Proxies and Other Legal Notices. (a) Decisions on proxy voting will be made by RM Adviser, acting on behalf of MogulREIT II. The RM Parties acknowledge and agree that Manager has no obligation to vote proxies; rather, proxies will be sent by the Custodian directly to RM Adviser on behalf of MogulREIT II, and MogulREIT II shall be solely responsible for voting such proxies.
(b) Manager shall not be expected or required to take any action with respect to lawsuits involving securities presently or formerly held in the Account, or the issuers thereof.
(c) The RM Parties acknowledge that Manager or its affiliates may, from time to time, recommend litigation against an issuer (whether by opting into or out of any existing class action lawsuit or otherwise) on behalf of one or more of the registered investment companies or other pooled investment vehicles advised by Manager or its affiliates. In such cases, Manager will not provide the RM Parties with notice of, or the opportunity to participate in, such litigation. The RM Parties, and each of them, agree to hold Manager harmless for not including the Account in any such litigation. Notwithstanding the foregoing, federal and state securities laws impose liabilities under certain circumstances on persons who act in good faith, and nothing herein shall constitute a waiver or limitation of any rights the RM Parties may have under any federal or state securities laws.
(d) Unless otherwise agreed, Manager shall not be expected or required to file proofs of claim with respect to securities held in the portfolio of MogulREIT II that may be the subject of bankruptcy proceedings. Manager shall not be responsible for any failures to make such filings or, if Manager is acting under the authority granted to it and determines in its sole discretion to make such filings, for any failure to make such filings in a timely manner.
Proxies and Other Legal Notices. GBM Wealth Management shall not render any advice or take any action on behalf of Client with respect to the Securities or other investments held in the Client Account, or the issuer's thereof, which become the subject of any legal proceedings, including bankruptcies. Client retains the right and obligation to take any action relating to the Securities held in the Account. Furthermore, except to the extent otherwise required by law, GBM Wealth Management shall not take any action or render any advice with respect to the voting of proxies solicited by, or with respect to, the issuers of any Securities held in the Account. Client hereby expressly retains the right and obligation to vote proxies relating to the Securities held in the Account; provided, however, that Client may delegate said rights and obligations to a properly authorized agent.
Proxies and Other Legal Notices. Chelsea shall not render any advice or take any action on behalf of Client with respect to the Assets held in the Client Account, or the issuers thereof, which become the subject of any legal proceedings, including bankruptcies. Client retains the right and obligation to take any action relating to the Assets held in the Account. Furthermore, except to the extent otherwise required by law, Chelsea shall not take any action or render any advice with respect to the voting of proxies solicited by, or with respect to, the issuers of any Assets held in the Account. Client hereby expressly retains the right and obligation to vote proxies relating to the Assets held in the Account; provided, however, that Client may delegate said rights and obligations to a properly authorized agent.
Proxies and Other Legal Notices. Decisions on proxy voting will be made by the Manager unless such decisions are expressly reserved to Client's trustee or a named fiduciary of Client's Account. However, the Manager will not be expected or required to take any action other than the rendering of investment-related advice with respect to lawsuits involving securities presently or formerly held in the Account, or the issuers thereof, including actions involving bankruptcy.
Proxies and Other Legal Notices. Decisions on proxy voting will be made by you unless such decisions are expressly reserved by us. You shall not be expected or required to take any action other than the rendering of investment-related advice with respect to lawsuits involving securities presently or formerly held in the Account, or the issuers thereof. However, you will use commercially reasonable efforts to file proofs of claim on behalf of the Account in class-action suits and, in that connection, you may, without prior permission or consent, include information about the Account. We acknowledge that by filing a proof of claim on our behalf, you may waive our right to pursue separate litigation against the issuer with respect to the subject matter of the lawsuit. Should you determine to undertake litigation against an issuer on behalf of one or more clients, you shall obtain our prior written consent to undertake such litigation before we are included in any such litigation. If we consent to such litigation, we agree to pay the portion of any reasonable legal fees associated with our claim or we will forfeit any claim to any assets that you may recover on behalf of the Account, up to the amount of such legal fees owed by us to you. If we do not consent to such litigation, we agree to hold you harmless for excluding the Account from such action and agree to indemnify you against any claims the Account may have against you resulting from the Account exclusion.
Proxies and Other Legal Notices. Xxxx Equity Management shall not render any advice or take any action on behalf of Client with respect to the Securities or other investments held in the Client Account, or the issuers thereof, which become the subject of any legal proceedings, including bankruptcy. Client retains the right and obligation to take any action regarding any legal proceedings relating to the Securities held in the Account. Furthermore, except to the extent otherwise required by law, Xxxx Equity Management shall not take any action or render any advice with respect to the voting of proxies solicited by, or with respect to, the issuers of any Securities held in the Account. Client hereby expressly retains the right and obligation to vote proxies relating to the Securities held in the Account; provided, however, that Client may delegate said rights and obligations to a properly authorized agent.
Proxies and Other Legal Notices. MFWM will not vote proxies for the securities held in your Account. We also will not advise you, or take any action on your behalf in connection with any legal proceedings involving securities (or the underlying issuers) currently or formerly held in your Account. You agree that the voting of your shares and the decision on whether to take part in any legal proceeding is your responsibility. If the Account is maintained on behalf of a plan subject to Employee Retirement Income Securities Act of 1974 (“ERISA”), you understand that proxy voting is considered to be a plan asset and that MFWM, as the investment adviser, has the obligation to make certain all proxies are voted unless the plan document (not this Agreement) states that the right to vote proxies has been reserved to the plan trustees. You represent that the plan document reserves to the plan trustees the right to vote proxies and that the trustees will maintain exclusive responsibility for determining all proxy voting decisions.
Proxies and Other Legal Notices. You are authorized to dispose of proxies and other requests received to take corporate action with respect to any securities in the Account as follows: _______________________________
Proxies and Other Legal Notices. Xxxxxxx shall not render any advice or take any action on behalf of Client with respect to the Assets held in the Client Account, or the issuers thereof, which become the subject of any legal proceedings, including bankruptcies. Client retains the right and obligation to take any action relating to the Assets held in the Account. Furthermore, except to the extent otherwise required by law, Xxxxxxx shall not take any action or render any advice with respect to the voting of proxies solicited by, or with respect to, the issuers of any Assets held in the Account. Client hereby expressly retains the right and obligation to vote proxies relating to the Assets held in the Account; provided, however, that Client may delegate said rights and obligations to a properly authorized agent.
Proxies and Other Legal Notices. Graystone Consulting shall not take any action or render any advice with respect to the voting of proxies solicited by, or with respect to, the issuers of any securities held in the Account, nor shall it be obligated to render any advice or take any action on behalf of Client with respect to securities or other investments held in the Account, or the issuers thereof, which become the subject of any legal proceedings, including bankruptcies. Client hereby expressly retains the right and obligation to vote any proxies or take action relating to securities held in the Account; provided, however, Client may delegate said rights and obligations an Advisor or other properly authorized agent.
