Common use of PRODUCT GOVERNANCE Clause in Contracts

PRODUCT GOVERNANCE. 5.3.1 The Broker adheres to the provisions of Applicable Law in relation to the product governance requirements and obtains required information from its clients in order to assess whether they fall in the positive target market or the negative target market prior to the provision of investment services. The aim of the aforesaid requirements is to evaluate whether Client’s needs, characteristics and objectives are consistent with the characteristics and risks of the products offered by the Broker.

PRODUCT GOVERNANCE. 5.3.1 The Broker adheres to the provisions of Applicable Law in relation to the product governance requirements and obtains required information from its clients in order to assess whether they fall in the positive target market or the negative target market prior to the provision of investment services. The aim of the aforesaid requirements is to evaluate whether Client’s needs, characteristics and objectives are consistent with the characteristics and risks of the products offered by the Broker.aforesaid

PRODUCT GOVERNANCE. 5.3.1 The Broker adheres to the provisions of Applicable Law in relation to the product governance requirements and obtains required information from its clients in order to assess whether they fall in the positive target market or the negative target market prior to the provision of investment services. The aim of the aforesaid requirements is to evaluate whether Client’s needs, characteristics and objectives are consistent with the characteristics and risks of the products offered by the Broker.the

PRODUCT GOVERNANCE. 5.3.1 The Broker adheres to the provisions of Applicable Law in relation to the product governance requirements and obtains required information from its clients in order to assess whether they fall in the positive target market or the negative target market prior to the provision of investment services. The aim of the aforesaid requirements is to evaluate whether Client’s needs, characteristics and objectives are consistent with the characteristics and risks of the products offered by the Broker.or