Other Regulations. The Issuer is not an “investment company,” or an “affiliated person” of, or a “promoter” or “principal underwriter” for, or “controlled” by, an “investment company,” as such terms are defined in the Investment Company Act of 1940, as amended from time to time. The issuance of the Series 2007-1 Notes hereunder and the application of the proceeds and repayment thereof by the Issuer and the performance of the transactions contemplated by this Supplement and the other Series 2007-1 Transaction Documents will not violate any provision of the Investment Company Act of 1940 or any rule, regulation or order issued by the SEC thereunder.
Appears in 2 contracts
Samples: Series 2007 1 Supplement (Seacastle Inc.), Indenture (Seacastle Inc.)
Other Regulations. The Issuer is not an “investment company,” or an “affiliated person” of, or a “promoter” or “principal underwriter” for, or “controlled” by, an “investment company,” as such terms are defined in the Investment Company Act of 1940, as amended from time to timeamended. The issuance of the Series 20072009-1 Notes hereunder and the application of the proceeds and repayment thereof by the Issuer and the performance of the transactions contemplated by this Supplement and the other Series 20072009-1 Transaction Documents will not violate any provision of the Investment Company Act of 1940 or the Public Utility Holding Company Act, or any rule, regulation or order issued by the SEC Securities and Exchange Commission thereunder.
Appears in 2 contracts
Samples: Amended and Restated Series 2009 1 Supplement (TAL International Group, Inc.), Indenture Supplement (TAL International Group, Inc.)
Other Regulations. The Issuer is not an “investment company,” or an “affiliated person” of, or a “promoter” or “principal underwriter” for, or “controlled” by, an “investment company,” as such terms are defined in the Investment Company Act of 1940, as amended from time to timeamended. The issuance of the Series 20072011-1 2 Notes hereunder and the application of the proceeds and repayment thereof by the Issuer and the performance of the transactions contemplated by the Indenture, this Supplement and the other Series 20072011-1 2 Transaction Documents will not violate any provision of the Investment Company Act of 1940 Act, or any rule, regulation or order issued by the SEC Securities and Exchange Commission thereunder.
Appears in 1 contract
Samples: Indenture Supplement (TAL International Group, Inc.)
Other Regulations. The Issuer is not an “investment company,” or an “affiliated person” of, or a “promoter” or “principal underwriter” for, or “controlled” by, an “investment company,” as such terms are defined in the Investment Company Act of 1940, as amended from time to timeamended. The issuance of the Series 20072011-1 Notes hereunder and the application of the proceeds and repayment thereof by the Issuer and the performance of the transactions contemplated by this Supplement and the other Series 20072011-1 Transaction Documents will not violate any provision of the Investment Company Act of 1940 1940, as amended, or any rule, regulation or order issued by the SEC Securities and Exchange Commission thereunder.
Appears in 1 contract
Samples: Indenture Supplement (TAL International Group, Inc.)
Other Regulations. The Issuer is not an “investment company,” or an “affiliated person” of, or a “promoter” or “principal underwriter” for, or “controlled” by, an “investment company,” as such terms are defined in the Investment Company Act of 1940, as amended from time to timeamended. The issuance of the Series 20072013-1 2 Notes hereunder and the application of the proceeds and repayment thereof by the Issuer and the performance of the transactions contemplated by the Indenture, this Supplement and the other Series 20072013-1 2 Transaction Documents will not violate any provision of the Investment Company Act of 1940 Act, or any rule, regulation or order issued by the SEC Securities and Exchange Commission thereunder.
Appears in 1 contract
Samples: Indenture Supplement (TAL International Group, Inc.)
Other Regulations. The Issuer is not an “investment company,” or an “affiliated person” of, or a “promoter” or “principal underwriter” for, or “controlled” by, an “investment company,” as such terms are defined in the Investment Company Act of 1940, as amended from time to timeamended. The issuance of the Series 20072010-1 2 Notes hereunder and the application of the proceeds and repayment thereof by the Issuer and the performance of the transactions contemplated by the Indenture, this Supplement and the other Series 20072010-1 2 Transaction Documents will not violate any provision of the Investment Company Act of 1940 Act, or any rule, regulation or order issued by the SEC Securities and Exchange Commission thereunder.
Appears in 1 contract
Samples: Indenture Supplement (TAL International Group, Inc.)
Other Regulations. The Issuer is not an “investment company,” or an “affiliated person” of, or a “promoter” or “principal underwriter” for, or “controlled” by, an “investment company,” as such terms are defined in the Investment Company Act of 1940, as amended from time to timeamended. The issuance of the Series 20072006-1 2 Notes hereunder and the application of the proceeds and repayment thereof by the Issuer and the performance of the transactions contemplated by the Indenture, this Supplement and the other Series 20072006-1 2 Transaction Documents will not violate any provision of the Investment Company Act of 1940 or any rule, regulation regulation, or order issued by the SEC Securities and Exchange Commission thereunder.
Appears in 1 contract
Other Regulations. The Issuer is not an “investment company,” or an “affiliated person” of, or a “promoter” or “principal underwriter” for, or “controlled” by, an “investment company,” as such terms are defined in the Investment Company Act of 1940, as amended from time to timeamended. The issuance of the Series 20072010-1 Notes hereunder and the application of the proceeds and repayment thereof by the Issuer and the performance of the transactions contemplated by the Indenture, this Supplement and the other Series 20072010-1 Transaction Documents will not violate any provision of the Investment Company Act of 1940 Act, or any rule, regulation or order issued by the SEC Securities and Exchange Commission thereunder.
Appears in 1 contract
Samples: Indenture Supplement (TAL International Group, Inc.)
Other Regulations. The Issuer is not an “investment company,” or an “affiliated person” of, or a “promoter” or “principal underwriter” for, or “controlled” by, an “investment company,” as such terms are defined in the Investment Company Act of 1940, as amended from time to timeamended. The issuance of the Series 20072012-1 Notes hereunder and the application of the proceeds and repayment thereof by the Issuer and the performance of the transactions contemplated by the Indenture, this Supplement and the other Series 20072012-1 Transaction Documents will not violate any provision of the Investment Company Act of 1940 Act, or any rule, regulation or order issued by the SEC Securities and Exchange Commission thereunder.
Appears in 1 contract
Samples: Indenture Supplement (TAL International Group, Inc.)
Other Regulations. The Issuer is not an “investment company,” or an “affiliated person” of, or a “promoter” or “principal underwriter” for, or “controlled” by, an “investment company,” as such terms are defined in the Investment Company Act of 1940, as amended from time to timeamended. The issuance of the Series 20072009-1 Notes hereunder and the application of the proceeds and repayment thereof by the Issuer and the performance of the transactions contemplated by this Supplement and the other Series 20072009-1 Transaction Documents will not violate any provision of the Investment Company Act of 1940 or the Public Utility Holding Company Act, or any rule, regulation or order issued by the SEC Securities and Exchange Commission thereunder. The Issuer is structured so as not to constitute a “covered fund” for purposes of the Xxxxxxx Rule under the Xxxx-Xxxxx Act.
Appears in 1 contract
Samples: Second Amended and Restated Series 2009 1 Supplement (TAL International Group, Inc.)
Other Regulations. The Issuer is not an “investment company,” or an “affiliated person” of, or a “promoter” or “principal underwriter” for, or “controlled” by, an “investment company,” as such terms are defined in the Investment Company Act of 1940, as amended from time to timeamended. The issuance of the Series 20072011-1 Notes hereunder and the application of the proceeds and repayment thereof by the Issuer and the performance of the transactions contemplated by the Indenture, this Supplement and the other Series 20072011-1 Transaction Documents will not violate any provision of the Investment Company Act of 1940 Act, or any rule, regulation or order issued by the SEC Securities and Exchange Commission thereunder.
Appears in 1 contract
Samples: Indenture Supplement (TAL International Group, Inc.)
Other Regulations. The Issuer is not an “investment company,” or an “affiliated person” of, or a “promoter” or “principal underwriter” for, or “controlled” by, an “investment company,” as such terms are defined in the Investment Company Act of 1940, as amended from time to timeamended. The issuance of the Series 20072014-1 2 Notes hereunder and the application of the proceeds and repayment thereof by the Issuer and the performance of the transactions contemplated by the Indenture, this Supplement and the other Series 20072014-1 2 Transaction Documents will not violate any provision of the Investment Company Act of 1940 Act, or any rule, regulation or order issued by the SEC Securities and Exchange Commission thereunder.
Appears in 1 contract
Samples: Indenture Supplement (TAL International Group, Inc.)