Purchaser Status. At the time such Purchaser was offered the Shares, it was, and at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 7 contracts
Samples: Common Stock Purchase Agreement (Vision Sciences Inc /De/), Securities Purchase Agreement (Crdentia Corp), Securities Purchase Agreement (Syntax-Brillian Corp)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and at as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 7 contracts
Samples: And Warrant Purchase Agreement, Secured Convertible Bridge Note (Dataram Corp), Secured Convertible Bridge Note (Dataram Corp)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and at the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 7 contracts
Samples: Securities Purchase Agreement (OptimizeRx Corp), Form of Common Stock Purchase Agreement (Titan Pharmaceuticals Inc), Common Stock Purchase Agreement (Titan Pharmaceuticals Inc)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and at as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Senesco Technologies Inc), Securities Purchase Agreement (Westinghouse Solar, Inc.), Form of Stock Purchase Agreement (Far East Energy Corp)
Purchaser Status. At the time such Purchaser was offered the SharesUnits, it was, and at as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Towerstream Corp), Securities Purchase Agreement (Towerstream Corp), Securities Purchase Agreement (ChromaDex Corp.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and at as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Subscription Agreement (Marathon Patent Group, Inc.), Subscription Agreement (Inventergy Global, Inc.), Subscription Agreement (Sito Mobile, Ltd.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such No Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Corsair Capital LLC), Securities Purchase Agreement (Cougar Biotechnology, Inc.), Securities Purchase Agreement (NewStar Financial, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Shares, it was, and at as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Bright Horizons Family Solutions Inc.), Stock Purchase Agreement (Ignyta, Inc.), Securities Purchase Agreement (Visualant Inc)
Purchaser Status. At the time such Purchaser was offered the SharesShares and Warrants, it was, and at as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (China Valves Technology, Inc), Securities Purchase Agreement (China Information Security Technology, Inc.), Securities Purchase Agreement (China Valves Technology, Inc)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and at as of the date hereof it is, will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Co-Diagnostics, Inc.), Securities Purchase Agreement (Cure Pharmaceutical Holding Corp.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and at as of the date hereof it is, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (ZBB Energy Corp), Securities Purchase Agreement (Recovery Energy, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) 501 under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Telzuit Medical Technologies, Inc.), Securities Purchase Agreement (Cyberdefender Corp)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and at as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Cardium Therapeutics, Inc.), Securities Purchase Agreement (Gulf Resources, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and at the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Oxford Media, Inc.), Securities Purchase Agreement (BJs RESTAURANTS INC)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and at as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement, Securities Purchase Agreement (Ds Healthcare Group, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Shares, it was, and at as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Catalyst Pharmaceutical Partners, Inc.), Securities Purchase Agreement (Catalyst Pharmaceutical Partners, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Shares, it was, and at as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Aqua Metals, Inc.), Securities Purchase Agreement (Imprimis Pharmaceuticals, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and at as of the date hereof of this Agreement it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (MGT Capital Investments Inc), Securities Purchase Agreement (MGT Capital Investments Inc)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and at as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(5), (a)(6), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Nephros Inc), Stock Purchase Agreement (Nephros Inc)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act Act, or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Theater Xtreme Entertainment Group, Inc), Securities Purchase Agreement (Theater Xtreme Entertainment Group, Inc)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and at the date hereof it is, it will be either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Unsecured Debt Securities Purchase Agreement (Consolidated Energy Inc)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and at the date hereof it is, either: is (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Exchange Shares, it was, and at as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Exchange Agreement (Phytomedical Technologies Inc)
Purchaser Status. At the time such Purchaser was offered the SharesShares and Warrants, it was, and at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement Purchase Agreement (Micromed Cardiovascular Inc)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and at the date hereof it is, either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Ix Energy Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesShares and Warrants, it was, and at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (China Bak Battery Inc)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and at as of the date hereof it is, eithereither or both: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or and/or (ii) a “qualified institutional buyer” non-U.S. Person (as defined in Rule 144A(a) Regulation S under the Securities Act). Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Westinghouse Solar, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and at the date hereof it is, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such the Purchaser was offered the Shares, it was, and at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange ActAct and all of the SEC Reports have been made available to the Purchaser.
Appears in 1 contract
Samples: Stock Purchase Agreement (Seattle Genetics Inc /Wa)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and at as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (A.C. Moore Arts & Crafts, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and at as of the date hereof it is, either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such the Purchaser was offered the SharesShares and Warrants, it was, and at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act Act, or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Freestone Resources, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and at the date hereof it is, either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Insignia Systems Inc/Mn)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and at as of the date hereof hereof, it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Lightpath Technologies Inc)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and at as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(5), (a)(6), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and at as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(5), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Impac Mortgage Holdings Inc)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and at as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Sonoma Pharmaceuticals, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(5), (a)(6), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such No Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Nile Therapeutics, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and at as of the date hereof it is, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the SharesUnits, it was, and at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Cyberkinetics Neurotechnology Systems, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesUnits, it was, and at the date hereof it is, either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Cyberkinetics Neurotechnology Systems, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SharesDebenture, it was, and at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Technest Holdings Inc)
Purchaser Status. At the time such Purchaser was offered the SharesDebentures, it was, and at as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Casita Enterprises, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange ActAct and all of the SEC Reports have been made available to the Purchaser.
Appears in 1 contract
Purchaser Status. At the time such the Purchaser was offered the Shares, it was, and at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as 12 defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange ActAct and all of the SEC Reports have been made available to the Purchaser.
Appears in 1 contract
Purchaser Status. At the time such Purchaser xxxx Xxxxxx was offered the SharesSecurities, it was, and at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser Seller is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Membership Interest Purchase Agreement (Coach Industries Group Inc)
Purchaser Status. At the time such Purchaser was offered the SharesNote and the Securities, it was, and at as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyerPurchaser” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the SharesDebentures, it was, and at the date hereof it is, is either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Debenture Purchase Agreement (Intraop Medical Corp)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and at the date hereof it is, and on each date on which it converts any Preferred Shares or exercises any Warrants it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) 501 under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Infusion Brands International, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and at the date hereof it is, either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act. Such No Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Capital Z Partners LTD)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and at as of the date hereof it is, and it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.. WEST\240753191.10
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and at the date hereof it is, either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
