Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 43 contracts
Samples: Securities Purchase Agreement (Focus Enhancements Inc), Securities Purchase Agreement (DDS Technologies Usa Inc), Securities Purchase Agreement (DDS Technologies Usa Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 21 contracts
Samples: Securities Purchase Agreement (Mindpix Corp), Securities Purchase Agreement (Clarient, Inc), Securities Purchase Agreement (Coach Industries Group Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 21 contracts
Samples: Securities Purchase Agreement (Smartire Systems Inc), Securities Purchase Agreement (Smartire Systems Inc), Securities Purchase Agreement (Smartire Systems Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises any Warrants, it will be either: (i) an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 17 contracts
Samples: Securities Purchase Agreement (Aspen Group, Inc.), Securities Purchase Agreement (Aspen Group, Inc.), Securities Purchase Agreement (Intellicell Biosciences, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises the Warrants it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 16 contracts
Samples: Securities Purchase Agreement (Nova Biosource Fuels, Inc.), Securities Purchase Agreement (Nova Biosource Fuels, Inc.), Securities Purchase Agreement (Valentis Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is is, and on each date on which it exercises any Warrants, it will be an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Imperial Petroleum Inc), Securities Purchase Agreement (Access Pharmaceuticals Inc), Securities Purchase Agreement (Access Pharmaceuticals Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is is, and on each date on which it converts any Notes it will be an "“accredited investor" ” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 11 contracts
Samples: Securities Purchase Agreement (Parkervision Inc), Securities Purchase Agreement (Parkervision Inc), Securities Purchase Agreement (Parkervision Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises the Warrants it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Hemispherx Biopharma Inc), Securities Purchase Agreement (Zix Corp), Securities Purchase Agreement (Arotech Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Paradigm Holdings, Inc), Securities Purchase Agreement (Synova Healthcare Group Inc), Securities Purchase Agreement (Ace Comm Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Lifevantage Corp), Securities Purchase Agreement (Lifevantage Corp), Securities Purchase Agreement (Lifevantage Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is is, and on each date on which it exercises any Warrants, it will be an "“accredited investor" ” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Superconductor Technologies Inc), Securities Purchase Agreement (Superconductor Technologies Inc), Securities Purchase Agreement (Superconductor Technologies Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Genprex, Inc.), Securities Purchase Agreement (Synergy Pharmaceuticals, Inc.), Securities Purchase Agreement (Synergy Pharmaceuticals, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SecuritiesShares and the Warrant, it was, and at the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a) of Regulation D under the Securities Act. Such The Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (GRANDPARENTS.COM, Inc.), Securities Purchase Agreement (GRANDPARENTS.COM, Inc.), Securities Purchase Agreement (GRANDPARENTS.COM, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises any Warrants or converts any Debentures, it will be an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Authentidate Holding Corp), Securities Purchase Agreement (Viragen Inc), Securities Purchase Agreement (Viragen Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Paincare Holdings Inc), Securities Purchase Agreement (Path 1 Network Technologies Inc), Subscription Agreement (Metron Technology N V)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises any Warrants it will be an "accredited investor" as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Edentify, Inc.), Securities Purchase Agreement (Edentify, Inc.), Securities Purchase Agreement (Edentify, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SecuritiesShares, it was, and at the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such The Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 5 contracts
Samples: Share Purchase Agreement (Unique Underwriters, Inc.), Share Purchase Agreement (Unique Underwriters, Inc.), Share Purchase Agreement (Bluesky Systems Corp)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (International Fight League, Inc.), Securities Purchase Agreement (Jones Soda Co), Securities Purchase Agreement (Sonic Innovations Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and currently anticipates that on each date on which it exercises any Warrants it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. If the Purchaser is not an individual, such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Voiceserve Inc), Securities Purchase Agreement (Voiceserve Inc), Securities Purchase Agreement (Tasker Capital Corp)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and at the date hereof it is an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 5 contracts
Samples: Common Stock Purchase Agreement (Smartire Systems Inc), Common Stock Purchase Agreement (Smartire Systems Inc), Common Stock Purchase Agreement (Smartire Systems Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Center Bancorp Inc), Stock Purchase Agreement (Center Bancorp Inc), Securities Purchase Agreement (Millennium Biotechnologies Group Inc)
Purchaser Status. At the time such the Purchaser was offered the SecuritiesShares, it was, and at the date hereof it is an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Common Stock Purchase Agreement (Tapimmune Inc.), Exchange of Notes for Equity Agreement (Oragenics Inc), Common Stock Purchase Agreement (Oragenics Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at the date hereof Closing Date, it is is, an "accredited investor" as defined in Rule 501(a) of Regulation D promulgated under the Securities Act. Such Purchaser is not, and is not required to be be, registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (World Surveillance Group Inc.), Securities Purchase Agreement (World Surveillance Group Inc.), Securities Purchase Agreement (World Surveillance Group Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Mitek Systems Inc), Securities Purchase Agreement (Mitek Systems Inc), Securities Purchase Agreement (Advanced Magnetics Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. The Purchaser was not formed for the specific purpose of acquiring the Securities. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Cardima Inc), Securities Purchase Agreement (Cardima Inc), Securities Purchase Agreement (Cardima Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. If the Purchaser is not an individual, such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (World Health Alternatives Inc), Securities Purchase Agreement (World Health Alternatives Inc), Securities Purchase Agreement (Us Energy Corp)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at as of the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (My Size, Inc.), Securities Purchase Agreement (My Size, Inc.), Securities Purchase Agreement (Synergy Pharmaceuticals, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises any Warrants, it will be an "“accredited investor" ” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Subscription Agreement (Marshall Edwards Inc), Securities Subscription Agreement (Marshall Edwards Inc), Securities Purchase Agreement (Zi Corp)
Purchaser Status. At the time such the Purchaser was offered the Purchased Securities, it was, and at the date hereof it is is, an "accredited investor" “Accredited Investor” as defined in Rule 501(a) under the Securities Act. Such The Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Purchase Agreement (Comprehensive Care Corp), Purchase Agreement (Comprehensive Care Corp), Subscription and Purchase Agreement (Clearant Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is is, and on each date on which it exercises any Warrants or converts any shares of Preferred Stock it will be an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Integrity Applications, Inc.), Securities Purchase Agreement (Integrity Applications, Inc.), Securities Purchase Agreement (Integrity Applications, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and at the date hereof it is is: (i) an "“accredited investor" ” as defined in Rule 501(a501 under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Cyberdefender Corp), Securities Purchase Agreement (Cyberdefender Corp), Securities Purchase Agreement (Cyberdefender Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is (a) an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act, and/or (b) a “qualified institutional buyer” as defined in Rule 144A under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (V I Technologies Inc), Securities Purchase Agreement (V I Technologies Inc), Securities Purchase Agreement (V I Technologies Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is is, and on each date on which it exercises any Warrants, it will be an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act501. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Synthesis Energy Systems Inc), Securities Purchase Agreement (Peoplestring Corp), Securities Purchase Agreement (Rosetta Genomics Ltd.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises any Warrants or converts any Debentures, it will be an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Hollis Eden Pharmaceuticals Inc /De/), Securities Purchase Agreement (Hollis Eden Pharmaceuticals Inc /De/), Securities Purchase Agreement (Authentidate Holding Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Melco International Development LTD), Securities Purchase Agreement (Vendingdata Corp), Warrant Purchase Agreement (Elixir Gaming Technologies, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SecuritiesShares, it was, and at the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Securities Subscription Agreement (Novogen LTD), Securities Subscription Agreement (Marshall Edwards Inc), Securities Subscription Agreement (Marshall Edwards Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Carpenter Chad M.), Securities Purchase Agreement (Elixir Gaming Technologies, Inc.), Securities Purchase Agreement (Vendingdata Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises any Warrants or converts any Debenture it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Datrek Miller International, Inc.), Convertible Debenture Purchase Agreement (Health Systems Solutions Inc), Convertible Secured Debenture Purchase Agreement (Health Systems Solutions Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises any Warrants, it will be either: (i) an "“accredited investor" ” as defined in Rule 501(a501 under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Barfresh Food Group Inc.), Securities Purchase Agreement (Barfresh Food Group Inc.), Securities Purchase Agreement (Barfresh Food Group Inc.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at as of the date hereof it is is, respectively, (i) an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities ActAct and (ii) an “accredited investor” as defined in the National Instrument 45-106 Prospectus and Registration Exemptions. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Subscription Agreement (Response Biomedical Corp), Subscription Agreement (Response Biomedical Corp), Subscription Agreement (Response Biomedical Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises any Warrants, it will be an "“accredited investor" ” as defined in Rule 501(a) Regulation D under the Securities Act. Such Purchaser is not, and is not required to be be, registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Panamerican Bancorp), Securities Purchase Agreement (Panamerican Bancorp), Securities Purchase Agreement (Prides Capital Partners, LLC)
Purchaser Status. At the time such the Purchaser was offered the SecuritiesNote, it was, and at as of the date hereof it is (i) an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 3 contracts
Samples: Note Purchase Agreement (Amesite Operating Co), Note Purchase Agreement (Amesite Inc.), Note Purchase Agreement (ADiTx Therapeutics, Inc.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesConvertible Notes, it was, and at the date hereof it is an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser (if not already a registered broker-dealer under Section 15 of the Exchange Act) is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Convertible Promissory Note Purchase Agreement (Boston Life Sciences Inc /De), Convertible Promissory Note Purchase Agreement (Boston Life Sciences Inc /De)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is is, and on each date on which it exercises any Warrants, it will be an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Xenonics Holdings, Inc.), Securities Purchase Agreement (Xenonics Holdings, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SecuritiesShares, it was, and at on the date hereof it is is, either: (i) an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Purchase Agreement (POSITIVEID Corp), Purchase Agreement (POSITIVEID Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises any Warrants or converts any Debentures it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. If the Purchaser is not an individual, such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Tasker Capital Corp), Securities Purchase Agreement (Tasker Capital Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is is, and on each date on which it converts any Debentures it will be either: (i) an "“accredited investor" ” as defined in Rule 501(a501 under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (SCOLR Pharma, Inc.), Securities Purchase Agreement (SCOLR Pharma, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises the Warrants it will be, an "“accredited investor" ” as defined in Rule 501(a501 (a) of Regulation D under the Securities Act. Such The Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Nova Biosource Fuels, Inc.), Securities Purchase Agreement (Nova Biosource Fuels, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is an "“accredited investor" ” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Hartville Group Inc), Securities Purchase Agreement (Hartville Group Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and at the time it exercises any Warrant issued to it it will be an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Actdealer.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Hyseq Inc), Securities Purchase Agreement (Hyseq Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at the date hereof it is is, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (NTN Buzztime Inc), Securities Purchase Agreement (Hudson Holding Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Versar Inc), Securities Purchase Agreement (Supergen Inc)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises the Warrant it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such The Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (HydroGen CORP), Securities Purchase Agreement (Genelabs Technologies Inc /Ca)
Purchaser Status. At the time such Purchaser was offered the Securities, it Securities such Purchaser was, and at on the date hereof it is is, and on the applicable Closing Date it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such No Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Pressure Biosciences Inc), Securities Purchase Agreement (Pressure Biosciences Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises the Warrants, it will be an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Surebeam Corp), Securities Purchase Agreement (Osi Systems Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at the date hereof it is either: (i) an "“accredited investor" ” as defined in Rule 501(a501 under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Investview, Inc.), Securities Purchase Agreement (Us Dataworks Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises the Additional Investment Right it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Sibling Group Holdings, Inc.), Securities Purchase Agreement (Azco Mining Inc)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and at the date hereof hereof, it is is, an "“accredited investor" ” as defined in Rule 501(a) of Regulation D under the Securities Act. Such The Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (GRANDPARENTS.COM, Inc.), Securities Purchase Agreement (GRANDPARENTS.COM, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises the Warrants (other than pursuant to a cashless exercise), it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Subscription Agreement (Dialogic Inc.), Subscription Agreement (Tennenbaum Capital Partners LLC)
Purchaser Status. At the time such Purchaser was offered the SecuritiesSubscription Shares, it was, and at the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Put Agreement (Vendingdata Corp), Securities Put Agreement (Vendingdata Corp)
Purchaser Status. At the time such Purchaser was offered the SecuritiesSecurities issued or issuable to it, it was, and at the date hereof it is is, and as of each date of exercise of Warrants, it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities issued or issuable to it. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Millennium Cell Inc), Securities Purchase Agreement (Millennium Cell Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at the date hereof it is an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser (if not already a registered broker-dealer under Section 15 of the Exchange Act) is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Boston Life Sciences Inc /De), Common Stock Purchase Agreement (Boston Life Sciences Inc /De)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof and on the Closing Date it is an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (First Virtual Communications Inc), Securities Purchase Agreement (First Virtual Communications Inc)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and at the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such The Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Preferred Stock Purchase Agreement (ModusLink Global Solutions Inc), Preferred Stock Purchase Agreement (Falconstor Software Inc)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and at the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act, and shall be an “accredited investor” as of the date of any exercise of the Warrants. Such The Purchaser is not required to be registered as a broker-broker dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Subscription Agreement (Neutron Enterprises Inc), Subscription Agreement (Neutron Enterprises Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesDebentures and Warrants, it was, and at the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Ener1 Inc), Securities Purchase Agreement (Ener1 Inc)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and at as of the date hereof hereof, it is is, and on the Closing Date, it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act, and is not an entity formed for the sole purpose of acquiring the Securities. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Cell Therapeutics Inc), Securities Purchase Agreement (Cell Therapeutics Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises any Warrants or converts any Preferred Stock, it will be an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be registered as a broker-dealer requiring registration under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (U S Restaurant Properties Inc), Securities Purchase Agreement (U S Restaurant Properties Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (ECO Building Products, Inc.), Securities Purchase Agreement (Adventrx Pharmaceuticals Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises any Warrants or converts any Note it will be, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Convertible Note Purchase Agreement, Convertible Note Purchase Agreement (Elandia, Inc.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesSeller Shares, it was, and at the date hereof it is is, an "accredited investor" Accredited Investor, as defined in Rule 501(a) under the Securities Act. Such Purchaser is acquiring the Seller Shares hereunder in the ordinary course of its business. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Stock Purchase Agreement, Stock Purchase Agreement (Levine Leichtman Capital Partners Ii Lp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it or its permitted assignee converts any Notes it or such permitted assignee, as the case may be, will be an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Saleen Automotive, Inc.), Securities Purchase Agreement (W270, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act. If such Purchaser has checked the box marked "Yes" on the signature page hereto, such Purchaser is a Qualified Institutional Buyer.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Shumate Industries Inc), Securities Purchase Agreement (Datalogic International Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser is not, and is not required to be be, registered as a broker-dealer under Section 15 of the Exchange Act. In making an investment decision as to whether to purchase the Securities offered hereby, each Purchaser has relied solely upon the SEC Reports and the representation and warranties of the Seller contained herein.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Pacific Cma Inc), Securities Purchase Agreement (Dyntek Inc)
Purchaser Status. At the time such Purchaser was offered the ----------------- Securities, it was, and at the date hereof it is an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Elinear Inc), Securities Purchase Agreement (Elinear Inc)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and at on the date hereof it is is, either: (i) an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Stock Purchase Agreement (POSITIVEID Corp), Securities Purchase Agreement (POSITIVEID Corp)
Purchaser Status. At the time such Purchaser was ---------------- offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises the Warrants, it will be an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Storage Computer Corp)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at the date hereof it is an "“accredited investor" ” as defined in Rule 501(a) of Regulation D under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Searchlight Minerals Corp.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and currently anticipates that on each date on which it exercises any Warrants it will be, an "“accredited investor" as investor”as defined in Rule 501(a) under the Securities Act. If the Purchaser is not an individual, such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such the Purchaser was offered the SecuritiesCommon Shares and Convertible Debenture, it was, and at the date hereof it is is, an "“accredited investor" Purchaser” as defined in Rule 501(a) under the Securities Act. Such The Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Common Stock and Convertible Debenture Purchase Agreement (Manitex International, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is is, and on each date on which it converts any Notes it will be an "“accredited investor" ” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such the Purchaser was offered the SecuritiesPurchased Shares and the Warrant, it was, and at the date hereof it is an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Convertible Redeemable Preferred Share and Warrant Purchase Agreement (Lotus Pharmaceuticals, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises any Warrants, it will be an "accredited investor" as defined in Rule 501(a) Regulation D under the Securities Act. Such Purchaser is not, and is not required to be be, registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Whitney Information Network Inc)
Purchaser Status. At the time such the Purchaser was offered the SecuritiesShares, it was, and at the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such The Purchaser is also not required to be registered as a broker-dealer under Section 15 of the Securities Exchange ActAct of 1934, as amended.
Appears in 1 contract
Samples: Stock Purchase Agreement (Cinedigm Digital Cinema Corp.)
Purchaser Status. At the time such Purchaser was offered ----------------- the Securities, it was, and at the date hereof it is an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Secured Convertible Debenture Purchase Agreement (Demarco Energy Systems of America Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Securities Exchange ActAct of 1934, as amended.
Appears in 1 contract
Samples: Senior Secured Subordinated Notes (Paradigm Holdings, Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises any Warrants or converts any Convertible Notes it will be, an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser has not been formed solely for the purpose of acquiring the Securities. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Americana Publishing Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is is, and on each date on which it exercises any Warrants, it will be an "“accredited investor" ” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3) or (a)(7) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is: (i) an "“accredited investor" ” as defined in Rule 501(a501 under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Barfresh Food Group Inc.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesDebentures, it was, and at the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act. Each Purchaser acknowledges it is illegal to trade securities of the Company while in possession of material non-public information relating to the Company.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares and the Warrants, it was, and at the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 member of the Exchange Act.National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Securities Purchase Agreement (Orchid Biosciences Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is is, and on each date on which it exercises any Warrants or converts any shares of Preferred Stock, it will be an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is is, and on each date on which it exercises any Warrants, it will be an "“accredited investor" ” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange ActAct and such Purchaser is not a broker-dealer.
Appears in 1 contract
Samples: Securities Purchase Agreement (China XD Plastics Co LTD)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at as of the date hereof it is an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act. The Purchaser has completed or caused to be completed and delivered to the Company the Accredited Investor Certification set forth as Exhibit A hereto, which certification (as completed by the Purchaser) is true, correct and complete in all material respects.
Appears in 1 contract
Purchaser Status. At the time such the Purchaser was offered the SecuritiesShares, he/it was, and at the date hereof it is he is, an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such The Purchaser is also not required to be registered as a broker-dealer under Section 15 of the Securities Exchange ActAct of 1934, as amended.
Appears in 1 contract
Samples: Stock Purchase Agreement (Cinedigm Digital Cinema Corp.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and at the date hereof it is is, an "institutional “accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, and on each date on which it exercises any Warrants or converts any Debentures it will be an "“accredited investor" ” as defined in Rule 501(a) 501 under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Celsia Technologies, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and at the date hereof it is is, an "accredited investor" as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Securities----------------- Shares, it was, and at the date hereof it is an "accredited investor" as defined in Rule 501(a) under the Securities Act. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (DigitalFX International Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares and the Warrants, it was, and at the date hereof it is is, an "“accredited investor" ” as defined in Rule 501(a) under the Securities Act. Such Purchaser is not registered as, or required to be registered as as, a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Imageware Systems Inc)