1 7.1 ☐ No Service Facilitators to be covered by this Agreement Yes* [ ] No [ ] * Agreement: ☐ Yes If Yes, complete Section C F Table 6.2 7.2 ☐ No Receipt of Information (Tick all that apply [ ] apply): ☐ Direct from NZX. Please specify: [ ] MDF [ ] FIX [ ] Other: [ ] NZX If checked, complete Section A Table 1.1 ☐ Via other Distributor(s) (Name Distributor(s) below) Other Distributor(s) supplying Information to Licensee 1. 2. 3. * If checked, complete Section A Table 1.2 *Invoicing frequency is not applicable to the monthly reporting requirements specified in See XXX Schedule 4 Market Data Policies unless otherwise agreed in advance. Table 2 Information Products . 1.1 Direct from NZX Primary Back Up MDF ☐ ☐ ITCH ☐ ☐ OUCH ☐ ☐ Webdata ☐ ☐ Other (See XXX Schedule 2 for Product description) Add / Del Date*(DD/MM/YY) Equity Market All Information [ ] [ ] / / Prices - Xxxxx 0 [ ] [ ] / / Prices - Xxxxx 0 [ ] [ ] / / Indices [ ] [ ] / / Announcement Attachments - Polling Service [ ] [ ] / / Global Dairy Trade [ ] [ ] / / Commodities Derivatives [ ] [ ] / / Custom Products Description: Agreed Fee: [ ] [ ] / / Table 3 Use and Distribution of Information Real Time Information Delayed Information Add / Del Date* (DD/MM/YY) Add / Del Date* (DD/MM/YY) Notes Public Website Display by: Licensee’s Group Subscribers [[ ]] [[ ] / ] / / / [ [ ] ] [ [ ] / ] / / / 1 Use of Information for Trading Purposes by: Licensee’s Group Subscribers Private Use Subscribers [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / 1,2 Use in Licensee’s Revenue Generating Non-Display Applications by: Licensee’s Group [ ] [ ] / / [ ] [ ] / / 1 Use in Licensee’s Non-Revenue Generating Non-Display Applications by: Licensee’s Group [ ] [ ] / / [ ] [ ] / / 1 Index creation [ ] [ ] / / [ ] [ ] / / 1,3 Pricing of Financial Products [ ] [ ] / / [ ] [ ] / / 1,3 Creation of other New Original Works by: Licensee’s Group Subscribers [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / 1 Other uses (please Please specify): (a) (b) [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / 3,4 * Date addition/deletion effective Table 3 .1 Global Dairy Trade (GDT) Use and Distribution of Information Real Time Information Delayed Information Add / Del Date* (DD/MM/YY) Add / Del Date* (DD/MM/YY) Notes Distribution outside Licensee’s Group: Global Dairy Trade [ ] [ ] / / 1 Use in Licensee’s Revenue Generating Non-Display Applications by: Licensee’s Group [ ] [ ] / / 1 Use in Licensee’s Non-Revenue Generating Non- Display Applications by: Licensee’s Group [ ] [ ] / / 1 Table 4 GDT Fees and Administration Options Notes Community Licences: Use by Licensee’s Group Add / Del Date* (DD/MM/YY) 5 Non-Display Applications [ ] [ ] / / Unit of Count: Tick all that apply to use of Information in Licensee’s Service 1 Device [ ] User ID [ ] User [ ] Revenue Generating Non-Display Application (insert number of applications) Non-Revenue Generating Non-Display Application (insert number of applications) [ ] [ ] ☐ ☐ 1.2 Via Other (specify) [ ] Reporting of Internal Use by Licensee Tick all that apply 1 Direct to NZX [ ] Via other Distributor(s) [ ])

Notices; Notification of Changes. All notices and notifications required under this Agreement shall be in writing or via such electronic means as are specified in XXX Form 1. Notices and notifications required under this Agreement shall be deemed to have been served (a) three (3) Business Days after the time of posting if sent by registered post or (b) the next Business Day after the sending of an electronic transmission. By By Name Name Signature: Name: Title: Date: Signed on behalf of NZX Limited Signature: Name: Xxxxxx Xxxxxxx Title Title Title: Head of Sales Date Date NZX Limited Xxxxx 0, XXX Xxxxxx 00 Xxxxx Xxxxxx XX Xxx 0000 Xxxxxxxxxx 0000 Xxx Xxxxxxx +64 4 472 7599 xxxx@xxx.xxx Information Services Date: Licensee name (Full Company Name Here) Address City Postal Code Country Email Name: Licensee company registration number: Address: City: Country: Email: Invoicing Address (if different) City ): City: Country: Email: Postal Code Country Email Postal Code տ Monthly / Zip Code: / Zip Code: Invoicing Frequency * [ ] Monthly [ ] Quarterly [ ] Bi-Annually [ ] Annually [ ] Direct Debit. Please specify frequency: Company Registration Number Frequency:* NZX Member / Participant Firm Yes [ ] No [x] Firm: Affiliated Companies to be covered by Agreement Yes* [ ] No [ ] * If Yes, complete Section C Table 6.1 Agreement: Service Facilitators to be covered by this Agreement Yes* [ ] Agreement: Receipt of Information (Tick all that apply): տ Quarterly տ Bi-Annually տ Annually տ Direct Debit տ Yes ܆ No [ ] * տ Yes If Yes, complete Section C F Table 6.2 Receipt of Information Tick all that apply [ ] 7.1 տ No տ Yes If Yes, complete Section F Table 7.2 տ No տ Direct from NZX. Please specify: [ ] MDF [ ] FIX [ ] Other: [ ] NZX If checked, complete Section A Table 1.1 ܆ Via other Distributor(s) (Name Distributor(s) below) Other Distributor(s) supplying Information to Licensee 1. 2. 3. * If checked, complete Section A Table 1.2 *Invoicing frequency is not applicable to the monthly reporting requirements specified in See XXX Schedule 4 Market Data Policies unless otherwise agreed in advance. Table 2 Information Products . 1.1 Direct from NZX Primary Back Up MDF ܆ ܆ ITCH ܆ ܆ OUCH ܆ ܆ Webdata ܆ ܆ Other (See XXX Schedule 2 for Product description) Add / Del Date*(DD/MM/YY) Equity Market All Information [ ] [ ] / / Prices - Xxxxx 0 [ ] [ ] / / Prices - Xxxxx 0 [ ] [ ] / / Indices [ ] [ ] / / Announcement Attachments - Polling Service [ ] [ ] / / Global Dairy Trade [ ] [ ] / / Commodities Derivatives [ ] [ ] / / Custom Products Description: Agreed Fee: [ ] [ ] / / Table 3 Use and Distribution of Information Real Time Information Delayed Information Add / Del Date* (DD/MM/YY) Add / Del Date* (DD/MM/YY) Notes Public Website Display by: Licensee’s Group Subscribers [[ ]] [[ ] / ] / / / [ [ ] ] [ [ ] / ] / / / 1 Use of Information for Trading Purposes by: Licensee’s Group Subscribers Private Use Subscribers [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / 1,2 Use in Licensee’s Revenue Generating Non-Display Applications by: Licensee’s Group [ ] [ ] / / [ ] [ ] / / 1 Use in Licensee’s Non-Revenue Generating Non-Display Applications by: Licensee’s Group [ ] [ ] / / [ ] [ ] / / 1 Index creation [ ] [ ] / / [ ] [ ] / / 1,3 Pricing of Financial Products [ ] [ ] / / [ ] [ ] / / 1,3 Creation of other New Original Works by: Licensee’s Group Subscribers [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / 1 Other uses (please Please specify): (a) (b) [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / [ ] [ ] / / 3,4 * Date addition/deletion effective Table 3 .1 Global Dairy Trade (GDT) Use and Distribution of Information Real Time Information Delayed Information Add / Del Date* (DD/MM/YY) Add / Del Date* (DD/MM/YY) Notes Distribution outside Licensee’s Group: Global Dairy Trade [ ] [ ] / / 1 Use in Licensee’s Revenue Generating Non-Display Applications by: Licensee’s Group [ ] [ ] / / 1 Use in Licensee’s Non-Revenue Generating Non- Display Applications by: Licensee’s Group [ ] [ ] / / 1 Table 4 GDT Fees and Administration Options Notes Community Licences: Use by Licensee’s Group Add / Del Date* (DD/MM/YY) 5 Non-Display Applications [ ] [ ] / / Unit of Count: Tick all that apply to use of Information in Licensee’s Service 1 Device [ ] User ID [ ] User [ ] Revenue Generating Non-Display Application (insert number of applications) Non-Revenue Generating Non-Display Application (insert number of applications) [ ] [ ] ܆ ܆ 1.2 Via Other (specify) [ ] Reporting of Internal Use by Licensee Tick all that apply 1 Direct to NZX [ ] Via other Distributor(s) [ ])