Fund Reports. Without compromise to the confidentiality of information regarding employees and/or employers, the following information shall be made available to the legal parties to this Agreement:
(i) the annual summary of the pension portfolio;
(ii) the annual Cost Certificate;
(iii) all audited financial statements;
(iv) the annual Administrator's report.
(v) correspondence from the Funds Solicitor or Administrator which affects the legal requirements to make contributions to these funds as specified in this Collective Agreement
Fund Reports. A certified audit shall be submitted to the Associations and Unions signatory hereto at the end of each fiscal year for review on status of all funds provided for in this Agreement.
Fund Reports. (a) ARCap has previously made available to Purchaser (or with respect to reports furnished after the date hereof and prior to the Closing Date, will simultaneously with its delivery to the members or stockholders of each of the Fund Reporting Entities furnish to Purchaser) true, complete and correct copies of the last annual and periodic reports furnished by the managing member or the corporation to the members and stockholders, respectively, of the Fund Reporting Entity (collectively, the "Fund Entity Reports"). Each of the Fund Reporting Entities has furnished in all material respects all reports to its members or stockholders which are required to be furnished by it under the respective certificate of incorporation or formation, limited liability company agreement, by-laws, regulations or other organizational or governing documents of the Fund Reporting Entities. All financial statements contained in the Fund Entity Reports fairly present in accordance with GAAP the financial position and results of operations of the respective Fund Reporting Entity at the date and for the periods indicated and, if required under the respective certificate of incorporation or formation, limited liability company agreement, by-laws, regulations or other organizational or governing documents of the Fund Reporting Entity, have been prepared in conformity with GAAP. The accountants who expressed an opinion on such financial statements are, with respect to the respective Fund Reporting Entity, reasonably believed by ARCap to be independent public accountants.
(b) Since the respective dates as of which information is given in any of the Fund Entity Reports and the Fund PPMs (whichever is most recently distributed) to the date hereof, except as may otherwise be stated in or contemplated by such document or on Section 4.21(b) of the Disclosure Schedule: (i) there has not been any material adverse change in the condition (financial or otherwise) of the respective Fund Reporting Entity, or any material properties or assets of the Fund Reporting Entity whether or not arising in the ordinary course of business; and (ii) there has not been any material transaction entered into by the Fund Reporting Entity (except as otherwise in conformity with the investment objective of such Fund Reporting Entity), other than in the ordinary course of business.
Fund Reports. Unless otherwise mutually agreed in writing, we or the Trust shall deliver or cause to be delivered to each of the customers who purchase shares of the Funds through you copies of all annual and interim reports and any other information and materials relating to the Funds and prepared by or on behalf of the Trust, the Funds or their investment adviser, custodian, transfer agent or dividend disbursing agent for distribution to such customer. You may not publish any advertisement or distribute sales literature or other written material to the public which makes reference to us, Pacific Life or the Funds (except material which we have provided to you) without our prior written approval.
Fund Reports. The University shall provide the Union with regular reports consistent with the policies and procedures of each fund, listing the names of Graduate Workers who received distributions from the above-referenced funds. The reports also will include the amounts and date of each such distribution.
Fund Reports. Without compromise to the confidentiality of information regarding employees and/or employers, the following information shall be made available to the legal parties to this Agreement:
(i) the annual summary of the pension portfolio;
(ii) the annual Cost Certificate;
(iii) all audited financial statements;
(iv) the annual Administrator's report.
(v) correspondence from the Funds Solicitor or Administrator which affects the legal requirements to make contributions to these funds as specified in this Collective Agreement It is further agreed that the Parties to this Agreement shall promote the appointment of one of the Employers signatory to this Agreement to the Board of Trustees of the above noted pension trust funds.
Fund Reports. 38 Article 24 No Strike or Lockout Clause .......................................................................... 38 Article 25 Breach of Agreement ..................................................................................... 39
Fund Reports. S2 will provide AAAMCO and the Trustees with a standard quarterly report for the Fund that may include such relevant Fund and/or market related information such as an inventory of Fund holdings, transactions, proxy voting decisions and Fund performance for the most recent quarter through the period in which S2 has managed the Fund. S2 will make appropriate persons available by telephone or in person as reasonably agreed between S2 and AAAMCO for the purpose of reviewing the standard quarterly report and the general management of the Fund with the Trustees.
Fund Reports. 22.1 The ERDF Recipient shall report to the Secretary of State quarterly and annually in respect of the Fund of Funds / Product Fund(s);
22.2 The ERDF Recipient shall ensure that Quarterly Reports are received by the Secretary of State within 30 Working Days of the end of the period to which they relate and that such reports include the following information:
(a) Number, amount and recipients of Relevant Investment highlighting any Relevant Investments made pursuant to Condition 13.3(d) hereof;
(b) Number of applications for Relevant Investment received during the period and of that figure, a breakdown covering: (i) number of applications approved but not yet processed, (ii) number of applications rejected (iii) number of applications still to be processed and (iv) number of applications for new investment and number of applications for follow-on investment ;
(c) Failure rate of Relevant Investment including any where, having received a Relevant Investment pursuant to Condition 13.3(d) above, the investee has failed to move into the Project Area or where the investee has failed to be use the Relevant Investment for its intended purpose;
(d) Level of value impairments relating to any Relevant Investment;
(e) Income and expenditure accounts for the Fund including investment levels, management Costs and Product Fund Management Fees and interest and other gains;
(f) Progress towards achievement of the Targets, including any relating to the Operational Programme Cross Cutting Themes of Sustainability and Equality;
(g) Report on progress in relation to the Relevant Investments being delivered on a Co-Invest Basis;
(h) Private sector leverage in respect of the Fund of Funds / Product Funds(s);
(i) Variation from baseline projections contained in the Business Plan in respect of the Fund of Funds / Product Fund(s);
(j) A report on the supporting measures undertaken both before and after an investment decision to maximise the impact of Relevant Investments;
(k) A report on the realisation strategy in respect of the Fund of Funds / Product Fund’s investments and progress towards achieving such realisations, including a report on Returns from Relevant Investments;
(l) A report on the State Aid treatment of Relevant Investments, including number of De Minimis declarations;
(m) A general report on the key actions and events in relation to the Fund over the period;
(n) Any further information considered necessary by the Secretary of State in order to properly assess the ...
Fund Reports. Each of the Mutual Funds (except Trimark Global High Yield Bond Pooled Fund) has filed with each of the Canadian Securities Regulatory Authorities true and complete copies of all forms, reports, schedules, statements and other documents required to be filed by it (such forms, reports, schedules, statements and other documents, including any financial statements or other documents, including any schedules included therein, are referred to as the "FUND DOCUMENTS"). The Fund Documents at the time filed (i) did not contain any misrepresentation (as defined in the Securities Act) and (ii) complied in all material respects with the requirements of applicable securities Laws including all requirements imposed by discretionary orders granted by any Canadian Security Regulatory Authority. None of the Mutual Funds has filed any confidential material change report with the OSC or any other securities authority or regulator or any stock exchange or other self-regulatory authority which at the date hereof remains confidential. The securities issued by each Mutual Fund are duly qualified for distribution to the public in each of the provinces and territories of Canada under applicable securities Laws. Each Mutual Fund is a reporting issuer in, and is not in 128 -13- default in any material respect of any requirement of the securities Laws of, each province and territory of Canada.
