Common use of Prohibited Conduct Clause in Contracts

Prohibited Conduct. In providing the services described in this Agreement, the Subadvisor will not consult with any other investment advisory firm that the Subadvisor knows provides investment advisory services to any of the Funds series regarding transactions for the Fund in securities or other assets. In addition, the Subadvisor shall not, without the prior written consent of the Fund and the Advisor, delegate any obligations assumed pursuant to this Agreement to any affiliated or unaffiliated third party.

Appears in 16 contracts

Samples: Subadvisory Agreement (Phoenix Edge Series Fund), Subadvisory Agreement (Phoenix Edge Series Fund), Subadvisory Agreement (Phoenix Edge Series Fund)

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Prohibited Conduct. In providing the services described in this Agreementagreement, the Subadvisor Sub-Adviser will not consult with any other investment advisory firm that the Subadvisor knows provides investment sub-advisory services to any of the Funds series Fund or a fund that is under common control with the Fund regarding transactions for the Fund in the securities or other assets. In addition, assets allocated to the Subadvisor shall not, without the prior written consent of the Fund and the Advisor, delegate any obligations assumed Sub-Adviser pursuant to this Agreement to any affiliated or unaffiliated third partyAgreement, except as provided by Rule 12d-3-1 under the 1940 Act.

Appears in 12 contracts

Samples: Sub Advisory Agreement (Principal Investors Fund Inc), Sub Advisory Agreement (Principal Funds Inc), Sub Advisory Agreement (Principal Funds Inc)

Prohibited Conduct. In providing the services described in this Agreementagreement, the Subadvisor Sub-Advisor will not consult with any other investment advisory firm that the Subadvisor knows provides investment sub-advisory services to any of the Funds series Fund or a fund that is under common control with the Fund regarding transactions for the Fund in the securities or other assets. In addition, assets allocated to the Subadvisor shall not, without the prior written consent of the Fund and the Advisor, delegate any obligations assumed Sub-Advisor pursuant to this Agreement to any affiliated or unaffiliated third partyAgreement, except as permitted by Rule 12d-3-1 under the 1940 Act.

Appears in 10 contracts

Samples: Sub Advisory Agreement (Principal Funds Inc), Sub Advisory Agreement (Principal Variable Contracts Funds Inc), Sub Advisory Agreement (Principal Funds Inc)

Prohibited Conduct. In providing the services described in this Agreement, the Subadvisor will not consult with any other investment advisory firm that the Subadvisor knows provides investment advisory services to any of the Funds series regarding transactions for the Fund in securities or other assets. In addition, the Subadvisor shall not, without the prior written consent of the Fund and the Advisor, delegate any obligations assumed pursuant to this Agreement to any affiliated or unaffiliated third party. 8.

Appears in 7 contracts

Samples: Subadvisory Agreement (Phoenix Edge Series Fund), Subadvisory Agreement (Phoenix Edge Series Fund), Subadvisory Agreement (Phoenix Edge Series Fund)

Prohibited Conduct. In providing the services described in this Agreementagreement, the Subadvisor Sub- Advisor will not consult with any other investment advisory firm that the Subadvisor knows provides investment sub-advisory services to any of the Funds series Fund or a fund that is under common control with the Fund regarding transactions for the Fund in the securities or other assets. In addition, assets allocated to the Subadvisor shall not, without the prior written consent of the Fund and the Advisor, delegate any obligations assumed Sub-Advisor pursuant to this Agreement to any affiliated or unaffiliated third partyAgreement, except as provided by Rule 12d-3-1 under the 1940 Act.

Appears in 6 contracts

Samples: Sub Advisory Agreement (Principal Funds Inc), Sub Advisory Agreement (Principal Funds Inc), Sub Advisory Agreement (Principal Funds Inc)

Prohibited Conduct. In providing the services described in this Agreement, the Subadvisor will not consult with any other investment advisory firm that the Subadvisor knows provides investment advisory services to any of the Funds series regarding transactions for the Fund in securities or other assets, except as permitted by applicable Rule 12d3-1 under the 1940 Act. In addition, the Subadvisor shall not, without the prior written consent of the Fund and the Advisor, delegate any obligations assumed pursuant to this Agreement to any affiliated or unaffiliated third party.

Appears in 5 contracts

Samples: Subadvisory Agreement (Phoenix Edge Series Fund), Subadvisory Agreement (Phoenix Edge Series Fund), Subadvisory Agreement (Phoenix Edge Series Fund)

Prohibited Conduct. In providing the services described in this Agreementagreement, the Subadvisor Sub-Advisor will not consult with any other investment advisory firm that the Subadvisor knows provides investment sub-advisory services to any of the Funds series Fund or an investment company registered under the 1940 Act that is under common control with the Fund regarding transactions for the Fund in the securities or other assets. In addition, assets allocated to the Subadvisor shall not, without the prior written consent of the Fund and the Advisor, delegate any obligations assumed Sub-Advisor pursuant to this Agreement to any affiliated or unaffiliated third partyAgreement.

Appears in 5 contracts

Samples: Sub Advisory Agreement (Principal Funds Inc), Sub Advisory Agreement (Principal Funds Inc), Sub Advisory Agreement (Principal Investors Fund Inc)

Prohibited Conduct. In providing the services described in this Agreementagreement, the Subadvisor Sub- Advisor will not consult with any other investment advisory firm that the Subadvisor knows provides investment sub-advisory services to any of the Funds series Fund or a fund that is under common control with the Fund regarding transactions for the Fund in the securities or other assets. In addition, assets allocated to the Subadvisor shall not, without the prior written consent of the Fund and the Advisor, delegate any obligations assumed Sub-Advisor pursuant to this Agreement to any affiliated or unaffiliated third partyAgreement, except as permitted by Rule 12d-3-1 under the 1940 Act.

Appears in 3 contracts

Samples: Sub Advisory Agreement (Principal Funds Inc), Sub Advisory Agreement (Principal Funds Inc), Sub Advisory Agreement (Principal Variable Contracts Funds Inc)

Prohibited Conduct. In providing the services described in this Agreementagreement, the Subadvisor Sub- Adviser will not consult with any other investment advisory firm that the Subadvisor knows provides investment sub-advisory services to any of the Funds series Fund or a fund that is under common control with the Fund regarding transactions for the Fund in the securities or other assets. In addition, assets allocated to the Subadvisor shall not, without the prior written consent of the Fund and the Advisor, delegate any obligations assumed Sub-Adviser pursuant to this Agreement to any affiliated or unaffiliated third partyAgreement, except as provided by Rule 12d-3-1 under the 1940 Act.

Appears in 3 contracts

Samples: Sub Advisory Agreement (Principal Variable Contracts Funds Inc), Sub Advisory Agreement (Principal Funds Inc), Sub Advisory Agreement (Principal Funds Inc)

Prohibited Conduct. In providing the services described in this Agreementagreement, the Subadvisor Sub- Advisor will not consult with any other investment advisory firm that the Subadvisor knows provides investment sub-advisory services to any of the Funds series Fund or a fund that is under common control with the Fund regarding transactions for the Fund in the securities or other assets. In addition, assets allocated to the Subadvisor shall not, without the prior written consent of the Fund and the Advisor, delegate any obligations assumed Sub- Advisor pursuant to this Agreement to any affiliated or unaffiliated third partyAgreement, except as permitted by Rule 12d- 3-1 under the 1940 Act.

Appears in 1 contract

Samples: Sub Advisory Agreement (Principal Variable Contracts Funds Inc)

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Prohibited Conduct. In providing the services described in this Agreement, the Subadvisor will not consult with any other investment advisory firm that the Subadvisor knows provides investment advisory services to any of the Funds series regarding transactions for the Fund in securities or other assets. In addition, the Subadvisor shall not, without the prior written consent of the Fund and the Advisor, delegate any obligations assumed pursuant to this Agreement to any affiliated or unaffiliated third party.

Appears in 1 contract

Samples: Subadvisory Agreement (Phoenix Edge Series Fund)

Prohibited Conduct. In providing the services described in this Agreement, the Subadvisor will not consult with any other investment advisory firm that the Subadvisor knows provides investment advisory services to any of the Funds series regarding transactions for the Fund in securities or other assets, except as permitted by applicable Rule 12d3-1 under the 1940 Act. In addition, the Subadvisor shall not, without the prior written consent of the Fund and the Advisor, delegate any obligations assumed pursuant to this Agreement to any affiliated or unaffiliated third party. 8.

Appears in 1 contract

Samples: Subadvisory Agreement (Phoenix Edge Series Fund)

Prohibited Conduct. In providing the services described in this Agreement, the Subadvisor will not consult with any other investment advisory firm that the Subadvisor knows provides investment advisory services to any of the Funds series regarding transactions for the Fund in securities or other assets. In addition, the Subadvisor shall not, without the prior written consent of the Fund and the Advisor, delegate any obligations assumed pursuant to this Agreement to any affiliated or unaffiliated third party. 8.

Appears in 1 contract

Samples: Subadvisory Agreement (Phoenix Edge Series Fund)

Prohibited Conduct. In providing the services described in this Agreementagreement, the Subadvisor Sub-Advisor will not consult with any other investment advisory firm that the Subadvisor knows provides investment sub-advisory services to any of the Funds series Fund or a fund that is NB- 3 under common control with the Fund regarding transactions for the Fund in the securities or other assets. In addition, assets allocated to the Subadvisor shall not, without the prior written consent of the Fund and the Advisor, delegate any obligations assumed Sub-Advisor pursuant to this Agreement to any affiliated or unaffiliated third partyAgreement, except as provided by Rule 12d-3-1 under the 1940 Act.

Appears in 1 contract

Samples: Sub Advisory Agreement (Principal Funds Inc)

Prohibited Conduct. In providing the services described in this Agreement, the Subadvisor will not consult with any other investment advisory firm that the Subadvisor knows provides investment advisory services to any of the Funds series regarding transactions for the Fund in securities or other assets. In addition, the Subadvisor shall not, without the prior written consent of the Fund and the Advisor, delegate any obligations assumed pursuant to this Agreement to any affiliated or unaffiliated third party.. 4

Appears in 1 contract

Samples: Subadvisory Agreement (Phoenix Edge Series Fund)

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