Prohibited Conduct. The Sub-Adviser may not consult with any other sub-adviser of the Fund concerning transactions in securities or other assets for any investment portfolio of the Fund, including the Series, except that such consultations are permitted between the current and successor sub-advisers of the Series in order to effect an orderly transition of sub-advisory duties so long as such consultations are not concerning transactions prohibited by Section 17(a) of the 1940 Act.
Appears in 86 contracts
Samples: Sub Advisory Agreement (Voya EQUITY TRUST), Sub Advisory Agreement (Voya MUTUAL FUNDS), Sub Advisory Agreement (Voya EQUITY TRUST)
Prohibited Conduct. The Sub-Adviser may not consult with any other sub-adviser of the Fund Trust concerning transactions in securities or other assets for any investment portfolio of the FundTrust, including the Series, except that such consultations are permitted between the current and successor sub-advisers of the Series in order to effect an orderly transition of sub-advisory duties so long as such consultations are not concerning transactions prohibited by Section 17(a) of the 1940 Act.
Appears in 57 contracts
Samples: Sub Advisory Agreement (Voya MUTUAL FUNDS), Sub Advisory Agreement (Voya INVESTORS TRUST), Sub Advisory Agreement (Voya INVESTORS TRUST)
Prohibited Conduct. The Sub-Adviser Advisor may not consult with any other sub-adviser advisor of the Fund Trust concerning transactions in securities or other assets for any investment portfolio of the FundTrust, including the SeriesFund, except that such consultations are permitted between the current and successor sub-advisers advisor of the Series Fund in order to effect an orderly transition of sub-advisory portfolio management duties so long as such consultations are not concerning transactions prohibited by Section 17(a) of the 1940 Act.
Appears in 45 contracts
Samples: Investment Sub Advisory Agreement (Starboard Investment Trust), Investment Sub Advisory Agreement (Starboard Investment Trust), Form of Investment Sub Advisory Agreement (Starboard Investment Trust)
Prohibited Conduct. The Sub-Adviser may not consult with any other sub-adviser of the Fund Trust concerning transactions in securities or other assets for any investment portfolio of the FundTrust, including the Series, except that such consultations are permitted between the current and successor sub-advisers of the Series in order to effect an orderly transition of sub-advisory portfolio management duties so long as such consultations are not concerning transactions prohibited by Section 17(a) of the 1940 Act.
Appears in 41 contracts
Samples: Sub Advisory Agreement (Voya INVESTORS TRUST), Sub Advisory Agreement (Voya INVESTORS TRUST), Sub Advisory Agreement (Voya INVESTORS TRUST)
Prohibited Conduct. The Sub-Adviser may not consult with any other sub-adviser of the Fund Company concerning transactions in securities or other assets for any investment portfolio of the FundCompany, including the Series, except that such consultations are permitted between the current and successor sub-advisers of the Series in order to effect an orderly transition of sub-advisory portfolio management duties so long as such consultations are not concerning transactions prohibited by Section 17(a) of the 1940 Act.
Appears in 32 contracts
Samples: Sub Advisory Agreement (Voya PARTNERS INC), Agreement (Voya PARTNERS INC), Sub Advisory Agreement (Voya PARTNERS INC)
Prohibited Conduct. The Sub-Adviser may not consult with any other sub-adviser of the Fund concerning transactions in securities or other assets for any investment portfolio of the Fund, including the Series, except that such consultations are permitted between the current and successor sub-advisers of the Series in order to effect an orderly transition of sub-advisory duties so long as such consultations are not concerning transactions prohibited by Section 17(a) or Section 10(f) of the 1940 Act.
Appears in 13 contracts
Samples: Sub Advisory Agreement (Voya MUTUAL FUNDS), Sub Advisory Agreement (Voya MUTUAL FUNDS), Sub Advisory Agreement (Voya MUTUAL FUNDS)
Prohibited Conduct. The Sub-Adviser may not consult with any other sub-adviser of the Fund concerning transactions in securities or other assets for any investment portfolio of the Fund, including the Series, except that such consultations are permitted between the current and successor sub-advisers of the Series in order to effect an orderly transition of sub-advisory portfolio management duties so long as such consultations are not concerning transactions prohibited by Section 17(a) of the 1940 Act.
Appears in 9 contracts
Samples: Sub Advisory Agreement (Voya MUTUAL FUNDS), Sub Advisory Agreement (Voya MUTUAL FUNDS), Sub Advisory Agreement (Voya MUTUAL FUNDS)
Prohibited Conduct. The Sub-Adviser may not consult with any other sub-adviser of the Fund concerning transactions in securities or other assets for any investment portfolio of the Fund, including the Series, Fund except that such consultations are permitted between the current and successor sub-advisers of the Series Fund in order to effect an orderly transition of sub-advisory duties so long as such consultations are not concerning transactions prohibited by Section 17(a) of the 1940 Act.
Appears in 9 contracts
Samples: Agreement (Voya Asia Pacific High Dividend Equity Income Fund), Sub Advisory Agreement (Voya Asia Pacific High Dividend Equity Income Fund), Sub Advisory Agreement (ING Asia Pacific High Dividend Equity Income Fund)
Prohibited Conduct. The Sub-Adviser may not consult with any other sub-adviser of the Fund Fund/ concerning transactions in securities or other assets for any investment portfolio of the Fund, including the Series, except that such consultations are permitted between the current and successor sub-advisers of the Series in order to effect an orderly transition of sub-advisory duties so long as such consultations are not concerning transactions prohibited by Section 17(a) of the 1940 Act.
Appears in 9 contracts
Samples: Sub Advisory Agreement (Voya MUTUAL FUNDS), Sub Advisory Agreement (Voya MUTUAL FUNDS), Sub Advisory Agreement (Voya MUTUAL FUNDS)
Prohibited Conduct. The Sub-Adviser may not consult with any other sub-adviser of the Fund concerning transactions in securities or other assets for any investment portfolio of the Fund, including the Series, except that such consultations are permitted between the current and successor sub-advisers of the Series Fund in order to effect an orderly transition of sub-advisory duties so long as such consultations are not concerning transactions prohibited by Section 17(a) of the 1940 Act.
Appears in 8 contracts
Samples: Sub Advisory Agreement (Voya Emerging Markets High Dividend Equity Fund), Sub Advisory Agreement (Voya Global Advantage & Premium Opportunity Fund), Sub Advisory Agreement (Voya Emerging Markets High Dividend Equity Fund)
Prohibited Conduct. The Sub-Adviser may not consult with any other sub-adviser of the Fund Trust concerning transactions in securities or other assets for any investment portfolio of the FundTrust, including the Series, except that such consultations are permitted between the current and successor sub-advisers of the Series in order to effect an orderly transition of sub-advisory duties portfolio management duties, so long as such consultations are not concerning transactions prohibited by Section 17(a) of the 1940 Act.
Appears in 6 contracts
Samples: Sub Advisory Agreement (Voya INVESTORS TRUST), Sub Advisory Agreement (Voya INVESTORS TRUST), Sub Advisory Agreement (Ing Investors Trust)
Prohibited Conduct. The Sub-Adviser may not consult with any other sub-adviser of the Fund concerning transactions in securities or other assets for any investment portfolio Series of the Fund, including the Series, except that such consultations are permitted between the current and successor sub-advisers of the Series in order to effect an orderly transition of sub-advisory duties so long as such consultations are not concerning transactions prohibited by Section 17(a) of the 1940 Act.
Appears in 3 contracts
Samples: Sub Advisory Agreement (Ing Mutual Funds), Sub Advisory Agreement (Ing Mutual Funds), Sub Advisory Agreement (Ing Mutual Funds)
Prohibited Conduct. The Sub-Adviser Advisor may not consult with any other sub-adviser advisor of the Fund Trust concerning transactions in securities or other assets for any investment portfolio of the FundTrust, including the SeriesFunds, except that such consultations are permitted between the current and successor sub-advisers advisor of the Series Funds in order to effect an orderly transition of sub-advisory portfolio management duties so long as such consultations are not concerning transactions prohibited by Section 17(a) of the 1940 Act.
Appears in 3 contracts
Samples: Investment Sub Advisory Agreement (Spinnaker ETF Series), Investment Sub Advisory Agreement (Starboard Investment Trust), Investment Sub Advisory Agreement (Starboard Investment Trust)
Prohibited Conduct. The Subject to the exclusivity provisions in Section 11, the Sub-Adviser may not consult with any other sub-adviser of the Fund concerning transactions in securities or other assets for any investment portfolio of the Fund, including the Series, except that such consultations are permitted between the current and successor sub-advisers of the Series in order to effect an orderly transition of sub-advisory duties so long as such consultations are not concerning transactions prohibited by Section 17(a) of the 1940 Act.
Appears in 3 contracts
Samples: Sub Advisory Agreement (Ing Mutual Funds), Sub Advisory Agreement (Ing Mutual Funds), Ing Mutual Funds
Prohibited Conduct. The Sub-Adviser may not consult with any other sub-adviser of the Fund concerning transactions in securities or other assets for any investment portfolio of the Fund, including the Series, except that such consultations are permitted between the current and successor sub-advisers of the Series in order to effect an orderly transition of sub-advisory duties so long as such consultations are not concerning transactions prohibited by Section 17(a17 (a) of the 1940 Act.
Appears in 3 contracts
Samples: Sub Advisory Agreement (Ing Mutual Funds), Sub Advisory Agreement (Ing Mutual Funds), Ing Mutual Funds
Prohibited Conduct. The Sub-Adviser may not consult with any other sub-adviser of the Fund concerning transactions in securities or other assets for any investment portfolio of the Fund, including the SeriesMid Cap Fund, except that such consultations are permitted between the current and successor sub-advisers of the Series Mid Cap Fund in order to effect an orderly transition of sub-advisory duties so long as such consultations are not concerning transactions prohibited by Section 17(a) of the 1940 Act.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Voya EQUITY TRUST), Sub Advisory Agreement (Voya EQUITY TRUST)
Prohibited Conduct. The Sub-Adviser may not consult with any other sub-adviser of the Fund [Fund/Trust] concerning transactions in securities or other assets for any investment portfolio of the [Fund/Trust], including the Series, except that such consultations are permitted between the current and successor sub-advisers of the Series in order to effect an orderly transition of sub-advisory duties so long as such consultations are not concerning transactions prohibited by Section 17(a) of the 1940 Act.
Appears in 1 contract
Samples: Ing Equity Trust
Prohibited Conduct. The Sub-Adviser Advisor may not consult with any other sub-adviser advisor of the Fund Trust concerning transactions in securities or other assets for any investment portfolio of the Fund, including the SeriesTrust, except that such consultations are permitted between the current and successor sub-advisers advisor of the Series Trust in order to effect an orderly transition of sub-advisory portfolio management duties so long as such consultations are not concerning transactions prohibited by Section 17(a) of the 1940 Act.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Prophecy Alpha Fund I)
Prohibited Conduct. The Without the prior written consent of Adviser, Sub-Adviser may will not consult with any other sub-adviser of the Fund Trust concerning transactions in securities or other assets for any investment portfolio of the FundTrust, including the SeriesFund, except that such consultations are permitted between the current and successor sub-advisers adviser of the Series Fund in order to effect an orderly transition of sub-advisory portfolio management duties so long as such consultations are not concerning transactions prohibited by Section 17(a) of the 1940 Act.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Vertical Capital Investors Trust)
Prohibited Conduct. The the Sub-Adviser may not consult with any other sub-adviser of the Fund Company concerning transactions in securities or other assets for any investment portfolio of the FundCompany, including the Series, except that such consultations are permitted between the current and successor sub-advisers of the Series in order to effect an orderly transition of sub-advisory portfolio management duties so long as such consultations are not concerning transactions prohibited by Section 17(a) of the 1940 Act.
Appears in 1 contract
