Common use of Politically Exposed Person Clause in Contracts

Politically Exposed Person. Please confirm whether one or more or the beneficial owner(s) are politically exposed person(s). A politically exposed person is (i) a physical person who holds, or during the last year has held, a high public office or position in a sovereignty other than Norway. Or (ii) is an immediate family member of a person as referred to under (i), or (iii) is known to be a close associate of a person as referred to under (i). Please see next page for further details. Yes No (NRP Finans may/will request additional information.) By holder of high public office or post as referred to in section 15, third paragraph (1), of the Norwegian Money Laundering Act, the following constitute a holder of high public office or post: 1) A Head of State, Head of Government, Minister or Deputy Minister; 2) A member of a national assembly; 3) A member of a higher court that makes decisions which only exceptionally may be appealed; 4) A member of the board of an auditor general, court of auditors or central bank; 5) An ambassador, charge d'affaires or high-ranking military officer; 6) A member of an administrative, managerial or controlling body in a state- owned undertaking; or 7) A holder of a corresponding office or post as referred to in (1) to (5) in an international organization. By immediate family member as referred to in section 15, third paragraph (2) of the Money Laundering Act, the following constitute an immediate family member: 1) A spouse or a partner who, pursuant to national legislation, is equivalent to a spouse; 2) A child; 3) A spouse or partner of a child; and 4) A parent. By close associate as referred to in section 154, third paragraph (3) of the Money Laundering Act, the following constitute a close associate: a physical person who is known to: 1) Be a beneficial owner in a legal arrangement or entity jointly with a person as referred to in section 15, third paragraph (1) or (2) of the Norwegian Money Laundering Act; 2) Have a close business connection to a person as referred to in section 15, third paragraph (1) or (2), of the Norwegian Money Laundering Act; or 3) Be the only beneficial owner in a legal arrangement or entity that in reality was established for the benefit of a person as referred to in section 15, third paragraph, (1) or (2), of the Norwegian Money Laundering Act. According to the American tax legislation and federal agreements between the U.S and Norway, NRP Finans AS must adhere to the Foreign Account Tax Compliance (FATCA). FATCA is implemented in Norwegian legislation in “samleforskrift 17. September 2013 nr. 1092.” When opening new accounts NRP Finans is required to obtain a declaration from each account holder. The purpose is to obtain information in order to consider whether the account holder is taxable to the U.S, and report to the Norwegian tax authorities, which again reports to the tax authorities in the US. Please check one box The entity is not an American entityii, and the entity has no controlling personsiii that is either an US citizen or a taxable residentiv in the US. The entity is American Business address in the US: American Identity numberv The entity has controlling peopleiii that is either an US citizen or a taxable residentiv in the US. Name of the controlling person(s)iii Address in the US American identification number v The company declares that all information in this declaration is correct and complete. The company also has a duty to inform NRP Finans if adjustments occur, and the information in the declaration is no longer correct nor complete. Name on entity Date and signature according to the certification of incorporation Date and signature according to the certification of incorporation i Financial institution defined in “ samleforskrift 17. September 2013 nr. 1092.” ii An American entity is defined as a company established in the U.S following the U.S legislation. iii Controlling people/person mean: “physical people that ultimately own or controlling a private client.” A person need to register as a controlling person when the individual: 1. In a company A. Owns or control more than 25 % of the shares or votes. B. Controlling the management in any other way. 2. In Foundation, Fund etc. A. Controlling more than 25 % of the assets. B. According to statutes or by other means is receiving more than 25 % of the assets. C. Main interest of the establishment or operation.

Politically Exposed Person. Please confirm whether one or more or the beneficial owner(s) are politically exposed person(s). A politically exposed person is (i) a physical person who holds, or during the last year has held, a high public office or position in a sovereignty other than Norway. Or (ii) is an immediate family member of a person as referred to under (i), or (iii) is known to be a close associate of a person as referred to under (i). Please see next page below for further details. Yes No (NRP Finans may/will request additional information.) By holder of high public office or post as referred to in section 15, third paragraph (1), of the Norwegian Money Laundering Act, the following constitute a holder of high public office or post: 1) A Head of State, Head of Government, Minister or Deputy Minister; 2) A member of a national assembly; 3) A member of a higher court that makes decisions which only exceptionally may be appealed; 4) A member of the board of an auditor general, court of auditors or central bank; 5) An ambassador, charge d'affaires or high-ranking military officer; 6) A member of an administrative, managerial or controlling body in a state- owned undertaking; or 7) A holder of a corresponding office or post as referred to in (1) to (5) in an international organization. By immediate family member as referred to in section 15, third paragraph (2) of the Money Laundering Act, the following constitute an immediate family member: 1) A spouse or a partner who, pursuant to national legislation, is equivalent to a spouse; 2) A child; 3) A spouse or partner of a child; and 4) A parent. By close associate as referred to in section 154, third paragraph (3) of the Money Laundering Act, the following constitute a close associate: a physical person who is known to: 1) Be a beneficial owner in a legal arrangement or entity jointly with a person as referred to in section 15, third paragraph (1) or (2) of the Norwegian Money Laundering Act; 2) Have a close business connection to a person as referred to in section 15, third paragraph (1) or (2), of the Norwegian Money Laundering Act; or 3) Be the only beneficial owner in a legal arrangement or entity that in reality was established for the benefit of a person as referred to in section 15, third paragraph, (1) or (2), of the Norwegian Money Laundering Act. According to the American tax legislation and federal agreements between the U.S and Norway, NRP Finans AS must adhere to the Foreign Account Tax Compliance (FATCA). FATCA is implemented in Norwegian legislation in “samleforskrift 17. September 2013 nr. 1092.” When opening new accounts NRP Finans is required to obtain a declaration from each account holder. The purpose is to obtain information in order to consider whether the account holder is taxable to the U.S, and report to the Norwegian tax authorities, which again reports to the tax authorities in the US. Please check one box The entity is not an American entityii, and the entity has no controlling personsiii that is either an US citizen or a taxable residentiv in the US. The entity is American Business address in the US: American Identity numberv The entity has controlling peopleiii that is either an US citizen or a taxable residentiv in the US. Name of the controlling person(s)iii Address in the US American identification number v The company declares that all information in this declaration is correct and complete. The company also has a duty to inform NRP Finans if adjustments occur, and the information in the declaration is no longer correct nor complete. Name on entity Date and signature according to the certification of incorporation Date and signature according to the certification of incorporation i Financial institution defined in “ samleforskrift 17. September 2013 nr. 1092.” ii An American entity is defined as a company established in the U.S following the U.S legislation. iii Controlling people/person mean: “physical people that ultimately own or controlling a private client.” A person need to register as a controlling person when the individual: 1. In a company A. Owns or control more than 25 % of the shares or votes. B. Controlling the management in any other way. 2. In Foundation, Fund etc. A. Controlling more than 25 % of the assets. B. According to statutes or by other means is receiving more than 25 % of the assets. C. Main interest of the establishment or operation.

Politically Exposed Person. Please confirm validate whether one or more you or the beneficial owner(s) are politically exposed person(s). A politically exposed person is (i) a physical person who holds, or during the last year has held, a high public office or position in a sovereignty other than Norway. Or (ii) is an immediate family member of a person as referred to under (i), or (iii) is known to be a close associate of a person as referred to under (i). Please see next page for further details. Yes No (NRP Finans may/will request additional information.) By holder of high public office or post as referred to in section 15, third paragraph (1), of the Norwegian Money Laundering Act, the following constitute a holder of high public office or post: 1) A Head of State, Head of Government, Minister or Deputy Minister; 2) A member of a national assembly; 3) A member of a higher court that makes decisions which only exceptionally may be appealed; 4) A member of the board of an auditor general, court of auditors or central bank; 5) An ambassador, charge d'affaires or high-ranking military officer; 6) A member of an administrative, managerial or controlling body in a state- owned undertaking; or 7) A holder of a corresponding office or post as referred to in (1) to (5) in an international organization. By immediate family member as referred to in section 15, third paragraph (2) of the Money Laundering Act, the following constitute an immediate family member: 1) A spouse or a partner who, pursuant to national legislation, is equivalent to a spouse; 2) A child; 3) A spouse or partner of a child; and 4) A parent. By close associate as referred to in section 154, third paragraph (3) of the Money Laundering Act, the following constitute a close associate: a physical person who is known to: 1) Be a beneficial owner in a legal arrangement or entity jointly with a person as referred to in section 15, third paragraph (1) or (2) of the Norwegian Money Laundering Act; 2) Have a close business connection to a person as referred to in section 15, third paragraph (1) or (2), of the Norwegian Money Laundering Act; or 3) Be the only beneficial owner in a legal arrangement or entity that in reality was established for the benefit of a person as referred to in section 15, third paragraph, (1) or (2), of the Norwegian Money Laundering Act. According to the American tax legislation and federal agreements between the U.S and Norway, NRP Finans AS must adhere to the Foreign Account Tax Compliance (FATCA). FATCA is implemented in Norwegian legislation in “samleforskrift 17. September 2013 nr. 1092.” When opening new accounts NRP Finans is required to obtain a declaration from each account holder. The purpose is to obtain information in order to consider whether the account holder is taxable to the U.S, and report to the Norwegian tax authorities, which again reports to the tax authorities in the US. Please check one box The entity is not an American entityii, and the entity has no controlling personsiii that is either an US citizen or a taxable residentiv in the US. The entity is American Business address in the US: American Identity numberv The entity has controlling peopleiii that is either an US citizen or a taxable residentiv in the US. Name of the controlling person(s)iii Address in the US American identification number v The company declares that all information in this declaration is correct and complete. The company also has a duty to inform NRP Finans if adjustments occur, and the information in the declaration is no longer correct nor complete. Name on entity Date and signature according to the certification of incorporation Date and signature according to the certification of incorporation i Financial institution defined in “ samleforskrift 17. September 2013 nr. 1092.” ii An American entity is defined as a company established in the U.S following the U.S legislation. iii Controlling people/person mean: “physical people that ultimately own or controlling a private client.” A person need to register as a controlling person when the individual: 1. In a company A. Owns or control more than 25 % of the shares or votes. B. Controlling the management in any other way. 2. In Foundation, Fund etc. A. Controlling more than 25 % of the assets. B. According to statutes or by other means is receiving more than 25 % of the assets. C. Main interest of the establishment or operation.

Politically Exposed Person. Please confirm validate whether one or more or the beneficial owner(s) you are politically exposed person(s). A politically exposed person is (i) a physical person who holds, or during the last year has held, a high public office or position in a sovereignty other than Norway. Or (ii) is an immediate family member of a person as referred to under (i), or (iii) is known to be a close associate of a person as referred to under (i). Please see next page for further details. Yes No (NRP Finans may/will request additional information.) By holder of high public office or post as referred to in section 15, third paragraph (1), of the Norwegian Money Laundering Act, the following constitute a holder of high public office or post: 1) A Head of State, Head of Government, Minister or Deputy Minister; 2) A member of a national assembly; 3) A member of a higher court that makes decisions which only exceptionally may be appealed; 4) A member of the board of an auditor general, court of auditors or central bank; 5) An ambassador, charge d'affaires or high-ranking military officer; 6) A member of an administrative, managerial or controlling body in a state- owned undertaking; or 7) A holder of a corresponding office or post as referred to in (1) to (5) in an international organization. By immediate family member as referred to in section 15, third paragraph (2) of the Money Laundering Act, the following constitute an immediate family member: 1) A spouse or a partner who, pursuant to national legislation, is equivalent to a spouse; 2) A child; 3) A spouse or partner of a child; and 4) A parent. By close associate as referred to in section 154, third paragraph (3) of the Money Laundering Act, the following constitute a close associate: a physical person who is known to: 1) Be a beneficial owner in a legal arrangement or entity jointly with a person as referred to in section 15, third paragraph (1) or (2) of the Norwegian Money Laundering Act; 2) Have a close business connection to a person as referred to in section 15, third paragraph (1) or (2), of the Norwegian Money Laundering Act; or 3) Be the only beneficial owner in a legal arrangement or entity that in reality was established for the benefit of a person as referred to in section 15, third paragraph, (1) or (2), of the Norwegian Money Laundering Act. According to the American tax legislation and federal agreements between the U.S and Norway, NRP Finans AS must adhere to the Foreign Account Tax Compliance (FATCA). FATCA is implemented in Norwegian legislation in “samleforskrift 17. September 2013 nr. 1092.” When opening new accounts NRP Finans is required to obtain a declaration from each account holder. The purpose is to obtain information in order to consider whether the account holder is taxable to the U.S, and report to the Norwegian tax authorities, which again reports to the tax authorities in the US. Please check one box The entity is not an American entityii, and the entity has no controlling personsiii that is either an US citizen or a taxable residentiv in the US. The entity is American Business address in the US: American Identity numberv The entity has controlling peopleiii that is either an US citizen or a taxable residentiv in the US. Name of the controlling person(s)iii Address in the US American identification number v The company declares that all information in this declaration is correct and complete. The company also has a duty to inform NRP Finans if adjustments occur, and the information in the declaration is no longer correct nor complete. Name on entity Date and signature according to the certification of incorporation Date and signature according to the certification of incorporation i Financial institution defined in “ samleforskrift 17. September 2013 nr. 1092.” ii An American entity is defined as a company established in the U.S following the U.S legislation. iii Controlling people/person mean: “physical people that ultimately own or controlling a private client.” A person need to register as a controlling person when the individual: 1. In a company A. Owns or control more than 25 % of the shares or votes. B. Controlling the management in any other way. 2. In Foundation, Fund etc. A. Controlling more than 25 % of the assets. B. According to statutes or by other means is receiving more than 25 % of the assets. C. Main interest of the establishment or operation.