Out-of-Pocket Fees. In addition, the Trust agrees to pay ALPS its out-of-pocket expenses including, but not limited to, statement and confirmation production (including both printed and e-Delivery); Fund-specific statement paper and envelopes; postage; forms; wire fees and other bank charges; NSCC interface fees; 22c-2 fees; sales reporting fees; private label of money market fund fees and customized programming/enhancements; SSAE16 control review reports; retirement account disclosure statement language; telephone; records storage; advances incurred for postage; other miscellaneous expenses that may occur at the Trust’s discretion. Postage for mailing of dividends, Fund reports and other mailings to all shareholder accounts shall be advanced to ALPS by the Trust at least seven (7) days prior to the mailing date of such materials. ALPS will seek advance approval before incurring any out-of-pocket expenses that are out of the ordinary course of business.
Out-of-Pocket Fees. In addition, the Trust agrees to pay ALPS its out-of-pocket expenses including, but not limited to, statement and confirmation production (including both printed and e-delivery); Fund-specific statement paper and envelopes; postage; forms; wire fees and other bank charges; NSCC interface fees; XXX custodial fees; 22c-2 fees; sales reporting fees; private label of money market fund fees and customized programming/enhancements; SAS 70 control review reports; confirmations and investor statements; retirement account disclosure statement language; telephone; records storage; advances incurred for postage; other out-of-pocket expenses incurred by ALPS in connection with the performance of its duties under this Agreement; and other miscellaneous expenses that may occur at the Trust’s discretion. Postage for mailing of dividends, Fund reports and other mailings to all shareholder accounts shall be advanced to ALPS by the Trust at least seven (7) days prior to the mailing date of such materials. ALPS will seek advance approval before incurring any out-of-pocket expenses that are out of the ordinary course of business.
Out-of-Pocket Fees. In addition, the Fund agrees to pay ALPS its out-of-pocket expenses including, but not limited to, statement and confirmation production; portfolio-specific statement paper and envelopes; postage; forms; wire fees and other bank charges; NSCC interface fees; 22c-2 fees; sales reporting fees; private label of money market fund fees and customized programming/enhancements; SAS 70 control review reports; retirement account disclosure statement language; telephone; records storage; advances incurred for postage; other miscellaneous expenses that may occur at the Fund’s discretion. Postage for mailing of dividends, Fund reports and other mailings to all shareholder accounts shall be advanced to ALPS by the Fund at least seven (7) days prior to the mailing date of such materials. ALPS will seek advance approval before incurring any out-of-pocket expenses that are out of the ordinary course of business.
Out-of-Pocket Fees. In addition, the Trust agrees to pay ALPS its out-of-pocket expenses including, but not limited to, confirmations and investor statements; statement paper; postage; forms; wire fees and other bank charges; E*Delivery services; NSCC interface fees; customized programming/enhancements; SSAE16 control review reports; XXX custodial fees; printing, filing and mailing fees; and other out-of-pocket expenses incurred by ALPS in connection with the performance of its duties under this Agreement. Postage for mailing of dividends, Fund reports and other mailings to all shareholder accounts shall be advanced to ALPS by the Trust at least seven (7) days prior to the mailing date of such materials. ALPS will seek advance approval before incurring any out-of-pocket expenses that are out of the ordinary course of business.
Out-of-Pocket Fees. All out-of-pocket expenses are passed through to the client at cost, including but not limited to: third party security pricing and data fees, Bloomberg fees, Gainskeeper fees, PFIC Analyzer, bank loan sub-accounting fees, Blue Sky permit processing fees and state registration fees, SSAE 16 control review reports, travel expenses to Board meetings and on-site reviews, typesetting, printing, filing and mailing fees (including additional fees or surcharges related to expedited typesetting, printing, filing and mailing events), FINRA advertising/filing fees (including additional ALPS fees for expedited reviews), registered representative state licensing fees, fulfillment costs, confirmations and investor statements, postage, statement paper, XXX custodial fees, NSCC interface fees, wire fees and other bank charges, E*Delivery services, customized programming/enhancements, enhanced reporting activities and other out-of-pocket expenses incurred by ALPS in connection with the performance of its duties under its Agreement with the Funds.
Out-of-Pocket Fees. In addition, the Fund agrees to pay ALPS its out-of-pocket expenses including, but not limited to, SAS70 control review reports, travel expenses to Board meetings and on-site supervisory reviews, board book/materials printing and mailing, fulfillment costs, confirmations and investor statements, postage, statement paper, NSCC interface fees, wire fees and other bank charges, 22c-2 fees, sales reporting and customized programming/enhancements and other out-of-pocket expenses incurred by ALPS in connection with the performance of its duties to the funds. Postage for mailing of dividends, Fund reports and other mailings to all shareholder accounts shall be advanced to ALPS by the Fund at least seven (7) days prior to the mailing date of such materials. ALPS will seek advance approval before incurring any out-of-pocket expenses that are out of the ordinary course of business.
Out-of-Pocket Fees. All reasonable out of pocket expenses (i.e. printing, copying, postage, telephone, fax, pricing services, Confluence licensing fees, Lipper data, NSCC fees, custom programming, statement production, independent audit charges, travel/lodging in conjunction with attendance at board meetings, etc.) incurred by the Administrator on behalf of any Portfolio will be billed to the applicable Portfolio quarterly in arrears. [END OF SCHEDULE] SCHEDULE III
Out-of-Pocket Fees. All reasonable out-of-pocket expenses are passed through to the Trust at cost, including but not limited to: third party security pricing and data fees, Bloomberg fees, Gainskeeper fees, PFIC Analyzer, bank loan sub-accounting fees, Blue Sky permit processing fees and state registration fees, SSAE 16 control review reports, reasonable travel expenses to Board meetings and on-site reviews, printing, filing and mailing fees, fulfillment costs, confirmations and investor statements, postage, statement paper, IXX custodial fees, NSCC interface fees, wire fees and other bank charges, E*Delivery services, customized programming/enhancements and other reasonable out-of- pocket expenses incurred by ALPS in connection with the performance of its duties under its Agreement with the Trust. Beacon Hill shall serve as the paying agent on behalf of the Trust to ALPS for out-of-pocket expenses incurred separate and apart from the annual fee.
Out-of-Pocket Fees. In addition, the Trust, through its paying agent, Beacon Hill, agrees to pay ALPS its reasonable out-of-pocket expenses at cost including, but not limited to, confirmations and investor statements; statement paper; postage; forms; wire fees and other bank charges; E*Delivery services; NSCC interface fees; customized programming/enhancements; SSAE16/SOC 1 control review reports; IXX custodial fees; printing, filing and mailing fees; and other out-of-pocket expenses incurred by ALPS in connection with the performance of its duties under this Agreement. Postage for mailing of dividends, Fund reports and other mailings to all shareholder accounts shall be advanced to ALPS by Beacon Hill at least seven (7) days prior to the mailing date of such materials. ALPS will seek advance written approval before incurring any out-of-pocket expenses that are out of the ordinary course of business. Beacon Hill shall serve as the paying agent on behalf of the Trust to ALPS for out-of-pocket expenses incurred separate and apart from the annual fee. ALPS agrees to abide by the terms of the following expense guidelines as set forth immediately below and as amended from time to time:
Out-of-Pocket Fees. The following list includes some, but not all, of the Out-of-Pocket Fees and expenses that may be incurred by ALPS from outside vendors. All Out-of-Pocket Fees and expenses, whether or not listed below, are passed directly through at cost to our clients as Out-of-Pocket Fees and expenses. The following fees are estimates and are subject to change: • Monthly NSCC-interface fees • The cost of printing and mailing shareholder confirmations and statements • The cost of fund-specific statement paper and envelopes • Postage • SAS 70 report (calculated on a pro-rata basis per Fund) • Customized programming • Other miscellaneous expenses that may occur at the Trust’s direction ALPS MUTUAL FUNDS SERVICES, INC. CORNERCAP GROUP OF FUNDS By: /s/ Xxxxxx X. May By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxx X. May Name: Xxxxxx X. Xxxxx Title: Managing Director Title: President CORNERCAP INVESTMENT COUNSEL, INC. By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxx X. Xxxxx Title: Chief Executive Officer Schedule C SECURITY PROCEDURES
