Placement and Finder’s Fees. No agent, broker, investment banker, finder, financial advisor or other person acting on behalf of Purchaser or under its authority is or will be entitled to any broker’s or finder’s fee or any other commission or similar fee, directly or indirectly, in connection with the Offering, and no person is entitled to any fee or commission or like payment in respect thereof based in any way on agreements, arrangements or understanding made by or on behalf of Purchaser.
Placement and Finder’s Fees. Except as provided in Section 1(c), neither the Company nor any of its respective officers, directors, employees or managers, has employed any broker, dealer, finder, advisor or consultant, or incurred any liability for any investment banking fees, brokerage fees, commissions or finders’ fees, advisory fees or consulting fees in connection with the Offering for which the Company has or could have any liability.
Placement and Finder’s Fees. Other than the Placement Agent, no agent, broker, investment banker, finder, financial advisor or other person acting on behalf of the Purchaser or under its authority is or will be entitled to any broker’s or finder’s fee or any other commission or similar fee, directly or indirectly, in connection with the Offering, and no person is entitled to any fee or commission or like payment in respect thereof based in any way on agreements, arrangements or understanding made by or on behalf of the Purchaser. The Purchaser is aware that the Company has retained Aegis as a placement or selling agent and that Aegis will be entitled to a placement fee and other consideration as described in Section 1(b) above in connection with the sale of the Notes.
Placement and Finder’s Fees. The Company reserves the right to pay fees to brokers and dealers in connection with the sale of the Securities in an amount equal to up to ten percent (10%) of the Purchase Price of such Securities and warrants to acquire up to that number of shares equal to ten percent (10%) of the Shares sold in the Offering at an exercise price of $2.00 per share.
Placement and Finder’s Fees. No agent, broker, investment banker, finder, financial advisor or other person acting on behalf of the FRAC Shareholder or under its authority is or will be entitled to any broker’s or finder’s fee or any other commission or similar fee, directly or indirectly, in connection with the transactions contemplated hereby, and no person is entitled to any fee or commission or like payment in respect thereof based in any way on any agreements, arrangements or understanding made by or on behalf of the FRAC Shareholder.
Placement and Finder’s Fees. No agent, broker, investment banker, finder, financial advisor or other person acting on behalf of Purchaser or under its authority is or will be entitled to any broker’s or finder’s fee or any other commission or similar fee, directly or indirectly, in connection with the transactions contemplated hereby, and no person is entitled to any fee or commission or like payment in respect thereof based in any way on agreements, arrangements or understanding made by or on behalf of Purchaser. Purchaser acknowledges that in connection with the Offering, the Company will pay the Placement Agent (i) a cash fee equal to eight percent (8%) of the gross proceeds raised solely from the sale of the Units to Purchasers which the Placement Agent identifies and introduces to the Company for participation in the Offering (“New Investors”) and (ii) an amount equal to three percent (3%) of the gross proceeds of the Offering as a non-accountable expense allowance to the Placement Agent. In addition, the Purchaser acknowledges that the Placement Agent shall receive warrants (the “Placement Agent Warrants”), to purchase shares of the Company’s Common Stock in an amount equal to ten percent (10%) of the Shares included in all Units sold in the Offering. The Placement Agent Warrants shall be exercisable at price of $1.80 per share for a period of three years from the First Closing Date. The Placement Agent Warrants shall have cashless exercise provisions and shall otherwise have comparable provisions to the Warrants being issued to the Investors hereunder.
