Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 22 contracts
Samples: Securities Purchase Agreement (Smartire Systems Inc), Escrow Agreement (Smartire Systems Inc), Securities Purchase Agreement (Smartire Systems Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, is an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 21 contracts
Samples: Securities Purchase Agreement (Mindpix Corp), Securities Purchase Agreement (Clarient, Inc), Securities Purchase Agreement (Pharmos Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Warrants, it will be, be either: (i) an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 17 contracts
Samples: Securities Purchase Agreement (Aspen Group, Inc.), Securities Purchase Agreement (Aspen Group, Inc.), Securities Purchase Agreement (Intellicell Biosciences, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any the Warrants or converts any Debentures it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 16 contracts
Samples: Securities Purchase Agreement (Valentis Inc), Securities Purchase Agreement (Nova Biosource Fuels, Inc.), Securities Purchase Agreement (Valentis Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Warrants, it will be, be an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Imperial Petroleum Inc), Securities Purchase Agreement (Access Pharmaceuticals Inc), Securities Purchase Agreement (Access Pharmaceuticals Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Notes it will be, be an "“accredited investor" ” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 11 contracts
Samples: Securities Purchase Agreement (Parkervision Inc), Securities Purchase Agreement (Parkervision Inc), Securities Purchase Agreement (Parkervision Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any the Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Genelabs Technologies Inc /Ca), Securities Purchase Agreement (Factory 2 U Stores Inc), Securities Purchase Agreement (Zix Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Paradigm Holdings, Inc), Securities Purchase Agreement (Irvine Sensors Corp/De/), Preferred Stock Purchase Agreement (Paradigm Holdings, Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Lifevantage Corp), Securities Purchase Agreement (Lifevantage Corp), Securities Purchase Agreement (Lifevantage Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Warrants, it will be, be an "“accredited investor" ” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 8 contracts
Samples: Form of Securities Purchase Agreement (Superconductor Technologies Inc), Securities Purchase Agreement (Superconductor Technologies Inc), Securities Purchase Agreement (Superconductor Technologies Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Genprex, Inc.), Securities Purchase Agreement (Synergy Pharmaceuticals, Inc.), Securities Purchase Agreement (Synergy Pharmaceuticals, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, be an "accredited investor" as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Edentify, Inc.), Securities Purchase Agreement (Edentify, Inc.), Securities Purchase Agreement (Edentify, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Path 1 Network Technologies Inc), Subscription Agreement (Metron Technology N V), Subscription Agreement (Metron Technology N V)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Debentures, it will be, be an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Authentidate Holding Corp), Securities Purchase Agreement (Authentidate Holding Corp), Securities Purchase Agreement (Viragen Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and currently anticipates that on each date on which it exercises any Warrants or converts any Debentures it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such If the Purchaser is not an individual, such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Voiceserve Inc), Securities Purchase Agreement (Voiceserve Inc), Securities Purchase Agreement (Tasker Capital Corp)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (International Fight League, Inc.), Securities Purchase Agreement (Sonic Innovations Inc), Securities Purchase Agreement (Jones Soda Co)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, is an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such The Purchaser has was not been formed solely for the specific purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Cardima Inc), Securities Purchase Agreement (Cardima Inc), Securities Purchase Agreement (Cardima Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at as of the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (My Size, Inc.), Securities Purchase Agreement (My Size, Inc.), Securities Purchase Agreement (Synergy Pharmaceuticals, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Warrants, it will be, be an "“accredited investor" ” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Subscription Agreement (Marshall Edwards Inc), Securities Purchase Agreement (Zi Corp), Securities Subscription Agreement (Marshall Edwards Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Mitek Systems Inc), Securities Purchase Agreement (Mitek Systems Inc), Securities Purchase Agreement (Advanced Magnetics Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures the Additional Investment Right it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Shenzhen City Qianhai Xinshi Education Management Co., Ltd.), Securities Purchase Agreement (Visual Data Corp), Securities Purchase Agreement (Visual Data Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such If the Purchaser is not an individual, such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Escrow Agreement (World Health Alternatives Inc), Securities Purchase Agreement (World Health Alternatives Inc), Securities Purchase Agreement (World Health Alternatives Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at the date hereof Closing Date, it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) of Regulation D promulgated under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not, and is not required to be, registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (World Surveillance Group Inc.), Securities Purchase Agreement (World Surveillance Group Inc.), Securities Purchase Agreement (World Surveillance Group Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Millennium Biotechnologies Group Inc), Stock Purchase Agreement (Center Bancorp Inc), Stock Purchase Agreement (Center Bancorp Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "“accredited investor" ” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Vendingdata Corp), Securities Purchase Agreement (Melco International Development LTD), Warrant Purchase Agreement (Elixir Gaming Technologies, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Debentures, it will be, be an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Authentidate Holding Corp), Securities Purchase Agreement (Hollis Eden Pharmaceuticals Inc /De/), Securities Purchase Agreement (Hollis Eden Pharmaceuticals Inc /De/)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Warrants, it will be, be an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities501. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Synthesis Energy Systems Inc), Securities Purchase Agreement (Peoplestring Corp), Securities Purchase Agreement (Rosetta Genomics Ltd.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Debenture it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Datrek Miller International, Inc.), Convertible Debenture Purchase Agreement (Health Systems Solutions Inc), Convertible Secured Debenture Purchase Agreement (Health Systems Solutions Inc)
Purchaser Status. At the time such the Purchaser was offered the Purchased Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "accredited investor" “Accredited Investor” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such The Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Purchase Agreement (Comprehensive Care Corp), Purchase Agreement (Comprehensive Care Corp), Subscription and Purchase Agreement (Clearant Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures shares of Preferred Stock it will be, be an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Integrity Applications, Inc.), Securities Purchase Agreement (Integrity Applications, Inc.), Securities Purchase Agreement (Integrity Applications, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Warrants, it will be, be an "“accredited investor" ” as defined in Rule 501(a) Regulation D under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not, and is not required to be, registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Prides Capital Partners, LLC), Securities Purchase Agreement (Panamerican Bancorp), Securities Purchase Agreement (Panamerican Bancorp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, is an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such The Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Versar Inc), Securities Purchase Agreement (Supergen Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any the Warrants or converts any Debentures (other than pursuant to a cashless exercise), it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Subscription Agreement (Dialogic Inc.), Subscription Agreement (Tennenbaum Capital Partners LLC)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts receives any Debentures shares of Common Stock it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Subscription Agreement (Nanobac Pharmaceuticals Inc), Subscription Agreement (Adzone Research Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Note it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Convertible Note Purchase Agreement, Convertible Note Purchase Agreement (Elandia, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Preferred Stock, it will be, be an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer requiring registration under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (U S Restaurant Properties Inc), Securities Purchase Agreement (U S Restaurant Properties Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesDebentures and Warrants, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Ener1 Inc), Securities Purchase Agreement (Ener1 Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, is an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has (if not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not already a registered broker-dealer under Section 15 of the Exchange Act) is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Boston Life Sciences Inc /De), Common Stock Purchase Agreement (Boston Life Sciences Inc /De)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Warrants, it will be, be an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Avi Biopharma Inc), Securities Purchase Agreement (Avi Biopharma Inc)
Purchaser Status. At the time such Purchaser was offered the ---------------- Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Debentures, it will be, be an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Questcor Pharmaceuticals Inc), Securities Purchase Agreement (Questcor Pharmaceuticals Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act. If such Purchaser has checked the box marked "Yes" on the signature page hereto, such Purchaser is a Qualified Institutional Buyer.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Shumate Industries Inc), Securities Purchase Agreement (Datalogic International Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Warrants, it will be, be an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Xenonics Holdings, Inc.), Securities Purchase Agreement (Xenonics Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Preferred Stock, it will be, be an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer requiring registration under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Dot Hill Systems Corp), Securities Purchase Agreement (Pacific Magtron International Corp)
Purchaser Status. At the time such Purchaser was offered the SecuritiesConvertible Notes, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, is an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has (if not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not already a registered broker-dealer under Section 15 of the Exchange Act) is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Note Purchase Agreement (Boston Life Sciences Inc /De), Note Purchase Agreement (Boston Life Sciences Inc /De)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and at the date hereof hereof, it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "“accredited investor" ” as defined in Rule 501(a) of Regulation D under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such The Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (GRANDPARENTS.COM, Inc.), Securities Purchase Agreement (GRANDPARENTS.COM, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures the Additional Investment Right it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Sibling Group Holdings, Inc.), Securities Purchase Agreement (Azco Mining Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which at the time it exercises any Warrants or converts any Debentures Warrant issued to it it will be, be an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not registered as a registered broker-dealer under Section 15 of the Exchange Actdealer.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Hyseq Inc), Securities Purchase Agreement (Hyseq Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such If the Purchaser is not an individual, such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Tasker Capital Corp), Securities Purchase Agreement (Tasker Capital Corp)
Purchaser Status. At the time such Purchaser was offered the ----------------- Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, is an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Elinear Inc), Securities Purchase Agreement (Elinear Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, is an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not, and is not required to be, registered as a registered broker-dealer under Section 15 of the Exchange Act. In making an investment decision as to whether to purchase the Securities offered hereby, each Purchaser has relied solely upon the SEC Reports and the representation and warranties of the Seller contained herein.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Pacific Cma Inc), Form of Securities Purchase Agreement (Dyntek Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or its permitted assignee converts any Debentures Notes it will or such permitted assignee, as the case may be, will be an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Saleen Automotive, Inc.), Securities Purchase Agreement (W270, Inc.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesSecurities issued or issuable to it, it was, and at the date hereof it is, and on as of each date on which it exercises any Warrants or converts any Debentures of exercise of Warrants, it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the SecuritiesSecurities issued or issuable to it. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Millennium Cell Inc), Securities Purchase Agreement (Millennium Cell Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures the Warrants, it will be, be an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Osi Systems Inc), Securities Purchase Agreement (Surebeam Corp)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the SecuritiesShares. Such Purchaser is not a registered broker-dealer requiring registration under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Dot Hill Systems Corp)
Purchaser Status. At the time such Purchaser was offered the ---------------- Securities, it was, and at the date hereof it is, and on each date on which it exercises any the Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (American Technology Corp /De/)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and at as of the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such The Purchaser has not been formed solely for the purpose of acquiring the Securities. Such The Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Weikang Bio-Technology Group Co Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Warrants, it will be, be an "“accredited investor" ” as defined in Rule 501(a501(a)(3) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Verso Technologies Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 aware that none of the Exchange ActSecurities has been registered under the Securities Act or under applicable state securities or blue sky laws.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the ----------------- Securities, it was, and at the date hereof it is, and on each date on which it exercises any the Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures the Note, it will be, be an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Convertible Note Purchase Agreement (Cambridge Heart Inc)
Purchaser Status. At the time such Purchaser was offered the ---------------- Securities, it was, and at the date hereof it is, and on each date on which it exercises any the Warrants or converts any Debentures the Shares and Underlying Shares, it will be, be an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Act Teleconferencing Inc)
Purchaser Status. At the time such Purchaser was ---------------- offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Applied Digital Solutions Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Notes it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered ----------------- the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Debentures, it will be, be an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Secured Convertible Debenture Purchase Agreement (Achievement Tech Holdings Inc /Id/)
Purchaser Status. At the time such Purchaser was ---------------- offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures the Warrants, it will be, be an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Storage Computer Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it isClosing and the applicable Additional Closing Dates (if any), and on each date on which it converts its Debentures or Preferred Stock (if any) and exercises any Warrants or converts any Debentures its Warrants, it will be, be an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Visual Networks Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, was an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Smartag International, Inc.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, is an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Tutogen Medical Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Convertible Notes it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Americana Publishing Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, be an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and currently anticipates that on each date on which it exercises any Warrants or converts any Debentures it will be, an "“accredited investor" as investor”as defined in Rule 501(a) under the Securities Act. Such If the Purchaser is not an individual, such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such the Purchaser was offered the SecuritiesSecurities issued or issuable to it, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such The Purchaser has not been formed solely for the purpose of acquiring the SecuritiesSecurities issued or issuable to it. Such The Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Millennium Cell Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at on the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Carrington Laboratories Inc /Tx/)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, is an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such The Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Irvine Sensors Corp/De/)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is, and on each date on which it converts any of the Preferred Shares or exercises any Warrants or converts any Debentures Warrants, it will be, an "institutional investor and an “accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Marina Biotech, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is, an Accredited Investor and has initialed the category of accredited investor applicable to the Purchaser on each date on which it exercises any Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securitiessignature page attached hereto. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act, and is not affiliated with any broker-dealer registered under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (China Green Material Technologies, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, is an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it or its permitted assignee exercises any Warrants Warrant or converts any Debentures Note it will or such permitted assignee, as the case may be, will be an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-broker dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered ----------------- the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, is an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Secured Convertible Debenture Purchase Agreement (Demarco Energy Systems of America Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Securities Exchange ActAct of 1934, as amended.
Appears in 1 contract
Samples: Secured Subordinated Notes (Paradigm Holdings, Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such the Purchaser was offered the SecuritiesSecurities issuable to it, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such The Purchaser has not been formed solely for the purpose of acquiring the SecuritiesSecurities issuable to it. Such The Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Millennium Cell Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, be an "“accredited investor" ” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer registered under Section 15 of the Exchange Act. Each Purchaser is acting alone in its determination as to whether to invest in the Shares.
Appears in 1 contract
Samples: Securities Purchase Agreement (Apollo Endosurgery, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, be an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act. Such Purchaser and its Affiliates beneficially own less than 5% of the Company’s outstanding Common Stock.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Warrant it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises shall exercise any warrants or Additional Warrants or converts convert any Debentures Notes it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Satcon Technology Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it or its permitted assignee converts any Notes or exercises any Warrants it or converts any Debentures it will such permitted assignee, as the case may be, will be an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, be an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Celsia Technologies, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SecuritiesPurchased Shares and the Warrant, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, is an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such The Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures at the time of the conversion of the Notes and exercise of the Warrants, it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Bulldog Technologies Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Debentures, it will be, be an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not a registered broker-dealer requiring registration under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Warrants, it will be, be an "accredited investor" as defined in Rule 501(a) Regulation D under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not, and is not required to be, registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Whitney Information Network Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures shares of Preferred Stock, it will be, be an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be, is an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not an Affiliate of the Company. Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (NextCoal International, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures Warrants, it will be, be an "“accredited investor" ” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3) or (a)(7) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a registered broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract